REVIEW
Safety and efficacy of subretinal visual implants in humans:
methodological aspects
Clin Exp Optom 2013; 96: 4–13 DOI:10.1111/j.1444-0938.2012.00816.x
Katarina Stingl* MD
Michael Bach
†
PhD
Karl-Ulrich Bartz-Schmidt* MD
Angelika Braun
§
Anna Bruckmann* MD
Florian Gekeler* MD
Udo Greppmaier
§
Gernot Hörtdörfer
Akos Kusnyerik
*¶
MD
Tobias Peters** MD
Barbara Wilhelm** MD
Robert Wilke* MD
Eberhart Zrenner* MD
* Center for Ophthalmology, University of Tübingen,
Tübingen, Germany
†
University Eye Hospital, Freiburg, Germany
§
Retina Implant AG, Reutlingen, Germany
Mobility Training, Tübingen, Germany
¶
Department of Ophthalmology, Semmelweis
University, Budapest, Hungary
**
STZ Eyetrial at the Center for Ophthalmology,
University of Tübingen, Tübingen, Germany
E-mail: katarina.stingl@med.uni-tuebingen.de
Background: Replacing the function of visual pathway neurons by electronic implants is
a novel approach presently explored by various groups in basic research and clinical
trials. The novelty raises unexplored methodological aspects of clinical trial design that
may require adaptation and validation.
Methods: We present procedures of efficacy and safety testing for subretinal visual
implants in humans, as developed during our pilot trial 2005 to 2009 and multi-centre
clinical trial since 2010.
Results: Planning such a trial requires appropriate inclusion and exclusion criteria. For
subretinal electronic visual implants, patients with photoreceptor degeneration are the
target patient group, whereas presence of additional diseases affecting clear optic media
or the visual pathway must be excluded. Because sham surgery is not possible, a masked
study design with implant power ON versus OFF is necessary. Prior to the efficacy testing
by psychophysical tests, the implant’s technical characteristics have to be controlled via
electroretinography (ERG). Moreover the testing methods require adaptation to the
particular technology. We recommend standardised tasks first to determine the light
perception thresholds, light localisation and movement detection, followed by grating
acuity and vision acuity test via Landolt C rings. A laboratory setup for assessing essential
activities of daily living is presented. Subjective visual experiences with the implant in a
natural environment, as well as questionnaires and psychological counselling are
further important aspects.
Conclusions: A clinical trial protocol for artificial vision in humans, which leads a
patient from blindness to the state of very low vision is a challenge and cannot be
defined completely prior to the study. Available tests of visual function may not be
sufficiently suited for efficacy testing of artificial vision devices. A protocol based on
experience with subretinal visual implants in 22 patients is presented that has been
found adequate to monitor safety and efficacy.
Submitted: 16 March 2012
Revised: 24 July 2012
Accepted for publication: 7 August 2012
Key words: artificial vision, methodology, neuroprosthetics, retinitis pigmentosa, safety and efficacy testing, subretinal implant, visual
acuity
The eye is the receptive organ for vision
and contains several sub-specialised
tissues. Fortunately, for a number of eye
diseases, some of these tissues can now be
replaced, for example, corneal transplants
or artificial corneas, artificial lenses, endo-
tamponade or iris prostheses. Replacing
the function of neuronal tissue of the eye
is currently not possible in a satisfactory
manner. Depending on the particular part
of the visual pathway to be replaced, there
are different approaches under investiga-
CLINICAL AND EXPERIMENTAL
OPTOMETRY
Clinical and Experimental Optometry 96.1 January 2013 © 2012 The Authors
4 Clinical and Experimental Optometry © 2012 Optometrists Association Australia