JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 32, NO. 4, FEBRUARY 15, 2014 729
Terabit+ (192 × 10 Gb/s) Nyquist Shaped UDWDM
Coherent PON With Upstream and Downstream
Over a 12.8 nm Band
Jacklyn D. Reis, Member, IEEE, Member, OSA, Ali Shahpari, Ricardo Ferreira, Somayeh Ziaie,
Darlene M. Neves, Member, IEEE, M´ ario Lima, Member, IEEE,
and Ant´ onio L. Teixeira, Member, IEEE, Member, OSA
Abstract—In this paper, we numerically and experimentally
demonstrate a bidirectional Terabit+ ultradense wavelength-
division multiplexing (UDWDM) coherent passive optical network
with Nyquist shaped 16-ary quadrature amplitude modulation, of-
fering up to 10 Gb/s service capabilities per user/wavelength in a
total spectrum of 12.8 nm over 40 km of standard single-mode fiber.
This paper first demonstrates the capability of Nyquist pulse shap-
ing to mitigate crosstalk arising from back-reflections and nonlin-
ear effects in UDWDM networks with coherent transceivers. The
latter part of the paper experimentally investigates the bidirec-
tional transmission in terms of receiver sensitivity and nonlinear
tolerance under different network transmission capacity condi-
tions, e.g., number of users and bit rate per users.
Index Terms—All-optical networks, coherent communications,
networks, Nyquist pulse shaping, ultradense wavelength-division
multiplexing.
I. INTRODUCTION
T
HE increased demand for broadband services in optical
access networks (OAN) has pushed engineers and scien-
tists around the world to develop new technologies to better
exploit the bandwidth capabilities of passive optical networks
(PONs). Most of the research works focuses on how to max-
imize the number of users, capacity, reach, and flexibility at
minimal cost, complexity, and occupied bandwidth (e.g., from
1538 nm up to 1551 nm). Recently, particular attention has been
given to orthogonal frequency-division multiplexing/multiple
access (OFDM/OFDMA) and ultradense wavelength-division
Manuscript received May 30, 2013; revised September 11, 2013; accepted
September 18, 2013. Date of publication September 20, 2013; date of cur-
rent version January 10, 2014. This work was supported in part by FCT–
Fundac¸˜ ao para a Ciˆ encia e a Tecnologia, under Grants SFRH/BD/71667/2010,
SFRH/BPD/84183/2012, TOMAR-PON, PTDC/EEA-TEL/108412/2008, ADI
30370 NG-PON2 and in part by Tektronix. The first two authors contributed
equally to this work.
J. D. Reis, A. Shahpari, R. Ferreira, S. Ziaie, D. M. Neves, and M. Lima
are with the Department of Electronics, Telecommunications and Informat-
ics (DETI), University of Aveiro, Instituto de Telecomunicac¸˜ oes, 3810-193
Aveiro, Portugal (e-mail: jacklyn@av.it.pt; ali@ua.pt; ricardomferreira@ua.pt;
sziaie@ua.pt; darlene@ua.pt; mlima@ua.pt).
A. L. Teixeira is with the Department of Electronics, Telecommunications
and Informatics (DETI), University of Aveiro, Instituto de Telecomunicac¸˜ oes,
3810-193 Aveiro, Portugal and also with the Coriant, 81541 Munich, Germany
(e-mail: teixeira@ua.pt).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/JLT.2013.2283017
multiplexing (UDWDM) [1]–[3] technologies as solutions for
enhancing spectral efficiency, capacity, and flexibility of future
optical access networks (F-OANs. Furthermore, these technolo-
gies are the enablers of a flexible OAN, capable of supporting
users with different bandwidth demands, i.e., from residential
to business customers and possibly mobile back/front hauling
applications.
Both UDWDM and OFDM technologies share similar con-
cepts such as providing very high wavelength channel granular-
ities, i.e., allocating narrow optical bands per user (e.g., 5 GHz)
for several users (e.g., 1000 users) in the same optical distri-
bution network (ODN). The referred technologies can be en-
hanced by resorting to coherent detection along with advanced
modulation formats in the network transceivers. The latter, con-
sequently, will improve receiver sensitivity, wavelength tuning
range, and provide means of simple data rate upgrade without
changing optoelectronic components and simply by updating
digital signal processing (DSP) techniques in the transceivers.
Hence, the DSP resources required in both optical line terminal
and optical network unit (ONU) sides play a major role for both
network operation and flexibility in high-capacity PONs. For ex-
ample, the work in [4] demonstrated symmetric 1 Gb/s per user
for 1000 users using dense WDM with OFDMA subband allo-
cation in a total wavelength spectrum of 16 nm. A total capacity
of 1.92 Tb/s (40×48 Gb/s spaced by 50 GHz) has been demon-
strated with ONUs electronics operating at 5 GHz and requiring
two laser sources, i.e., one for coherent detection of downstream
data and the other for upstream data transmission. Another co-
herent PON concept not based on OFDM has been proposed
in [5] using Nyquist shaped UDWDM over dense WDM allo-
cation in a total bandwidth of 12.8 nm. In that case, the same
total capacity of 1.92 Tb/s has been demonstrated with sym-
metric 10 Gb/s per user for 192 users. Due to heterodyning [6],
only one laser source is required in the ONU, i.e., the laser
source can be split for upstream transmission and downstream.
Also, the electronics in the ONU may operate at the symbol
rate as very simple DSP is required for recovering the data infor-
mation. For instance, if 2.5 Gbaud 16-ary quadrature amplitude
modulation (16QAM) (10 Gb/s) with Nyquist pulse shaping is
employed, sampling at 2.5 GSa/s (one sample per symbol) is
sufficient for performing all the DSP functionalities needed in
the receiver: clock recovery, phase estimation, and frequency
offset estimation [5]. Extra DSP blocks such as fast Fourier
transform (FFT)/inverse FFT (IFFT), cyclic prefix, channel
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