Weighted Sum Rate of Multi-Cell MIMO Downlink
Channels in the Large System Limit
Sung-Hyun Moon
∗
, Hoon Huh
†
, Young-Tae Kim
∗
, Giuseppe Caire
†
, Inkyu Lee
∗
∗
Korea University, Seoul, Korea, Email: {shmoon, reftm, inkyu}@korea.ac.kr
†
University of Southern California, Los Angeles, CA, USA, Email: {hhuh, caire}@usc.edu
Abstract—The optimization of the weighted ergodic sum rate
is considered for the downlink of a cellular networks with
multiple cells and multi-antenna base stations. We focus on the
large system limit where the number of base station antennas
and the number of users per cell go to infinity with a fixed
ratio. We consider two extreme cases of full inter-cell cooper-
ation (network MIMO) and no inter-cell cooperation (single-
cell multiuser MIMO). Using the large random matrix theory
and Lagrangian optimization, we obtain a numerical algorithm
that exactly computes the maximum weighted sum rate in this
asymptotic regime. Numerical results are presented for a simple
case of two interfering cells in a linear arrangement.
I. I NTRODUCTION
Multiuser multiple-input multiple-output (MU-MIMO) tech-
nology holds the potential to drastically improve the spec-
tral efficiency of the next generation cellular systems by
exploiting spatial multiplexing without requiring cumbersome
multi-antenna user terminals. Many research efforts have been
focused on the single cell setting with the full information
theoretic understanding of the underlying MIMO Gaussian
broadcast channel (see [1]–[3] and references therein).
In order to appreciate the full potential of such technology
in a realistic wireless cellular setting, the following important
aspects need to be considered: 1) a multi-cell coverage with
realistic pathloss model and users’ spatial distribution; 2) the
type of inter-cell cooperation (e.g., see [4]); 3) multiuser
scheduling, taking into account fairness issues; 4) the type of
downlink precoding and signal processing employed and the
type of channel state information available at the transmitter
(CSIT). While taking into account all the above aspects is
very complicated and results in a model (MIMO Gaussian
broadcast and interference channel with imperfect CSIT) that
is not even fully understood from an information theoretic
viewpoint, it makes sense to tackle a subset of these aspects
at a time, seeking a clean closed-form or at least semi-analytic
expressions towards a better understanding of the possible
capacity gains and the tradeoffs involved to achieve them.
This work represents a step forward in the above direction,
where we consider multiple cells, pathloss and users’ spatial
distribution, and limit ourselves to two extreme cases of inter-
cell cooperation: full multi-cell joint processing (akin to the
so-called “Wyner model” [5]) and no inter-cell cooperation
where inter-cell interference (ICI) is treated as noise. Fairness
is a very important aspect in cellular networks, since users
may be in very different conditions (near or far from the base
The work of S.-H. Moon, Y.-T. Kim and I. Lee was supported in part
by Seoul R&BD Program (ST090852) and in part by Seoul R&BD Program
(WR080951). The work of G. Caire was supported in part by NSF Grant
CIF-0917343.
station (BS), suffering from interference from adjacent BSs,
etc.). The sum capacity is, in the sense of fairness, generally
not a good measure for the system performance, since with a
sufficiently large number of users it is typically obtained by
scheduling only the users close to a BS (“center” users). While
this maximizes the sum rate, it results in an unacceptably poor
quality of service for the users in unfavorable locations (“edge”
users). Since the ergodic achievable rate region R is obtained
as the convex hull of all achievable rates, it is easy to see that
R is a convex and bounded region. It follows that operating
at any desirable point on the region boundary can be defined
as a weighted sum rate maximization problem of
R
⋆
= arg max
R∈R
k∈users
W
k
R
k
(1)
where k runs over all the users in the system and {W
k
} are
suitable non-negative weights.
In this paper, we propose a method to compute (1) under the
assumptions said above, in the large system limit where the
number of antennas per BS and the number of users per cell
become large with a fixed ratio. In order to achieve this goal,
we combine the results of [6] on the asymptotic sum capacity
for the MIMO multiple access channel and the well-known
uplink-downlink duality [2], [7] with the input covariance
matrix optimization technique of [8].
II. SYSTEM MODEL
We consider a multi-cell MIMO downlink system where
M BSs with γN antennas each communicate to KN single
antenna users. KN users are divided into K co-located “user
groups” of equal size N and γ indicates the ratio of the
number of BS antennas to the number of users per group. Co-
located users are characterized by (approximately) the same
set of distances from the BSs. However, since (typically) a
wavelength is much smaller than the distances between BSs
and users
1
, we assume that users (also co-located users) are
separated by a sufficiently large number of wavelength such
that they undergo i.i.d. small-scale fading. Notice that this
model accounts for an arbitrary placement of BSs’ and users’
locations. Specific examples will be given in Section IV. The
received signal vector y
k
=[y
k,1
··· y
k,N
]
T
∈ C
N
for the k-th
user group is given by
y
k
=
M
m=1
α
m,k
H
H
m,k
x
m
+ n
k
(2)
1
A wavelength here is referred to the carrier frequency f
0
. For example,
for f
0
=2 GHz the wavelength is λ = 15 cm. On the other hands, distances
between users and BS may range from 10 to 10
3
m.
978-1-4244-6404-3/10/$26.00 ©2010 IEEE
This full text paper was peer reviewed at the direction of IEEE Communications Society subject matter experts for publication in the IEEE ICC 2010 proceedings