Stationary and dynamical properties of polarons in the anharmonic Holstein model
N. K. Voulgarakis and G. P. Tsironis
Department of Physics, University of Crete and Foundation for Research and Technology-Hellas, P. O. Box 2208,
71003 Heraklion, Crete, Greece
~Received 17 June 2000; published 11 December 2000!
We study the semiclassical Holstein model with a hard nonlinear on-site potential in one, two, and three
dimensions. Using stationary solutions, we obtain the ground-state phase diagram as a function of the param-
eter characterizing the nonlinearity as well as the electron-phonon coupling. The basic result is that in the
presence of the nonlinear on-site potential medium and large polaron formation is also possible in two and
three dimensions. Linearizing the equations of motion around the stationary solution, we calculate the normal
modes and study their stability. Normal mode analysis shows the existence of a low-frequency pinning mode
not only in one dimension ~1D! but also in 2D and 3D. This result enables us to construct numerically one- and
two-dimensional moving polarons and study their mobility properties. The dramatic reduction of the polaron
effective mass is the most characteristic effect of the lattice nonlinearity.
DOI: 10.1103/PhysRevB.63.014302 PACS number~s!: 63.20.Kr, 63.20.Ry, 71.38.2k
I. INTRODUCTION
Properties of electron self-localization in crystal lattices
due to interaction with phonons constitutes one of the funda-
mental problems in condensed matter physics. This question
has long history starting almost seven decades ago, when
Landau
1
first introduced the concept of polaron, i.e, the qua-
siparticle formed by an electron accompanied by its own
lattice distortion. In the preceding decades many theoretical
works
2–13
have been devoted to the phenomenon of polaron
formation. In general, the analytical studies are based on the
adiabatic treatment of continuous or discrete models in the
weak or strong electron-phonon coupling, following either
variational or perturbation methods. Analytical results are in
good agreement with the numerical calculations of finite-
cluster exact diagonalizations
12
or quantum Monte Carlo
methods.
13
The general result is that while in one dimension
~1D! the polaron ~small or large! is always the ground state
at any nonvanishing coupling strength, in higher dimensions
only small polaron formation is possible and a minimum
coupling is required for this purpose. Thus, due to their small
size two and three dimensional polarons are expected to be
pinned rather than mobile. In one-dimensional large polarons
on the other hand, where the continuum limit is valid,
Davydov
14
has shown that solitary states are formed that can
propagate uniformly in molecular chains. Furthermore, over
the last two decades, real-time numerical simulations
15–17
in
one-dimensional models gave additional insight to the ques-
tion of polaron formation and its dynamical properties.
It should be mentioned that all the above studies are re-
stricted in the special case where the phonon on-site potential
is quadratic. This assumption is sufficient to describe the
main aspects of the polaron problem in the weak coupling
limit, where the presence of the electron does not displace
substantially the oscillators from their equilibrium position
and the linear approximation is adequate. In the opposite
limit of strong electron-lattice interaction, the oscillators are
greatly perturbed from the equilibrium position and higher
terms of the potential expansion should be taken into ac-
count. Although it would be interesting physically to con-
sider such nonlinear effects, this aspect has not been ad-
dressed sufficiently and only in low dimensions.
18–22
The main aim of this work is the study of the Holstein
model
4
including on-site lattice anharmonicity in one, two,
and three dimensions. We have assumed only hard lattice
nonlinearity since, as explained below, it results in more in-
teresting dynamical behavior of the polaron. The organiza-
tion of this paper is the following: In Sec. II we introduce the
anharmonic Holstein model and derive the semiclassical
equations of motion. In Sec. III we numerically calculate the
adiabatic ground state and discuss its modifications effected
by the lattice nonlinearity. The following two sections are
devoted to the polaron dynamical properties. More particu-
larly, in Sec. IV, we consider small oscillations around the
adiabatic polaron solution and calculate its normal modes
focusing our interest in the lower frequencies. The linear
stability of the polaron solution is checked and the investi-
gation of the possibility of having mobile polarons is per-
formed in Sec. V. Finally, in Sec. VI we summarize and
discuss our results.
II. THE MODEL
In order to study the effects of lattice nonlinearity in the
Holstein model we consider the following Hamiltonian:
H 5H
el
1H
lat
1H
int
, ~1!
The first term describes an electron in the tight binding ap-
proximation
H
el
52J
(
i 51
N
(
n
i
c
i
²
c
n
i
, ~2!
where c
i
²
and c
i
are the electron creation and annihilation
operators, respectively, at site i, and J is the hopping integral
between the site i and its nearest neighbors n
i
. The second
term is the Hamiltonian of N identical anharmonic Einstein
oscillators with mass M:
PHYSICAL REVIEW B, VOLUME 63, 014302
0163-1829/2000/63~1!/014302~7!/$15.00 ©2000 The American Physical Society 63 014302-1