Journal of Biopharmaceutical Statistics, 22: 351–367, 2012
Copyright © Taylor & Francis Group, LLC
ISSN: 1054-3406 print/1520-5711 online
DOI: 10.1080/10543406.2010.539082
SAMPLE SIZE DETERMINATION FOR ALTERNATE PERIODS
OF USE STUDY DESIGNS WITH BINARY RESPONSES
Jorge G. Morel
1
and Nagaraj K. Neerchal
2
1
The Procter and Gamble Company, Cincinnati, Ohio, USA
2
Department of Mathematics and Statistics, University of Maryland
Baltimore County, Baltimore, Maryland, USA
In this article, we consider several study designs that arise in practice, which are
variations of standard crossover designs. Often, they may result from modifications
made to a standard crossover design due to practical considerations. Characteristic
features of the studies we are concerned with are (a) treatments consist of external
use of products with little or no possibility of carry over effects, and (b) the
periods of use are dictated by the subjects or by some specific event, such as diaper
leakage or menstrual flow. We consider a number of such study designs for estimating
the difference in the efficacy of two treatments or test products. We provide brief
descriptions of studies to motivate the study design, the underlying data structure, and
computations of the variances of the usual unbiased estimators of the difference in
efficacy, and the sample size formulas. The situations considered here cover a number of
popular crossover designs. The objective of our work is to provide guidance to members
of a wide audience on how to answer the sample size question for their own nonstandard
situations. We conclude the article with a brief report on a simulation study we
conducted to investigate the impact of estimation on the sample size determination and
consequently on the actual power realized in an effort to promote the “best practice”
of checking whether the recommended sample sizes indeed achieve the desired level of
power.
Key Words: Crossover designs; Diaper studies; Exchangeable correlation; Menstrual studies; Power;
Repeated measures.
1. INTRODUCTION
A large number of study designs in practice fall short of the strict definition
of a crossover design. While they share the characteristics of crossover designs
that the treatments are applied to individuals in a sequential order, there may
either be repeated measurements or possibly concurrent multiple applications of
the treatments to the same subject within each period of application. We refer
to such study designs as alternate periods of use (APU) study designs, and we
consider the associated sample size and power determination problem. In crossover
studies, each subject receives two or more treatments. The treatments are given
to the subjects sequentially according to a preestablished order. Subjects receive
Received December 31, 2009; Accepted October 31, 2010
Address correspondence to Jorge G. Morel, The Procter and Gamble Company, 6280 Center
Hill Avenue, Cincinnati, OH 45224, USA; E-mail: morel.jg@pg.com
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