Equality versus self-interest in the brain: Differential roles of anterior insula and
medial prefrontal cortex
Claudia Civai
a, c,
⁎, Cristiano Crescentini
a, b
, Aldo Rustichini
c
, Raffaella Ida Rumiati
a
a
Cognitive Neuroscience Sector, International School for Advanced Studies (SISSA/ISAS), Via Bonomea 265, 34136 Trieste (TS), Italy
b
Azienda Ospedaliero-Universitaria Santa Maria della Misericordia, Piazzale Santa Maria della Misericordia, 15 33100 Udine, Italy
c
Department of Economics, University of Minnesota, 1925 4th Street South 4-101, Hanson Hall Minneapolis, MN 55455-0462, USA
abstract article info
Article history:
Accepted 16 April 2012
Available online 23 April 2012
Everything else being the same, an equal outcome is generally preferred; however, an equitable allocation
sometimes is possible only by sacrificing the total amount of resources available to society. Moreover, direct
interests may interact with the perception of equality. Here, we have investigated individual preferences, and
their neural basis, by employing a task in which an allocation of a fixed amount between the subject and
another person (MS condition) or two third parties (TP condition) is randomly determined. The subject can
accept or reject the outcome, in the same fashion as the Ultimatum Game: thus an unequal offer may be
rejected at the cost of a loss in total amount. Behavioral results show preference for equal outcomes in TP and
for equal and advantageous outcomes in MS. An activation of medial prefrontal cortex (mPFC), extending to
the anterior middle cingulate cortex (aMCC), was found in MS unequal outcomes, particularly for
disadvantageous outcomes and consequent rejections. The anterior insula (AI) was active for unequal
outcomes, in both MS and TP. We propose that the equal treatment is a default social norm, and its violation
is signaled by the AI, whereas aMCC/mPFC activation, negatively correlated to rejections, reflects the effort to
overcome the default rule of equal treatment in favor of a self-advantageous efficiency.
© 2012 Elsevier Inc. All rights reserved.
Introduction
Everything else being the same, an equal treatment of individuals
is widely considered a preferable outcome (Engelmann and Strobel,
2007; Messick, 1995; Skitka and Tetlock, 1992). However, the
realization of a more equitable allocation of outcomes is sometimes
possible only at the cost of a loss in the total amount of resources
available to society. The alternative between a more equitable, but
smaller, pie and a larger, but less equitable, one is widespread and
problematic. It is only made even more complex by the fact that the
parties involved in the decision have sometimes a direct interest in
the outcome. It is therefore essential to have a good understanding of
how people perceive this tradeoff, and how the direct interest
interacts with the abstract principle that equality is, everything else
being equal, preferable.
We investigated how individuals perceive the alternative by asking
subjects to decide between accepting a less equitable distribution of
existing resources between two individuals or rejecting the allocation at
the cost of a loss of those resources for both parties. To contrast the
effect of personal interest and abstract reasoning, we employed two
manipulations, one in which the subject who has to accept or reject the
proposed allocation is a recipient of one of the two payments, and one in
which he is not. Thus, the two manipulations pose the same problem to
the decider, but they differ in the level of self-involvement. When
chance makes equal treatment impossible, because the available
allocation is unequal, the deciding subject has the choice between
either accepting, that is accepting inequality or rejecting, which means
restoring equality at the cost of a zero payment to both.
A relevant number of studies from different fields addressed the
issues of distributional justice and perception of equality, and the
findings agree in describing equality, everything being the same, as
the preferred outcome. From a psychological point of view, Messick
(1995) has hypothesized that people use equality heuristically,
which means that they often make decisions applying some form of
the idea of equality, that may lead to more or less efficient and just
allocations. Fehr and Schmidt (1999) and Bolton and Ockenfels
(2000) put forward formal models describing the preferences over
outcome distributions, predicting aversion for unequal payoffs.
Engelmann and Strobel (2007) found experimental evidence for
perfect equality as a focal point, when there is no other reason to
give an advantage to any person and there are no substantial costs
in terms of efficiency. Neuroscientific findings support the idea that
equality and fairness are the preferred distribution: Tabibnia et al.
NeuroImage 62 (2012) 102–112
⁎ Corresponding author at: Department of Economics, University of Minnesota, 1925
4th Street South 4-101, Hanson Hall Minneapolis, MN 55455-0462, USA. Fax: + 39 040
3787615.
E-mail addresses: claudia.civai@gmail.com (C. Civai), crescent@sissa.it
(C. Crescentini), aldo.rustichini@gmail.com (A. Rustichini), rumiati@sissa.it
(RI. Rumiati).
1053-8119/$ – see front matter © 2012 Elsevier Inc. All rights reserved.
doi:10.1016/j.neuroimage.2012.04.037
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NeuroImage
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