10.1177/0739456X05278984 Norton Local Commitment to State-Mandated Planning in Coastal North Carolina
Local Commitment to State-Mandated
Planning in Coastal North Carolina
Richard K. Norton
S
cholars have recently turned considerable attention to evaluating planning out-
comes. Much of this work has addressed state and local efforts to plan for and miti-
gate natural hazards, improve environmental governance, and promote sustainability
(see, e.g., May et al. 1996; Burby and May 1997; Burby 1998; Deyle and Smith 1998;
Godschalk et al. 1999). A consistent finding from this work has been that local commit-
ment to planning plays a vital role in explaining outcomes, especially when planning is
promoted (or mandated) as a way to advance development management goals like haz-
ard mitigation. It is not surprising that local commitment should play an important
role, and much effort has been made to determine what mix of mandates, sanctions,
incentives, capacity building, education, and other approaches might be used to
enhance it (see, e.g., Dalton and Burby 1994; Burby and May 1997). Yet despite this
attention, important questions remain, like what “local commitment” actually means
(commitment by whom and to what?), what motivates and informs local commitment,
and how it operates within the context of other important factors to affect local
planning outcomes (see, e.g., Burby 1998, 288-90).
This article presents results from a study of state-mandated local planning in coastal
North Carolina during the mid-1990s. It is one of three through which I present find-
ings from that study. The others provide an overview assessment of the local planning
program (Norton 2005a) and an analysis of how localities were balancing environmen-
tal protection and economic development through their planning efforts (Norton
2005b). The findings presented here focus on three concepts related to the procedural
aspects of the local planning program: local elected officials’ commitment to planning
as a function of government, the content and quality of the local plans produced, and
elected officials’ use of their plans when making land use–related policy decisions. I
analyzed factors that appear to explain observed variation in these attributes across the
region. I also evaluated local planning efforts and outcomes taken altogether. In con-
ducting this work, I gave particular attention to the motivations that appeared to under-
lie local elected officials’ commitment to planning and to the role that their commit-
ment played in determining plan making and plan implementation outcomes. This
article first summarizes the institutional structure of North Carolina’s coastal area plan-
ning program. It then presents the conceptual frameworks and research
149
Journal of Planning Education and Research 25:149-171
DOI: 10.1177/0739456X05278984
© 2005 Association of Collegiate Schools of Planning
Abstract
A consistent finding from recent work on
the evaluation of planning outcomes has
been that local commitment to planning
plays a vital role in explaining those out-
comes, especially when planning is pro-
moted as a way to address regional
development management concerns.
While the importance of local commit-
ment is not surprising, many questions re-
main, such as what “local commitment”
means, what motivates it, and how it oper-
ates to affect local planning efforts and
outcomes. This article presents results
from a study of state-mandated local plan-
ning in coastal North Carolina during the
mid-1990s, focusing on the factors that ap-
pear to motivate local elected officials’
commitment to planning and the influ-
ence of their commitment on planning
outcomes. Taken altogether, coastal locali-
ties generally failed to address coastal re-
source protection through their local
planning beyond complying with mini-
mum state resource protection rules. This
was largely because of resistance to the im-
position of state-level policies through lo-
cal planning requirements. State
mandates appeared to foster local com-
mitment to planning but not the state’s de-
velopment management goals. Within
that context, local elected officials’ com-
mitment to planning played an important
role in enhancing both plan quality and
plan implementation.
Keywords: state-mandated local planning;
regional growth management;
plan implementation evaluation
Richard K. Norton is an assistant professor
in the Urban and Regional Planning Pro-
gram at the University of Michigan. He
teaches and conducts research on land use
and environmental planning, sustainable
development, intergovernmental growth
management, and the legal aspects of
planning.