Financial Statistical Journal (2023) Volume 6 Issue 2
doi: 10.24294/fsj.v6i2.2150
1
Original Research Article
A comparative analysis of efficiency in the Brazilian banking sector: A
data envelopment analysis approach
Alex Cerqueira Pinto
1
, Mathias Schneid Tessmann
2,*
1
Quantitative Methods and Finance Graduate Program, University of Brasília, Brasília 73345-010, Brazil
2
School of Management, Economics and Business, Brazilian Institute of Education, Development and Research,
Brasília 70200-670, Brazil
* Correspondence author: Mathias Schneid Tessmann, mathias.tessmann@idp.edu.br
ABSTRACT
This work aims to analyze the efficiency of Brazilian financial institutions until the COVID-19 pandemic period,
from production and profitability perspectives. To accomplish this, the data envelopment analysis (DEA) techniques,
specifically the CCR and BCC models, are applied to 213 Brazilian financial institutions in four methodological stages.
The first step involved conducting a literature review of similar studies. The second step consisted of gathering financial
information for each bank through the website of the Central Bank of Brazil. The third step involved selecting the variables
to be used in the models. The fourth step was outlier detection using the jackstrap method. Subsequently, the mentioned
efficiency models were applied, and the most efficient banks were identified based on each perspective. The results
identified heterogeneous groups of efficient banks based on different market segments, with a focus on the efficiency of
large banks and public banks when considering the production-oriented perspective. It is also observed that new digital
banks are among the banks considered efficient. These findings are valuable for the scientific literature investigating the
sustainability of financial institutions, as well as for decision-makers seeking to make more efficient investment
allocations and for banking supervisory authorities in formulating risk regulatory policies.
Keywords: banking efficiency; DEA; production and profitability approach
1. Introduction
The analysis of the importance of efficient financial institutions
is fundamental to the proper functioning and development of an
economy. Banks play a crucial role in the efficient allocation of
financial resources, facilitating investment financing, access to credit,
and risk management. Furthermore, banks that operate efficiently play
an important role in reducing information asymmetries, aiming to
provide transparency and trust to market participants.
According to Staub et al.
[1]
, the development of the banking
system and the increase in its efficiency are related to greater
economic growth. In this sense, institutions with low levels of
efficiency can become insolvent, causing losses to depositors and
compromising the soundness of the financial system.
The main contribution to a bank’s long-term strategy is the
assessment of its activities from the perspective of performance and
efficiency. A developed and efficiently functioning banking system
facilitates the development of other spheres of business in the national
ARTICLE INFO
Received: 22 May 2023
Accepted: 10 July 2023
Available online: 4 January 2024
COPYRIGHT
Copyright © 2024 by author(s).
Financial Statistical Journal is published by
EnPress Publisher, LLC. This work is licensed
under the Creative Commons Attribution-
NonCommercial 4.0 International License
(CC BY-NC 4.0).
https://creativecommons.org/licenses/by-
nc/4.0/