Prevalence of carbapenem resistance and its potential association
with antimicrobial use in humans and animals in rural communities
in Vietnam
Nguyen Thi Phuong Yen
1
, Nguyen Thi Nhung
1
, Doan Hoang Phu
1,2
, Nguyen Thi Thuy Dung
1
,
Nguyen Thi Bich Van
1
, Bach Tuan Kiet
3
, Vo Be Hien
3
, Mattias Larsson
4
, Linus Olson
4
, James Campbell
1,5
,
Nguyen Pham Nhu Quynh
1
, Pham Thanh Duy
1
and Juan Carrique-Mas
1,5
*
1
Oxford University Clinical Research Unit, Ho Chi Minh City, Vietnam;
2
Faculty of Animal Science and Veterinary Medicine, Nong Lam
University, Ho Chi Minh City, Vietnam;
3
Sub-Department of Animal Health and Production, Dong Thap, Vietnam;
4
Department of Global
Public Health, Karolinska Institute, Stockholm, Sweden;
5
Centre for Tropical Medicine and Global Health, Oxford University, UK
*Corresponding author. E-mail: juanjo_cm@yahoo.com
Received 28 December 2021; accepted 13 March 2022
Background: Vietnam and Southeast Asia are hotspots for antimicrobial resistance; however, little is known on
the prevalence of carriage of carbapenem resistance in non-hospitalized humans and in animals. Carbapenem-
resistant Enterobacteriaceae (CRE), particularly Escherichia coli (CREC) and Klebsiella pneumoniae (CRKP) and
also Acinetobacter baumannii (CRAB) are emerging threats worldwide.
Methods: We investigated healthy humans (n = 652), chickens (n = 237), ducks (n = 150) and pigs (n = 143) in
400 small-scale farms in the Mekong Delta of Vietnam. Samples (rectal swabs, faecal swabs) were investigated
for carriage of CRE/CRAB and were further characterized phenotypically and genotypically.
Results: In the Mekong Delta of Vietnam, the prevalence of CRE isolates in human rectal swabs was 0.6%, in-
cluding 4 CREC and 1 CRKP. One pig was infected with CREC (prevalence 0.7%). CRAB was isolated from chickens
(n = 4) (prevalence 2.1%) and one duck (prevalence 0.7%). CRKP was isolated from a human who was also co-
lonized with CREC. The CRKP strain (ST16), from an 80 year-old person with pneumonia under antimicrobial
treatment, genetically clustered with clinical strains isolated in a hospital outbreak in southern Vietnam. The
prevalence of CRE was higher among humans that had used antimicrobials within 90 days of the sampling
date than those had not (4.2% versus 0.2%) (P = 0.005). All CRE/CRAB strains were MDR, although they were sus-
ceptible to colistin and neomycin. The carbapenemase genes identified in study strains were bla
NDM
and bla
OXA
.
Conclusions: The finding of a CRKP strain clustering with previous hospital outbreak raises concerns about po-
tential transmission of carbapenem-resistant organisms from hospital to community settings or vice-versa.
Introduction
Carbapenems are β-lactam antimicrobials used for the treatment
of infections caused by MDR Gram-negative bacteria.
1
Currently
they are classified by WHO as high priority, critically important
antimicrobials;
2
carbapenem-resistant Enterobacteriaceae
(CRE) and Acinetobacter baumannii (CRAB) (alongside
Pseudomonas aeruginosa) are regarded as ‘critical, high priority
pathogens’ by WHO.
3
Globally, the incidence of infections
with both types of pathogen has been steadily increasing.
4,5
CRE infections are now being widely reported in Southeast
Asian hospital settings.
6,7
Data from Vietnamese hospitals have
documented that this leads to increased mortality and asso-
ciated health care costs.
8,9
Prevalence of infection with CRE
among patients correlates with length of hospitalization (from
13% on admission to 89% at day 15).
9
Laboratory data indicate
increased prevalence of carbapenem resistance between 2012
and 2016 among Escherichia coli (CREC) (from 6% to 8%) and
Klebsiella pneumoniae (CRKP) (from 17% to 24%).
10
Recently,
two nosocomial CRKP outbreaks caused by distinct lineages of se-
quence type (ST) 16 have been reported in Vietnam. CRKP strains
from Vietnam are typically MDR, and are resistant to colistin.
11,12
Studies in Ho Chi Minh City (southern Vietnam) (2010–12) indi-
cated that resistance to carbapenems among Acinetobacter spp.
© The Author(s) 2022. Published by Oxford University Press on behalf of British Society for Antimicrobial Chemotherapy.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/
by/4.0/), which permits unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited.
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JAC Antimicrob Resist
https://doi.org/10.1093/jacamr/dlac038
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