Effects of Annealing Temperature on Structural, Optical
and Electrical Properties of Ge Nanocrystals Embedded
in GeO
x
Matrix
Mahendra Singh Rathore, Arun Vinod, and N. Srinivasa Rao*
In this paper, the effects of annealing temperature on the growth of Ge
nanocrystals embedded in GeO
x
matrix have been investigated. GeO
x
thin
films deposited on Si and quartz substrates using electron beam evaporation
were annealed under nitrogen ambience at 650, 750 and 850
C. The pristine
and annealed samples have been characterized using X-ray diffraction, Raman
spectroscopy, Atomic force microscopy, UV-Visible spectroscopy and Semi-
conductor Device Analyzer (SDA). It is evident from XRD that the as-
deposited films are amorphous in nature, whereas the annealed films upto
750
C reveal the coexistence of crystalline Ge and GeO
2
. However, a further
increase in temperature reflects only GeO
2
phase and disappearance of Ge
peak. The sharp and intense peak at 299 cm
1
for the films annealed up to
750
C in the Raman spectra indicates the formation of Ge nanocrystals and
the peak around 436 cm
1
is attributed to crystalline GeO
2
. The optical band
gap of pristine and annealed films was calculated using UV–Vis spectroscopy.
The I–V measurements of annealed films show the ohmic behavior. The
results reveal that the annealing temperature significantly affects the
crystallinity, size of nanocrystals and optical band gap of films. The impact of
annealing temperature on the structural, optical and electrical properties of
nc-Ge embedded in GeO
x
matrix has been reported in detail.
1. Introduction
In recent years, elemental semiconductor nanocrystals (NCs) or
quantum dots such as Silicon (Si) and Germanium (Ge) have
been studied extensively due to their potential applications in
optoelectronics, nanophotonics and microelectronics devices.
[1,2]
Although Si is one of the promising materials, Ge is rather much
fascinating material as compared to Si because of its effective
mass and smaller energy band gap, that it should be easier to
tune the electronic structure around the band gap. The exciton
Bohr radius of Ge is much larger than Si, which implies
that quantum confinement effects are more prominent in
Ge nanostructures even for relatively larger sizes of the
nanocrystals,
[3]
which leads to strong
enhancement of the radiative transition
yield for nanocrystals.
[4]
On the other hand,
the sub-oxide group of Ge such as GeO
2
subdues their Si counterparts because of
higher refractive index and higher linear
coefficient of thermal expansion than
silicon oxide.
[5]
Moreover, semiconductor
nanocrystals embedded in dielectric oxide
matrix have attracted much attention
because of their technological applications
for future high speed and low power
consuming memory devices.
[6,7]
In recent
years, there are reports available on the
synthesis of Ge nanocrystals embedded in
GeO
x
films using different methods, such
as ion beam irradiation,
[8,9]
thermal anneal-
ing of Ge implanted films,
[10]
and thermal
annealing of GeO
x
films up to 600
C.
[11,12]
However, there are no systematic reports
available on the impact of annealing
temperature above 600
C, on structural,
optical and electrical properties of GeO
x
thin films, and on the growth of Ge
nanocrystals from phase separation of
GeO
x
films in detail.
In this study, GeO
x
films prepared by
electron beam evaporation were subjected to thermal anneal-
ing at 650, 750 and 850
C in nitrogen ambience. Various
properties of pristine and annealed films have been
investigated by XRD, Raman, AFM, UV–Visible spectroscopy
and SDA. Ge nanocrystals embedded in GeO
x
matrix were
synthesized and coexistence of crystalline Ge and GeO
2
has
been observed upon annealing up to 750
C. Annealing at
850
C resulted in GeO
2
phase only. The effects of annealing
temperature in tuning the structural, optical and electrical
properties of Ge nanocrystals embedded in GeO
x
matrix have
been reported.
2. Experimental Section
Germanium oxide (GeO
x
) thin films were deposited onto p-type
Si (100) and quartz substrates by the evaporation of GeO
2
target
in high vacuum using electron beam evaporation method. GeO
2
powder of purity 99.998% (Sigma–Aldrich) in a pellet form was
used as source material for deposition of GeO
2
thin films. Prior
to deposition, the substrates were thoroughly cleaned using
M. S. Rathore, A. Vinod, N.S. Rao
Department of Physics,
Malaviya National Institute of Technology Jaipur
J.L.N. Marg, Jaipur-302017, India
E-mail: srnelamarri.phy@mnit.ac.in
DOI: 10.1002/masy.201700024
Macromolecular Symposia
Raman Pectroscopy www.ms-journal.de
ARTICLE
Macromol. Symp. 2017, 376, 1700024 © 2017 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim 1700024 (1 of 5)