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International Journal of Psychophysiology
journal homepage: www.elsevier.com/locate/ijpsycho
Can we feel like being neither alert nor sleepy? The electroencephalographic
signature of this subjective sub-state of wake state yields an accurate
measure of objective sleepiness level
Arcady A. Putilov
a,b,
⁎
, Olga G. Donskaya
a
, Evgeniy G. Verevkin
a
a
Research Group for Math-Modeling of Biomedical Systems, The Research Institute for Molecular Biology and Biophysics of the Federal Research Center of Fundamental
and Translational Medicine, Novosibirsk, Russia
b
Laboratory of Sleep/Wake Neurobiology, The Institute of Higher Nervous Activity and Neurophysiology of the Russian Academy of Sciences, Moscow, Russia
ARTICLE INFO
Keywords:
EEG spectrum
Sleep deprivation
Objective sleepiness
Alertness-sleepiness level
Sleep-wake transition
Karolinska Sleepiness Scale
ABSTRACT
Accurate measurement of objective level of sleepiness can have important implications for experimental and
field studies of sleep deprived individuals. We proposed to accurately quantify changes in sleepiness level with
single electroencephalographic (EEG) measures obtained from EEG spectra consisting of 16 spectral powers
within the frequency interval from 1 to 16 Hz. The EEG signal was recorded every other hour from 19:00 of
Friday to 19:00 of Sunday in 48 study participants. The differential spectra were calculated for the 1st minute
with eyes closed as the differences between EEG spectra for pairs of distinct subjective sub-states (alert, neither
alert nor sleepy, sleepy, and very sleepy sub-states scored on the Karolinska Sleepiness Scale as 3, 5, 7, and 9,
respectively).The differential spectra were calculated for the sub-samples of those participants who succeeded
and failed to succeed in completing all 25 EEG recording sessions (n = 25 and 23, respectively) and for the
addition sample of 130 participants deprived from sleep for only one night. Single spectral EEG measures were
then calculated by summation of 16 spectral powers weighted by a differential spectrum. The strongest corre-
lation coefficients (0.981, 0.987, and 0.985) were attained between the time courses of subjective and objective
measures when data on 130, 23 and 25 participants, respectively, were used for calculation of frequency waiting
curve differentiating alert sub-sate either from sleepy sub-state or from neither alert nor sleepy sub-state. We
recommended implementation of the proposed objective measure into experimental procedures requiring ac-
curate estimation of objective sleepiness level.
1. Introduction
Sleepiness is a cause of motor vehicle accidents and should be
considered when fitness to drive is investigated (Bioulac et al., 2017).
Accurate measurement of objective level of sleepiness can have im-
portant implications not only for the driving but also for many other
safety critical procedures and occupations (Kaplan et al., 2007; King
et al., 2009; Horne and Burley, 2010). It has been recognized that the
lack of practical tools for quick and objective testing of sleepiness has
become one of the critical barriers to reducing the threats of sleep loss
to safety, productivity, and public health (Czeisler, 2011; Quan et al.,
2011).
Although it is believed that sleep deprived individuals are able to
monitor their own sleepiness, the vast majority of people seem poor in
such a monitoring (Reyner and Horne, 1998; Berka et al., 2004; Smith
et al., 2005; Tremaine et al., 2010). It is difficult to precisely define the
physiological component of subjective feeling of sleepiness in scientific
terms (Reyner and Horne, 1998), and, therefore, the question of what
might be a reliable physiological marker of sleepiness remains a con-
troversial issue. The consensus has not been yet reached on the question
of what are the patterns of changes in brain activity that can reliably
signal about alertness decrement. On the other hand, there exists a solid
experimental evidence for significant association of subjective sleepi-
ness level with higher electroencephalographic (EEG) spectral power in
low (delta and theta) frequency ranges and with lower EEG power in
high (high alpha and low beta) frequency ranges, especially when EEG
is recorded in eyes closed rather than eyes open condition (Lorenzo
et al., 1995; Strijkstra et al., 2003; Leproult et al., 2003; Marzano et al.,
2007; Putilov and Donskaya, 2014).
We previously proposed to estimate the current objective level of
alertness-sleepiness by using a single EEG measure based on a differ-
ential spectrum that is a difference between EEG spectra for a pair of
https://doi.org/10.1016/j.ijpsycho.2018.11.005
Received 13 October 2018; Received in revised form 18 November 2018; Accepted 19 November 2018
⁎
Corresponding author at: 11, Nipkowstr., 12489 Berlin, Germany.
E-mail address: putilov@ngs.ru (A.A. Putilov).
International Journal of Psychophysiology 135 (2019) 33–43
Available online 22 November 2018
0167-8760/ © 2018 Elsevier B.V. All rights reserved.
T