Editorial
Sleep apnea: what does that really mean? A commentary on Baranchuk:
“Sleep apnea, cardiac arrhythmias, and conduction disorders”
Dr Adrian Baranchuk has provided readers of this journal
with an excellent brief tour of the overlap of abnormal
cardiac electrophysiology and sleep-disordered breathing in
his article “Sleep apnea, cardiac arrhythmias, and conduc-
tion disorders.”
1
The intimate relationship between these
clinical conditions is increasingly being appreciated, and a
more nuanced understanding of the terminology used in
sleep research may be helpful to interested clinicians. A
factor that should be kept in mind is that sleep-disordered
breathing is a potentially manageable condition and that
management, through lifestyle changes and/or various
respiratory support devices, has potential benefits on
cardiovascular physiology. This complex topic is beyond
the scope of the current commentary.
A term that requires clearer definition is “having sleep
apnea.” As quoted by the Baranchuk review, “Obstructive
SA (OSA) is defined by repetitive upper airway collapse that
occurs during sleep, producing an interruption of ventilation
that results in subsequent hypoxia, hypercapnia, sleep
arousals, shifts in intrathoracic pressure, and heightened
sympathetic activity.” This precise-sounding definition is
actually somewhat vague, just as describing a patient as
“having ventricular arrhythmias” by describing ventricular
premature beats and their sequelae would be. Sleep apnea is
identified by categorizing a measurement called the Apnea
Hypopnea Index (AHI in events per hour of sleep).
Obstructive events (apneas) are not separated from partially
obstructive events (hypopneas) in this index. Thus, the term
obstructive sleep apnea hypopnea syndrome (OSAHS) is
often used and is interchangeable with OSA. Because it is
this AHI that defines if a patient “has OSA,” the necessarily
quick review by Baranchuk illustrates the importance of
asking “OSA by what criteria?” Cut points in different
studies for clinically significant OSA vary from AHI greater
than 5 per hour to AHI greater than 20 or even 30 per hour,
and in children, an AHI greater than 3 per hour may be seen
as being clinically important.
Polysomnograms (PSGs), the criterion standard for
detecting OSAHS, are scored in 30-second (or sometimes
20 seconds) epochs, usually by sleep technicians, and the
patient must be asleep by electroencephalogram (EEG)–
based criteria for more than 1/2 of an epoch for an event to be
counted as occurring during sleep. Obstructive apnea events
are relatively straightforward to count, except that they must
last at least 10 seconds (not 9.5) and occur during an epoch
scored as sleep (although uncounted events may occur during
wake if the waking up is a result of the OSA). Actually, even
in the case of obstructive events, there is a continuum of
possibilities, pure obstruction (in most cases) where the
patient is clearly trying to breathe against a collapsed airway,
to a failure to try to breathe (central apnea), and everything in
between (mixed events), with varying degrees of oxygen
desaturation (including none), and the apnea component of
the AHI may count all of them together. Furthermore, in the
older studies, cessation of airflow was determined using a
thermocouple positioned close to the nostrils (and prone to
moving and underreporting airflow), but more recent studies
use a nasal cannula to measure airflow pressure.
The AHI, then, also includes hypopneas, that is, partial
cessations of airflow, and most patients have both types of
events. Hypopneas are considered to be clinically significant
as well, supporting the use of the AHI as an index of severity.
So the term OSA patient does not generally mean a patient
having only obstructive events. However, to make this a little
more complicated, the criteria for scoring an event as a
hypopnea have changed over time. The original criteria,
published in 1999 (the Chicago criteria), defined a hypopnea
as lasting at least 10 seconds and being associated with at
least a 50% reduction in airflow compared with the prior 2
minutes of stable breathing (measured by nasal pressure), or
else, if the breathing is not stable, the average of the largest 3
breaths in the past 2 minutes.
2
An additional possibility for a
hypopnea, at the time, was a clear reduction in breathing
associated with an O
2
desaturation of 3% or more or an EEG
arousal. As can be readily appreciated by the reader, this
definition, like the visual estimation of % stenosis on
catheterization laboratory films, has tremendous room for
subjectivity. In addition, scored events that were relatively
severe (ie, large O
2
desaturations, longer apnea durations)
were counted in the same AHI with events that were much
milder. This is not necessarily specified in study results.
Furthermore, older studies were based on hand scoring of
reams of paper that recorded the different PSG signals for
airflow, respiration, EEG, electrocardiogram (ECG), muscle
movements, and O
2
saturations, whereas more modern
studies, like more modern ECG machines, use electronically
recorded and scored signals that are overread.
As mentioned, scoring criteria for hypopneas changed
over time (most recently in 2009) when a new Scoring
Manual was published.
3
There are now 2 recommended
Available online at www.sciencedirect.com
Journal of Electrocardiology 45 (2012) 513 – 514
www.jecgonline.com
0022-0736/$ – see front matter © 2012 Elsevier Inc. All rights reserved.
doi:10.1016/j.jelectrocard.2012.06.013