Review Article
A SYSTEMATIC REVIEW: EXPLORATION OF PROCESS ANALYTICAL TECHNOLOGY
TECHNIQUES (PAT) AND THEIR MULTIFACETED ADVANTAGES IN INDUSTRIAL PROCESSES
RAAGUL SEENIVASAN , JEY KUMAR PACHIYAPPAN , MURTHANNAGARI VIVEK REDDY , GNK GANESH
*
Department of Pharmaceutics, JSS College of Pharmacy, JSS Academy of Higher Education and Research, Ooty, Nilgiris. Tamilnadu. India
*
Corresponding author: Gnk Ganesh;
*
Email: gnk@jssuni.edu.in
Received: 01 Nov 2023, Revised and Accepted: 20 Dec 2023
ABSTRACT
FDA initiated the PAT technology framework in the year of 2004 with the guidelines of “A framework of innovative pharmaceutical development,
manufacturing and quality assurance. With that, the International Council for Harmonisation has also initiated continuous process verification to
overcome the limitations of traditional methods and improve the understanding of the process and quality of the product throughout the product
lifecycle. Since the year of implementation, the advancement of analytical and chemometric tools has evolved to deliver consistent quality products
by understanding their process and product performance. However, the pharmaceutical industry was lacking in this technicality and
implementation of highly regulated specifications. To this respect, we have stated some of the PAT tools, including NIR, Raman and Terahertz
spectroscopy, as they will transfer to the futuristic prospects of analyzing the drug product with non-destructive, improved process understanding,
real-time monitoring, and enhanced data integrity. This review article emphasizes the importance of PAT technology with different monitoring
processes with their historical background and regulatory framework. Special attention was given to strategies, challenges, opportunities, and the
compatibility of PAT tools with data fusion. Further, this will give a high-priority disciplinary scientific topic to Pharma 4.0.
Keywords: PAT tools, NIR spectroscopy, Raman spectroscopy, Non-destructive, Real-time monitoring, Dissolution
© 2024 The Authors. Published by Innovare Academic Sciences Pvt Ltd. This is an open access article under the CC BY license (https://creativecommons.org/licenses/by/4.0/)
DOI: https://dx.doi.org/10.22159/ijap.2024v16i2.49772 Journal homepage: https://innovareacademics.in/journals/index.php/ijap
INTRODUCTION
In the Pharmaceutical industry, quality control was mainly based on
end-product testing, a traditional approach based on a statistical
process control approach [1]. The statistical method may include
control charts, run charts, histograms, process capability analysis, or
any other mathematical or statistical approaches; these are offline
approaches, i.e., they focus only on the output of the process. All the
offline processes are conducted to check the quality of the finished
product. The main disadvantage of these traditional methods is that
they mainly emphasize only the end product, and the root cause of
the problem is unidentified or unclear [2-4]. Another drawback of
this method is that it is very difficult to understand the process and
solve the problems that arise during product manufacturing. The
ICH (International Council for Harmonisation) initiated Continuous
Process Verification (CVP) to overcome the limitations of traditional
methods and improve the understanding of the process and quality
of the product throughout the product lifecycle. It is the alternative
technique for Statistical process control, which is an older approach.
It enables to reduce the defects in the manufacturing process by
continuous monitoring of the process. This gives a higher assurance
of product quality [5].
In contrast, this approach is based upon scientific behavior and risk-
based assessment to give a good quality finished product. In 2009,
ICH laid down guideline Q8 (R2), which is a QbD approach that
begins with a predefined objective. The main objective of this
approach is a better understanding of the materials and the process
parameters. It consists of six fundamental components that must be
considered before the implementation of this approach. The
framework consists of the following elements: defining the goal
prior, identification of CQA (Critical Quality Attributes), Assessment
of Risk, Design Space Development, Control Strategy, and Life Cycle
Management [6-9].
Define the goal prior: It is the initial stage for the implementation of
the QbD approach. Setting the goal before meeting the Target
Specification is known as a Quality Target Product Profile (QTPP). It
serves as a guideline for the development of quality products
throughout the development stage and for the establishment of
CQAs. Identification of CQAs: Evaluation of Quality Target Product
Profile leads to the CQA development. It is directly proportional to
the quality of the product. It is used in the risk assessment step to
check the root cause of the problem that arises during the product
developmental stage. Assessment of Risk: It enables us to
understand the factors that affect the quality of the product through
root cause analysis. The factor may be CQA’S or any other process
parameters. Design Space Development: It helps us to understand
the combination and interaction effects of the parameters involved
in the process. Identification of these enables an optimized process.
Control Strategy: It is the ideas and information that is obtained
from the previous manufacturing process, Literature survey, or any
other process parameters. Life Cycle Management: It ensures that
the product is maintained at good quality all the time by providing
good manufacturing practices that ensure the product's quality
throughout the life cycle. This may contain the following: Validation,
Real-time monitoring, Six Sigma Approach, Training, etc [10].
In September 2004, the USFDA proposed “Guidance for Industry
PAT — A Framework for Innovative Pharmaceutical Development,
Manufacturing, and Quality Assurance,” which is mainly focused on
continuous process improvement and better understanding of the
process. It also encourages the implementation of the Process
Analytical Technique (PAT), which is an innovative approach. These
guidelines are also the European Medical Agency and MHLW.
Employing an analytical process with the PAT approach facilitates
Real-time release testing (RTRT). There is an increasing use of PAT
technologies, which are driven by innovative technologies that
enable the improvement of the quality of the product. FDA
consistently motivates the manufacturer to obey the Good
Manufacturing Process, which QbD can implement, and PAT
approaches. Understanding the process is made easy by using
certain analytical tools, sensors, probes, and lasers that are placed in
an appropriate position to provide a real-time monitoring facility.
The data set obtained from those tools can be interpreted, and the
real-time monitoring process is enhanced. These tools provide
automation and optimization of the entire process, thus reducing the
off-line testing of the products and thus reducing the time for
analysis and fewer human errors [11-13].
In this review article, we have discussed the Guidelines released by
the regulatory body USFDA that emphasize the implementation of
the manufacturing process by means of any innovative real-time
monitoring process that may include the PAT approach. We have
also discussed the different monitoring processes, different PAT
tools, and the analytical methods that are employed in the
International Journal of Applied Pharmaceutics
ISSN- 0975-7058 Vol 16, Issue 2, 2024