Antecedents of Preschool Children's Internalizing
Problems: A Longitudinal Study of Low-Income Families
DANIEL S. SHAW, PH.D., KATE KEENAN, PH.D., JOAN I. VONDRA, PH.D., ERIC DELLIQUADRI, B.S.,
AND JOYCE GIOVANNELLI, B.S.
ABSTRACT
ObJective: To examine antecedents of young children's internalizing problems using research related to emotion
regulation to guide prediction. Method: longitudinal data were collected on 86 low-income mother--ehild dyads to
examine risk factors related to early internalizing problems as measured by the Child Behavior Checklist (CBCl).
Results: The following risk factors, assessed during infancy, were related to the development of preschool-age inter-
nalizing problems: negative emotionality, disorganized attachment classification, negative life events, exposure to child-
rearing disagreements, and parenting hassles. In addition, the interaction of high negative emotionality and exposure to
parental conflict added unique variance to the prediction of scores on the CBCl Withdrawal and Depression/Anxiety sub-
scales. Conclusions: Children's preschool-age internalizing problems can be identified during infancy from multiple
domains related to the development of emotion regulation. Further longitudinal work is encouraged that incorporates
direct measurement of children's negative emotionality, parenting, and family factors that influence both parenting and
children's emotion regulation. J. Am. Acad. Child Ado/esc. Psychiatry. 1997,36(12):1760-1767. Key Words: child
psychopathology, internalizing problems, preschool children, emotion regulation.
There are relatively few studies to guide our under-
standing of the developmental precursors of internal-
izing problems in young children. Three main factors
are related to these difficulties: (I) uncertainty about
how to directly measure the internal mood and related
symptoms in toddlers and preschool-age children; (2)
lack of behavioral continuity in children's expression of
internalizing problems from the toddler to school-age
periods; and (3) lack of a theoretical framework by
which the apparent discontinuities of mood and beha-
vior can be linked across developmental periods at a
conceptual level. By definition, the study of externaliz-
April 28, 1997.
From the Department of Psychology, University of Pittsburgh. Dr. Keenan is
currently at the Department ofPsychiatry, University of Chicago. At the time of
this study, Mr. Delliquadriand Ms. Giouannelli toere research assistants in the
Department of Psychology, University ofPittsburgh.
Thisstudy wassupportedby NIMH grant 34528 tv Dr. Shaw. The 5 data
toere collected by Dr. Keenanas part of her doctoral dissertation. W't thank tb«
studyparticipantsfir letting us watchand learnaboutftmi/y development.
Reprint requests to Dr. Shaw. Department of Psychology, Clinical Psychology
Center; 6040EH, 4015 O'HaraStrut. University ofPittsburgh. Pittsburgh. PA
15260.
0890-8567/97/3612-1760/$0.300/0© 1997 by rhe American Academy of
Child and Adolescent Psychiarry.
ing disorders relies on identifiable externally expressed
behaviors which appear to take the form of comparable
child behaviors from the toddler to school-age periods
(e.g., noncompliance, aggression) (Campbell, 1994;
Keenan and Shaw, 1994; Shaw et al., 1994) and for
which several investigators have generated develop-
mental models beginning as early as infancy (Greenberg
and Speltz, 1988; Hirschi, 1969; Shaw and Bell, 1993).
In contrast, the study of young children's internalizing
problems has been hindered by its inability to identify
reliable early manifestations of the symptoms and
scarcity of developmentally driven theoretical models.
To begin to address some of these critical gaps in
understanding, we examined correlates of early inter-
nalizing symptoms with a sample of high-risk children
followed from infancy to preschool age. The sample was
initially selected and followed to investigate vulnerabil-
ity versus resilience in the development of externalizing
behavior problems. By utilizing the construct of emo-
tion regulation, our goal was to test a developmentally
driven theoretical model of the precursors of inter-
nalizing disorders.
The term "emotion regulation" has been defined in
various ways. For the purposes of this study, emotion
1760 J. AM. ACAD. CHILD ADOLESC. PSYCHIATRY, 36:12. DECEMBER 1997