Financial Analysts Journal | A Publication of CFA Institute
116 © 2017 CFA Institute. All rights reserved. Second Quarter 2017
CE Credits: 1
Research
Mononationals:
The Diversification Benefits
of Investing in Companies
with No Foreign Sales
Cormac Mullen and Jenny Berrill
Cormac Mullen is a PhD candidate in finance, School of Business, Trinity College, Dublin. Jenny Berrill is assistant professor of finance,
School of Business, Trinity College, Dublin.
I
n recent years, researchers have documented a decrease in the
benefits of internaonal equity porolio diversificaon, par-
cularly for developed-market stocks, as the world market has
become more integrated and financial markets more globalized
(Kalra, Stoichev, and Sundaram 2004; Chiou 2008; Quinn and Voth
2008; Beine, Cosma, and Vermeulen 2010; Christoffersen, Errunza,
Jacobs, and Langlois 2012; Lehkonen and Heimonen 2014; Miralles-
Marcelo, Miralles-Quirós, and Miralles-Quirós 2015). Academics
have suggested that equity investors seeking internaonal diver-
sificaon benefits consider emerging markets (Christoffersen
et al. 2012; Graham, Kiviaho, and Nikkinen 2012; Harvey 2012;
Lehkonen and Heimonen 2014; Yarovaya and Lau 2016), froner
markets (Berger, Pukthuanthong, and Yang 2011; Sukumaran,
Gupta, and Jithendranathan 2015), or various equity-linked
products (Kabir, Hassan, and Maroney 2011; Miralles-Marcelo et
al. 2015; O’Hagan-Luff and Berrill 2015). Many fund managers,
however, are constrained by their funds’ investment mandates and
are restricted to invesng in developed-market equies only. Thus,
they are excluded from the diversificaon benefits available from
these more “exoc” securies.
The literature on the benefits of internaonal diversificaon
emerged at a me when a foreign stock was more likely to have
sales exposure completely foreign to the investor and was less
likely to be a foreign mulnaonal company (Grubel 1968; Levy
and Sarnat 1970; Solnik 1974). For example, in 1995, a US investor
invested in Vodafone, a UK-based telecommunicaons company
with 99.7% of its sales in the United Kingdom. In 2012, the same
investor held shares in the Vodafone conglomerate, which had just
Few papers have focused on the
diversificaon benefits of com-
panies with domesc sales only,
or mononaonals. We compare
the internaonal diversificaon
benefits of equity porolios of
various mulnaonal classifica-
ons. We find that mulnaon-
ality has a significant impact on
diversificaon benefits, with
foreign “domesc” stocks offer -
ing the most benefits and foreign
“global” stocks the least, and that
invesng in stocks with low sales
in the investor’s home region
leads to higher benefits. For port -
folio managers, we suggest that a
porolio of mononaonals offers
the potenal for greater benefits
than a porolio of mulnaon-
als. Our results are strongest for
US, eurozone, UK, and Japanese
investors.
Disclosure: The authors report no conflicts
of interest.
The authors thank the editors, one anonymous reviewer, and Patrick Savaria, CFA, for
their insighul comments, which greatly improved the arcle.
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