Plastic behavior of nanophase metals studied by molecular dynamics
H. Van Swygenhoven
Paul Scherrer Institut, 5232 Villigen PSI, Switzerland
A. Caro
Instituto Balseiro-Centro Ato´mico Bariloche, 8400 Bariloche, Argentina
~Received 1 April 1998!
We report molecular-dynamics simulations of plastic deformation of Ni nanophase samples with different
grain structures, temperature, and applied stress. We analyze the mechanical and thermal activation of the
elementary process contributing to plastic deformation at the grain boundaries and provide a quantitative
interpretation in terms of a general nonlinear viscous behavior whose temperature, stress, and grain-size
dependence is determined. @S0163-1829~98!07941-7#
INTRODUCTION
Understanding the mechanical properties of nanophase
materials is a challenging issue. These materials are charac-
terized by a large amount of grain boundaries whose influ-
ence on plasticity is crucial. While in coarse-grain samples
interfaces represent obstacles for the deformation processes
contributing to the strengthening, in nanophase materials
they are probably responsible for most of the observed
plasticity.
1
Qualitative arguments indicate that decreasing the grain
size from the micrometer to the nanometer regime should
reveal two distinct stages. First, it appears as the well-known
behavior predicted by the Hall-Petch relation,
2,3
that is, an
increase in hardness due to the increased difficulty in acti-
vating dislocation sources in a small volume; it is quantita-
tively described by a d
21/2
dependence of hardness on mean
grain diameter d. For an even smaller grain size, intragrain
plastic activity should become more and more difficult and a
second stage would appear; dislocations can no longer be
created and the Hall-Petch relation is expected to fail. Dif-
ferent types of deviations have been reported, going from
softening to an ever-increasing hardening, eventually with
different slopes.
4–7
A review of the available data is reported
in Ref. 8.
This new regime, controlled by grain boundary plasticity,
is still controversial. The difficulty of obtaining reproducible
data that originated in the diversity of internal structure and
density still precludes a precise characterization.
8–10
Grain boundaries are metastable structures characterized
by five degrees of freedom. The energy surface in this 5-
degree space has plateaus and valleys describing high- and
low-energy boundaries, the latter resulting form particular
misorientations that generate regular misfit dislocation nets
or coincidence superlattices. For nanophase samples the mi-
crostructure is strongly dependent on the synthesis tech-
niques, all based on driving the material far from equilibrium
using mechanical work or compaction.
11–13,19
Therefore the
characterization is of great importance.
Molecular-dynamics computer simulations can help in un-
derstanding the relationship between grain-boundary struc-
ture and overall properties. For some simple materials, like
late transition metals and their compounds, the mean-field
approximations such as the embedding atom or the Finnis-
Sinclair models
14,15
provide a quite precise description of the
atomic interactions, yet they are simple enough to deal with
some hundred thousand atoms in present-day computers. It
allows computer-generated samples to be in a one-to-one
scale with real nanograins.
Many physical properties ~like lattice parameter, cohesive
energy, elastic constants, phonon-dispersion relations, point
defect and thermodynamic properties, phase diagrams, stack-
ing fault energies, surface structure and energy, etc.! are well
reproduced within this model, which has been used for the
last 10 years as a standard for large-scale simulations. It is
then natural to apply this computational tool to study
nanophase materials. It is important to realize that it is an
empirical model, as opposed to ab initio, and its quantitative
prediction capabilities, when extrapolated far from the region
where it has been adjusted as is the case of very disordered
interfaces, have to be considered with care. However, we
believe the power of this technique is the highlighting of the
physical processes involved and providing data for a quali-
tative interpretation.
Despite the fact that computer-generated samples have
similar grain size to real samples, the total number of atoms
that can be dealt with in the simulation limits the number of
grains; in our samples we use around 15 grains, in cubic
samples with approximately 22 nm in side. To reproduce
bulk behavior, these samples are periodically repeated in an
infinite array with no free surfaces. The small number of
grains compared with real samples may induce anisotropy in
the measured properties. We have measured elastic and plas-
tic properties along the three cubic axes and concluded that
fluctuations exist but are not significant.
Careful analysis of grain boundaries in computer-
generated pure metallic nanosamples has been reported;
16
the
degree of disorder has been interpreted in terms of amor-
phous structures. However, this computer representation is
not fully accepted because some experiments have shown
that the degree of disorder in the boundaries depends on the
age of the sample and its thermal history. Only as-prepared
samples show short-range uncorrelated atomic displace-
ments, whereas in aged and annealed samples it has been
PHYSICAL REVIEW B 1 NOVEMBER 1998-I VOLUME 58, NUMBER 17
PRB 58 0163-1829/98/58~17!/11246~6!/$15.00 11 246 ©1998 The American Physical Society