Aupiais et al. BMC Medical Research Methodology (2019) 19:187
https://doi.org/10.1186/s12874-019-0826-5
RESEARCH ARTICLE Open Access
A Bayesian non-inferiority approach
using experts’ margin elicitation –
application to the monitoring of safety
events
Camille Aupiais
1,2,3,4*
, Corinne Alberti
2,3,4
, Thomas Schmitz
2,5,6
, Olivier Baud
7,8,9
, Moreno Ursino
1,4,10†
and Sarah Zohar
1†
Abstract
Background: When conducing a non-inferiority Phase-III trial, regulatory agencies and investigators might want to
get reliable information about rare but serious safety outcomes during the trial. Bayesian non-inferiority approaches
have been developed, but commonly utilize historical placebo-controlled data to define the margin, depend on a
single final analysis, and no recommendation is provided to define the prespecified decision threshold. In this study,
we propose a non-inferiority Bayesian approach for sequential monitoring of rare dichotomous safety events
incorporating experts’ opinions on margins.
Methods: A Bayesian decision criterion was constructed to monitor four safety events during a non-inferiority trial
conducted on pregnant women at risk for premature delivery. Based on experts’ elicitation, margins were built using
mixtures of beta distributions that preserve experts’ variability. Non-informative and informative prior distributions
and several decision thresholds were evaluated through an extensive sensitivity analysis. The parameters were
selected in order to maintain two rates of misclassifications under prespecified rates, that is, trials that wrongly
concluded an unacceptable excess in the experimental arm, or otherwise.
Results: The opinions of 44 experts were elicited about each event non-inferiority margins and its relative severity. In
the illustrative trial, the maximal misclassification rates were adapted to events’ severity. Using those maximal rates,
several priors gave good results and one of them was retained for all events. Each event was associated with a specific
decision threshold choice, allowing for the consideration of some differences in their prevalence, margins and
severity. Our decision rule has been applied to a simulated dataset.
Conclusions: In settings where evidence is lacking and where some rare but serious safety events have to be
monitored during non-inferiority trials, we propose a methodology that avoids an arbitrary margin choice and helps in
the decision making at each interim analysis. This decision rule is parametrized to consider the rarity and the relative
severity of the events and requires a strong collaboration between physicians and the trial statisticians for the benefit
of all. This Bayesian approach could be applied as a complement to the frequentist analysis, so both Data Safety
Monitoring Boards and investigators can benefit from such an approach.
Keywords: Clinical trial, Non-inferiority, Bayesian inference, Mixture model, Children, Elicitation
*Correspondence: camille.aupiais@inserm.fr
†
Moreno Ursino and Sarah Zohar contributed equally to this work.
1
Inserm, U1138, Equipe 22, Centre de Recherche des Cordeliers, Sorbonne
University, University Paris Descartes, 15 rue de l'École de médecine, 75006
Paris, France
2
University Paris Diderot, Site Villemin, 10 avenue de Verdun, 75010 Paris,
France
Full list of author information is available at the end of the article
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