doi:10.1111/imj.14233
ETHICS IN MEDICINE
Conflicts of interest: new thinking, new processes
Paul A. Komesaroff ,
1,2
Ian Kerridge
2
and Wendy Lipworth
2
1
Alfred Hospital, Monash University, Melbourne, Victoria, and
2
Sydney Health Ethics, University of Sydney, Sydney, New South Wales, Australia
Key words
conflicts of interest, interest, ethics, non-
pecuniary interest, guidelines.
Correspondence
Paul A. Komesaroff, Alfred Hospital, Monash
University, Commercial Road, Prahran, Vic. 3181,
Australia.
Email: paul.komesaroff@monash.edu
Received 20 December 2018; accepted
21 January 2019.
Abstract
Although the concept of ‘conflict of interest’ (COI) arises in many contexts in
healthcare, it is often poorly understood, and commonly accepted, definitions are often
circular, self-contradictory and unable to provide procedural guidance. To overcome
such confusion and imprecision, we offer a reformulation of COI that carefully defines
interests, clarifies their scope and articulates a simple, non-punitive approach to manag-
ing them. We define an ‘interest’ as ‘a commitment, goal, obligation or duty related to
a particular social role or practice’. We show how in a particular setting multiple inter-
ests can be at play, which can be either financial or non-financial, with the latter often
being the most potent drivers of behaviour. We define a ‘conflict of interest’ as the con-
dition that arises when two coexisting interests directly conflict with each other: that is,
when they are likely to compel contrary and incompatible outcomes. COI therefore
reflect objective states of affairs rather than internal mental states; they do not imply
moral error; and they are identified through public rather than private processes
involving ethical dialogues among relevant stakeholders. Once a COI has been identi-
fied, responses must be determined based on the seriousness of the conflict and the
conditions that generated it. Such responses may be minimal or they may require a for-
mal disengagement from one of the conflicting interests. The framework described,
reflects the rich diversity of interests in modern societies, is universally applicable and
provides simple, readily applicable guidelines for the identification and management of
conflicts arising between them.
INTRODUCTION
The concept of ‘conflict of interest’ (COI) arises in many
contexts in the work of physicians, including in clinical
practice, research, administrative tasks, educational
activities, the conduct of meetings and the receipt of gifts
and hospitality. Despite its importance and visibility,
however, the concept is often loosely applied and poorly
understood.
This is not surprising, given that commonly accepted
definitions of COI are often circular or self-contradictory
or, at best, fail to provide procedural guidance. The defi-
nition that is most commonly referred to is that of the
US National Academy of Medicine (formerly the Insti-
tute of Medicine), which defines a COI as ‘a set of cir-
cumstances that creates a risk that professional
judgement or actions regarding a primary interest will be
unduly influenced by a secondary interest’.
1
This
definition both fails to define what an ‘interest’ is (and is
therefore circular) and makes the unsupported assump-
tion that there will always be a clear hierarchy of ‘pri-
mary’ and ‘secondary’ interests in biomedical research,
policymaking and practice.
The Australian National Health & Medical Research
Council’s National Statement on Ethical Conduct in Human
Research defines a COI as occurring where ‘a person’s
individual interests or responsibilities have the potential
to influence the carrying out of his or her institutional
role or professional obligations…’.
2
Again, we see that
‘interests’ are not defined and that flawed assumptions
are made about the nature of biomedicine—in this case
that ‘influences’ on roles and obligations necessarily
entail conflicts—which is not necessarily the case. In
addition, ‘interests’ appear to be conflated with ‘respon-
sibilities’, despite the fact that these are two different
things.
Other definitions of COI focus exclusively on the com-
patibility of one’s personal interests with those of an
organisation with which he or she is associated. The
Funding: None.
Conflict of interest: None.
Internal Medicine Journal 49 (2019) 574–577
© 2019 Royal Australasian College of Physicians
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