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International Journal of
Rock Mechanics & Mining Sciences
journal homepage: www.elsevier.com/locate/ijrmms
Ultimate bearing capacity of rock masses based on modified Mohr-Coulomb
strength criterion
R.A. Galindo
⁎
, A. Serrano, C. Olalla
Technical University of Madrid, Spain
ARTICLE INFO
Keywords:
Bearing capacity
Spread foundation
Non-linear strength
Criterion
Characteristic method
1. Introduction
Traditionally, the study of bearing capacity of rock shallow founda-
tions has been addressed by empirical formulae and practical recom-
mendations are generally based on rough correlations with unconfined
compressive strength. Most likely, the most used criteria are those
present in various Building Codes of different cities and countries, such
as.
3–6
Depending on the document that is used, the results obtained
differ considerably, even in one order of magnitude.
Theoretical analysis of foundation bearing capacity in rock has been
addressed very late mainly because rock masses have intrinsic char-
acteristics as a result of discontinuities, anisotropy, non-linearity, etc.
This means that a simple theoretical treatment of the ultimate bearing
capacity, in the case of a homogeneous isotropic continuous medium
with a linear failure criterion, would be unrealistic.
There are cases in which a rock mass could be regarded as a
homogeneous and isotropic continuous medium. This would be the
case when the rock mass is so weak that its behaviour exerts a greater
influence than the discontinuity factor, or when the rock mass is
extremely fractured both homogeneously and isotropically. Thus, the
proposed methodology is appropriate for homogeneous and isotropic
rock media in a similar way to the one suggested by Hoek (1983), not
only for solving stability problems but also the elastic-plastic behaviour
in tunnel opening operations. This methodology depends on the
number and spacing of discontinuities and on the real dimensions of
the analysed problem (Fig. 1). The hypothetical case of a rock mass
with few defects could also be taken into consideration when such
defects are of little importance and when these types of rocks do not
form continuous surfaces that are critical for stability.
When the rock mass is highly fractured, even with regard to small
foundations or changes from soil to rock
8
the stresses are not
insignificant related to the resistance of the rock mass, and can bring
about “plastification”. In this case, the rock behaviour can also be
studied using the theories of plasticity with a suitable failure criterion.
Both in large foundations with heavy loads and in many of the cases
of small foundations, “plastification” of the rock mass may take place.
Regarding the effect of the own weight of the rock mass on the
stability, in the case of small foundations, only a small volume are
affected and the stresses caused by their own weight are negligible
when compared to the strength of the rock. Furthermore, it should be
noted (as is discussed below) that the analysis of the boundary
conditions of the problem of bearing capacity of foundations is limited
to the case of soft slope (e.g., no more than 20º).
The ultimate bearing capacity of foundations on rock masses has
been studied in detail from a theoretical point view for the Hoek-Brown
failure criterion
9
applied to shallow foundations
10–12
and deep
foundations
13–15
; extending the study to the Modified Hoek-Brown
failure criterion
16,17
in both types of foundations .
18–20
The strength behaviour of the rocks is generally expressed by a
failure criterion. A non-linear strength criterion for intact rocks was
suggested by Singh et al. ,
1,2
which is an extended form of the
conventional Mohr–Coulomb criterion. An important advantage of
the proposed criterion is that the conventional Mohr–Coulomb shear
strength parameters are retained as such. In,
2
the criterion proposed
for intact rock
1
is extended to jointed rocks, which are anisotropic in
nature.
This criterion was deduced from Barton’s concept of critical state in
rocks.
21
Barton
21
states that ‘‘critical state for any intact rock is defined
http://dx.doi.org/10.1016/j.ijrmms.2016.12.017
Received 14 March 2016; Received in revised form 20 August 2016; Accepted 30 December 2016
⁎
Correspondence to: ETSI Caminos, C. y P., C/ Profesor Aranguren s/n, Madrid 28040, Spain.
E-mail address: ragalindoa@hotmail.com (R.A. Galindo).
International Journal of Rock Mechanics & Mining Sciences 93 (2017) 215–225
1365-1609/ © 2017 Elsevier Ltd. All rights reserved.
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