Intervention Research
Establishing Fidelity of the Independent Variable
in Nursing Clinical Trials
Karen Farchaus Stein 4 Judy T. Sargent 4 Nicholas Rafaels
b Background: Internal validity of a randomized clinical trial
of a nursing intervention is dependent on intervention
fidelity. Although several methods have been developed,
evaluating audio or audiovisual tapes for prescribed
and proscribed interventionist behaviors is considered the
gold standard test of treatment fidelity. This approach
requires development of a psychometrically sound instru-
ment to meaningfully categorize and quantify intervention-
ist behaviors.
b Objective: To outline critical steps necessary to develop a
treatment fidelity instrument.
b Methods: A comprehensive literature review was conducted
to determine procedures used by other researchers. The
literature review produced five quantitative studies of
treatment fidelity, all in the field of psychotherapy, and
two replication studies. A synthesis of methodologies
across studies combined with researchers’ experiences
resulted in identification of the steps necessary to develop
a treatment fidelity measure.
b Results: Seven sequential steps were identified as essential
to the development of a valid and reliable measure of
treatment fidelity. These steps include (a) identification of
the essential elements of the experimental and control
treatment modalities; (b) construction of scale items; (c)
development of item scaling; (d) identification of the units
for coding; (e) item testing and revision; (f) specification of
rater qualifications and development of rater training
program; and (g) development and completion of pilot
testing to test psychometric properties. Development of the
Possibilities Project Psychotherapy Coding Questionnaire
is described as an illustration of the seven-step process.
b Discussion: The results show the essential steps that are
unique to the development of treatment fidelity measures
and show the feasibility of using these steps to construct a
psychometrically sound treatment-specific fidelity measure.
b Key Words: internal validity
&
intervention fidelity
&
randomized
clinical trials
R
andomized clinical trials (RCTs) are vital in advanc-
ing effective new nursing interventions. In RCTs,
the efficacy of the experimental intervention is established
through comparison of patient outcomes between pre-
established groups, including one group who received the
experimental treatment and one who received the control
or comparison treatment. The nature of many experimental
nursing interventions is that they are flexible, dynamic, and
individualized to be sensitive and responsive to the unique
characteristics of the participant. Although this approach
is essential to ensure clinically meaningful and relevant
interventions, internal validity of the trial is dependent on
the systematic and reliable delivery of the independent
treatment variable (Calsyn, 2000). Hence, methods to
establish reliable delivery of the treatment intervention ob-
jectively are central to the integrity of any randomized trial.
Reliable and competent delivery of an experimental
treatment by the interventionist is referred to in the
literature as intervention fidelity (Moncher & Prinz,
1991; Ogrodniczuk & Piper, 1999; Santacroce, Maccarelli,
& Grey, 2004). Intervention fidelity has two core compo-
nents: adherence and competence. Adherence is the most
basic and is the extent to which the interventionists’
behaviors conform to the treatment protocol. Adherence
is focused on the quantity of prescribed behaviors that are
delivered in a treatment session or course, and compares
the quantity of generic interventionist behaviors (common
across psychotherapy) and behaviors that are proscribed by
the protocol. The competence component is more complex
and is focused on the interventionist’s skillfulness in the
delivery of the intervention.
In recent years, important strategies have been used
to improve intervention fidelity, including the use of
treatment manuals, formal training of interventionists,
Nursing Research
.
January/February 2007
.
Vol 56, No 1, 54–62
54 Nursing Research January/February 2007 Vol 56, No 1
Karen Farchaus Stein, PhD, RN, FAAN, is Associate Professor;
and Judy T. Sargent, MS, RN, CS, is Doctoral Student and
Research Assistant, School of Nursing, University of Michigan,
Ann Arbor.
Nicholas Rafaels, MS, is Programmer/Data Analyst, Division of
Allergy and Clinical Immunology, Department of Medicine, The
Johns Hopkins University, Baltimore, Maryland.
Copyr ight © Lippincott Williams & Wilkins. Unauthor iz ed reproduction of this article is prohibited.