Vol.:(0123456789) 1 3
Dysphagia
https://doi.org/10.1007/s00455-019-10005-0
ORIGINAL ARTICLE
What Are We Really Measuring? A Content Comparison
of Swallowing Outcome Measures for Head and Neck Cancer
Based on the International Classification of Functioning, Disability
and Health (ICF)
Rebecca Louise Nund
1,2
· Bena Brown
1,2,3
· Elizabeth Celeste Ward
1,2
· Julia Maclean
4,5
· Justin Roe
6,7,8
·
Joanne M. Patterson
9,10
· Rosemary Martino
11,12,13
Received: 5 February 2019 / Accepted: 23 March 2019
© Springer Science+Business Media, LLC, part of Springer Nature 2019
Abstract
A combination of outcome measures are required to provide important information on the physiological profile and associ-
ated impact of dysphagia in head and neck cancer (HNC). Choosing the most appropriate tool can be a difficult and time-
consuming process. The aim of this study was to identify and then compare the content of tools commonly used to assess
swallowing post HNC care using the International Classification of Functioning Disability and Health (ICF) as a reference.
A literature audit of 11 databases was conducted for relevant articles published between January 2004 and June 2017 and
total of 502 papers met the inclusionary criteria. These papers were audited and 27 tools were identified which met the
study criteria. The meaningful concepts contained in each tool were mapped to the ICF. Within the 27 tools, 898 meaning-
ful concepts were identified and matched to 60 ICF categories. The most frequently matched ICF categories related to body
functions, while comparatively few concepts matched to activity and participation and environmental factors. This study has
identified that a large number of tools are currently being used in HNC research to measure swallowing outcomes. The sheer
number of tools available to explore dysphagia post HNC highlights the lack of a uniform approach to outcome measurement
which limits the potential to compare and combine research studies in order to strengthen treatment evidence. There is a
need to develop an international consensus for a core outcome set of swallowing related measures, that capture the holistic
impact of dysphagia, for HNC.
Keywords Deglutition · Deglutition disorders · Head and neck cancer · ICF · Outcome measures
Introduction
The physiological profile of dysphagia associated with head
and neck cancer (HNC) is well established in the literature
[1]. Dysphagia is a multifactorial condition that can have
serious medical, psychosocial and existential effects on the
everyday lives of HNC survivors [1–4]. As a result, meas-
uring dysphagia-related outcomes throughout the patient
journey is a mainstay of both research and clinical practice
in HNC [5–7]. An array of validated and reliable tools have
been developed to measure dysphagia and its impact. How-
ever, different tools may fit different purposes and often
more than one tool is required to measure the multifactorial
and complex nature of dysphagia in HNC.
Numerous tools have been developed to address swal-
lowing outcomes [8–10], and therefore, selecting the most
appropriate tool or group of tools specifically for HNC care
can be an arduous and time-consuming process. Further-
more, systematic reviews of the tools currently used to meas-
ure and monitor dysphagia (without any specific popula-
tion focus) have noted that many have low levels of validity
and reliability [8–10]. Whilst selecting measures based on
their psychometric properties is a critical consideration, the
selection of the most appropriate tools for a particular clini-
cal or research context is heavily influenced by the content
Electronic supplementary material The online version of this
article (https://doi.org/10.1007/s00455-019-10005-0) contains
supplementary material, which is available to authorized users.
* Rebecca Louise Nund
r.nund@uq.edu.au
Extended author information available on the last page of the article