Different Facets of Copy Number Changes: Permanent, Transient, and
Adaptive
Sweta Mishra, Johnathan R. Whetstine
Massachusetts General Hospital Cancer Center and Department of Medicine, Harvard Medical School, Charlestown, Massachusetts, USA
Chromosomal copy number changes are frequently associated with harmful consequences and are thought of as an underlying
mechanism for the development of diseases. However, changes in copy number are observed during development and occur dur-
ing normal biological processes. In this review, we highlight the causes and consequences of copy number changes in normal
physiologic processes as well as cover their associations with cancer and acquired drug resistance. We discuss the permanent and
transient nature of copy number gains and relate these observations to a new mechanism driving transient site-specific copy
gains (TSSGs). Finally, we discuss implications of TSSGs in generating intratumoral heterogeneity and tumor evolution and how
TSSGs can influence the therapeutic response in cancer.
I
t was long thought that the DNA sequences of healthy individ-
uals were 99.9% identical to each other (1). However, genome-
wide sequencing efforts in individuals from multiple ethnicities
have revealed more variations in the genetic architecture than
were previously appreciated (2–4).
These genomic alterations have been termed structural vari-
ants, which are further classified as microscopic or submicrosco-
pic, depending on the amount of DNA involved (5). The micro-
scopic variations have historically been identified through
chromosome banding techniques (6) and comprise at least 500 kb
of DNA (7). Examples of these variants are whole-chromosome
gain or loss (referred to as aneuploidy [7, 8]), translocation
(change in location of a chromosomal segment [9]), deletion (de-
letion of a DNA segment relative to the rest of the chromosome
[10]), duplication (a chromosomal segment occurs in two or
more copies per haploid genome [11]), and inversion (reversal in
orientation of a DNA segment compared to the rest of the chro-
mosome [12, 13]). A schematic of structural variants resulting in
copy number changes is shown in Fig. 1. With the development
of more sophisticated tools, such as array-based comparative
genomic hybridization (GGH) arrays (14–16), smaller variants
(submicroscopic alterations) in the size range of 1 to 500 kb can be
detected (5). Genome sequencing has further revealed small inser-
tions and deletions (indels) spanning from 1 to 10,000 bp across
the human genome which could cause considerable variability in
the human population (17, 18).
The most common variant identified under submicroscopic
alterations is copy number variation (CNV). CNV is defined as a
genomic segment of more than 1 kb present at a variable copy
number in comparison to a reference genome (19–22). The first
studies documenting the genome-wide presence of CNVs in the
normal human genome came from work in the laboratories of Lee
(23) and Wigler (24). These studies described more than 200
large-scale CNVs (LCVs; about 100 kb or greater) in normal indi-
viduals. These studies also paved the way for the creation of the
Database of Genomic Variants (DGV) in 2004, which catalogs all
the human CNVs and structural variations present in healthy in-
dividuals.
The sequencing efforts from the International HapMap Con-
sortium (25) and 1000 Genomes Project (26) have led to the iden-
tification and frequency determinations of novel CNVs in the hu-
man genome. CNVs are now known to contribute to 4.8% to 9.5%
of the variability in the human genome (27, 28), which is more
than what is accounted for by single nucleotide polymorphisms
(SNPs; accounting for 0.1% of the variations) (29). Recently, the
CNV map for the human genome was constructed (28), and it
documented all the small- and large-scale CNVs present in nor-
mal healthy individuals. CNVs can either have no phenotypic con-
sequences in individuals (4, 23, 24) or lead to adaptive benefits
that have been observed in a wide range of species (5).
One of the major challenges in the field is to distinguish benign
CNVs (events that do not lead to phenotypic consequences) from
pathogenic CNVs that underlie diseases (30). Pathogenic CNVs
are often associated with deleterious consequences because of an
imbalance in gene dosage (31) and/or aberrant chromosomal
structure (5, 7, 32, 33). Pathogenic CNVs have been associated
with several disorders, including the following: obesity (34), dia-
betes (35), developmental disorders (36), psychiatric diseases (37)
such as autism spectrum disorder (38), schizophrenia (39), and
Alzheimer’s disease (40, 41), and cancer (42–44). In this review,
we focus mainly on copy number alterations observed in cancer
and their functional implications.
CNVs can either be present in the germ line or can arise in
phenotypically normal tissues and organs, which are referred to as
somatic CNVs (45, 46). Instead of being randomly present in the
genome, CNVs are preferentially found to occur in regions that
are rich in low-copy-number repeats (segmental duplications)
(47–50), heterochromatic areas (e.g., telomeres and centro-
meres), and replication origins and palindromic regions (28).
There are several proposed mechanisms that underlie the genera-
tion of somatic CNVs: nonallelic homologous recombination
(NAHR), nonhomologous end joining (NHEJ), defects in DNA
Accepted manuscript posted online 11 January 2016
Citation Mishra S, Whetstine JR. 2016. Different facets of copy number changes:
permanent, transient, and adaptive. Mol Cell Biol 36:1050 –1063.
doi:10.1128/MCB.00652-15.
Address correspondence to Johnathan R. Whetstine,
jwhetstine@hms.harvard.edu.
Copyright © 2016 Mishra and Whetstine This is an open-access article distributed
under the terms of the Creative Commons Attribution 4.0 International license.
MINIREVIEW
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