Vol.:(0123456789) 1 3
Dysphagia
https://doi.org/10.1007/s00455-018-09968-3
ORIGINAL ARTICLE
The Association of 3‑D Volume and 2‑D Area of Post‑swallow
Pharyngeal Residue on CT Imaging
Rachel W. Mulheren
1,2,3
· Yoko Inamoto
4,5
· Charles A. Odonkor
2
· Yuriko Ito
5
· Seiko Shibata
5
· Hitoshi Kagaya
5
·
Marlis Gonzalez‑Fernandez
2
· Eiichi Saitoh
5
· Jeffrey B. Palmer
2
Received: 30 April 2018 / Accepted: 31 December 2018
© Springer Science+Business Media, LLC, part of Springer Nature 2019
Abstract
Pharyngeal residue, the material that remains in the pharynx after swallowing, is an important marker of impairments in
swallowing and prandial aspiration risk. The goals of this study were to determine whether the 2D area of post-swallow
residue accurately represents its 3D volume, and if the laterality of residue would affect this association. Thirteen patients
with dysphagia due to brainstem stroke completed dynamic 320-detector row computed tomography while swallowing a trial
of 10 ml honey-thick barium. 3D volumes of pharyngeal residue were compared to 2D lateral and anterior–posterior areas,
and a laterality index for residue location was computed. Although the anteroposterior area of residue was larger than the
lateral area, the two measures were positively correlated with one another and with residue volume. On separate bivariate
regression analyses, residue volume was accurately predicted by both lateral (R
2
= 0.91) and anteroposterior (R
2
= 0.88)
residue areas, with limited incidence of high residuals. Half of the sample demonstrated a majority of pharyngeal residue
lateralized to one side of the pharynx, with no effect of laterality on the association between areas and volume. In conclu-
sion, the area of post-swallow pharyngeal residue was associated with volume, with limitations in specific cases. Direct
measurement of pharyngeal residue volume and swallowing physiology with 3D-CT can be used to validate results from
standard 2D instrumentation.
Keywords Pharynx · Dynamic computed tomography · Brainstem stroke · Residue · Deglutition · Deglutition disorders
Introduction
Approximately 16 million people are treated for dyspha-
gia in the United States annually [1, 2]. Dysphagia is asso-
ciated with risk of aspiration pneumonia, malnutrition and
dehydration, high morbidity and mortality of stroke patients,
deterioration in quality of life, and increased healthcare costs
[3–5]. Pharyngeal residue, the material that may remain in
the pharynx after swallowing, is an important marker of
impairments in swallowing and prandial aspiration risk. Res-
idue may result from weak or uncoordinated oropharyngeal
musculature during bolus propulsion, disrupted sensation, or
limited opening of the upper esophageal sphincter (UES),
and is associated with several etiologies, including brainstem
stroke [6, 7]. Previous reports suggest that risk of aspira-
tion is directly associated with the presence and amount of
pharyngeal residue [8–10].
To date, pharyngeal residue has been assessed by percep-
tual, semi-quantitative, and quantitative methods. Percep-
tual measures categorize residue by its absence/presence,
* Yoko Inamoto
inamoto@fujita-hu.ac.jp
1
Department of Psychological Sciences, Case Western
Reserve University, Cleveland, OH, USA
2
Department of Physical Medicine and Rehabilitation,
Johns Hopkins University School of Medicine, Baltimore,
MD 21287, USA
3
Department of Neuroscience, Johns Hopkins University
School of Medicine, Baltimore, USA
4
Faculty of Rehabilitation, School of Health Sciences,
Fujita Health University, 1-98 Dengakugakubo, Kutsukake,
Toyoake, Aichi 470-1192, Japan
5
Department of Rehabilitation Medicine I, School
of Medicine, Fujita Health University, Toyoake,
Aichi 470-1192, Japan