NATURE REVIEWS | CLINICAL ONCOLOGY ADVANCE ONLINE PUBLICATION | 1
NEWS & VIEWS
BIOMARKERS
Exceptional responders—
discovering predictive biomarkers
Naoko Takebe, Lisa McShane and Barbara Conley
Modern genomics technologies enable the identification of genetic
alterations, even those present at a low frequency, and can contribute
to unveiling the mechanistic rationale behind the unexpected clinical
response of ‘exceptional responders’. This approach will drive the
identification of molecular biomarkers that can be integrated into
clinical trials and predict response to a specific therapy.
Takebe, N. et al. Nat. Rev. Clin. Oncol. advance online publication 17 February 2015;
doi:10.1038/nrclinonc.2015.19
Most oncologists during their professional
careers have had the experience of a patient
who had a surprising response to a treatment,
in instances when the majority of patients did
not respond. Such ‘exceptional responders’, in
the context of clinical trials, raise intriguing
questions with regard to understanding why
these patients showed long-lasting responses
to either single-agent or combination thera-
pies that are otherwise deemed ‘failures’ based
on the overall study outcomes.
1
Until recently,
the analysis of the molecular characteristics
of the exceptional responders was difficult
owing to limitations of the technologies
and to the unavailability of sufficient biopsy
samples from these patients, especially
considering that the majority of available
patient archival material is represented by
tissues embedded in formalin-fixed, paraffin
embedded blocks, in which nucleic acid are
highly degraded. Recent advances in molecu-
lar and computational analysis techniques
have enabled the identification of genetic
alterations, even those existing at very low
frequencies in tumour tissues—providing a
valuable tool to identify the alterations that
might specify the molecular aetiology behind
these exceptional responses.
The advent of next-generation sequencing
coupled with large-scale sequencing efforts to
identify somatic gene aberrations in tumour
tissues has resulted in publicly available data-
bases, such as The Cancer Genome Atlas
(TCGA) and International Cancer Genome
Consortium (ICGC), which have helped to
combine the biological knowledge of specific
pathways inhibited in exceptional respond-
ers with the identification of mutations that
could then be used as predictive molecu-
lar biomarkers of clinical response. The
frequency of the mutations identified by
screening patient tumours and that can
serve as molecular biomarkers might be
≤5%.
2
Nonetheless, ongoing global efforts
are aimed at the identification of such low
frequency actionable mutations, which can
then be incorporated as biomarkers into
master protocol clinical trials.
2
For this strat-
egy to be successful, a nationwide effort to
search for exceptional responders, delineate
the mechanisms of action of the particular
agents, and make the results available in a
public database, is an important research
project to undertake.
In this context, the National Cancer Insti-
tute (NCI) has launched several precision
medicine initiatives so that recently acquired
knowledge of molecular variants active in
cancers could enable, in a more rational and
efficient way, further therapeutic develop-
ment.
3
Specifically, the ‘NCI Exceptional
Responders Pilot Study’ was launched in
October 2014 (Figure 1).
4,5
This initiative is
based on a NCI Cancer Therapy Evaluation
Program review of 10 years of unpublished
data from phase II clinical trials, which
identified the occurrence of exceptional
responses in up to 10% of patients in trials
in which the agent did not receive FDA
approval in that setting. Under this proto-
col, clinicians (within or outside the NCI),
who are interested in proposing a case for
the Exceptional Responders Pilot Study and
have access to the patient’s tumour tissue
(and normal tissue if available) prior to the
exceptional response will be able to make
an initial submission via e-mail. Of note,
exceptional responders will not be limited
to cases treated only by targeted therapies or
single-agent therapy, or in a clinical trial. The
submission should include a short descrip-
tion of the case (without patient identifiers)
including diagnosis (and time of diagnosis);
treatment; type and duration of exceptional
response; informed-consent status; partici-
pation in a clinical trial or not; availability of
tumour tissue; and the nature of the sample.
The protocol initially defines exceptional
Propose exceptional responder
nciexceptionalresponders@mail.nih.gov
(tissue available)
Case review @NCI
IRB approval Execute MTA
Submit clinical
data (CTSU)
Submit tissue
and path report
Execute contract, complete data submission,
submit consent form
QA/QC isolation of nucleic acids
DNA sequencing, whole exome and deep targeted
panel if possible: RNAseq, WGS etc.
Data coordinating
centre
Review of data and
correlation with drug’s
mechanism of action
Controlled
access
database
Figure 1 | Algorithm of the NCI Exceptional
Responders Initiative. This scheme describes
the different steps from evaluation to sample
analysis of the Exceptional Responders
Initiative. For more detailed information or to
submit a case, please see the Clinicaltrials.gov
and NCI websites,
4,5
or contact NCI Exceptional
Responders Study coordinator Erin Souhan
through the Exceptional Responder Mailbox
(nciexceptionalresponders@mail.nih.gov).
Abbreviations: CTSU, Clinical Trials
Support Unit; IRB, Institutional Review Board;
MTA, material transfer agreement; NCI,
National Cancer Institute; QA, quality
assurance; QC, quality control; WGS, whole
genome sequencing.
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