Community Dental Health (2004) 21 (Supplement), 71–85 © BASCD 2004
Risk factors for dental caries in young children: a systematic
review of the literature
Rebecca Harris
1
, Alison D Nicoll
1
, Pauline M Adair
2
and Cynthia M Pine
1
1
WHO Collaborating Centre on Oral Health in Deprived Communities, University of Liverpool Dental School, England;
2
Department
of Clinical Psychology, The Royal Hospitals, Belfast, Northern Ireland
Correspondence to: Dr R.V. Harris, 5
th
Floor, The University of Liverpool, School of Dentistry, Pembroke Place, Liverpool L3
5PS, UK. E-mail: harrisrv@liverpool.ac.uk
Objective To conduct a systematic review of the literature on risk factors for dental caries in deciduous teeth of children aged
six years and under, to give a scientific framework for the international collaborative studies on inequalities in childhood caries.
Method Accepted guidelines were followed. Studies were identified by electronic searching and reviewed on the basis of key words,
title and abstract by two reviewers to assess whether inclusion criteria were met. Copies of all articles were obtained and assessed
for quality according to the study design. Results 1029 papers were identified from the electronic search, 260 met the prima facie
inclusion criteria. 183 were excluded once full copies of these papers were obtained. Of the 77 studies included, 43 were cross
sectional, 19 cohort studies, 8 case control studies and 7 interventional studies. Few obtained the highest quality scores. 106 risk
factors were significantly related to the prevalence or incidence of caries. Conclusion There is a shortage of high quality studies
using the optimum study design, i.e. a longitudinal study. The evidence suggests that children are most likely to develop caries
if Streptococcus Mutans is acquired at an early age, although this may be partly compensated by other factors such as good oral
hygiene and a non- cariogenic diet. Diet and oral hygiene may interact so that if there is a balance of ‘good’ habits by way of
maintaining good plaque control and ‘bad’ habits by way of having a cariogenic diet, the development of caries may be controlled.
Key words: risk factors; dental caries; early childhood caries
Introduction
Dental caries is widely recognised as an infectious
disease induced by diet. The main players in the aetiol-
ogy of the disease are; a) cariogenic bacteria,
b) fermentable carbohydrates, c) a susceptible tooth and
host and d) time. However, in young children bacterial
flora and host defence systems are in the process of
being developed, tooth surfaces are newly erupted and
may show hypoplastic defects, and their parents must
negotiate the dietary transition through breast/bottle feed-
ing, first solids and childhood tastes. Thus it is thought
that there may be unique risk factors for caries in infants
and young children (Seow, 1998).
It is disconcerting to see rampant caries in young
children (Fass, 1962). The pattern of decay is typically
that many teeth are affected, with caries developing
rapidly, often soon after the teeth have erupted. Surfaces
usually at low risk of developing caries are affected such
as the buccal surfaces of maxillary incisors with the
obvious consequence of affecting the child’s facial
appearance. It is this pattern of caries that has been
labelled variously as ‘baby bottle tooth decay’, ‘nursing
caries’ and ‘night bottle mouth’. However, since these
terms suggest that the prime cause of such caries is
inappropriate bottle feeding and current evidence sug-
gests that although use of a sugar-containing liquid in a
bottle at night-time may be an important aetiological
factor, it may not be the only or the most important
factor, it is now recommended that the term ‘early child-
hood caries’ be used when describing any form of caries
in infants and pre-school children (Reisine and Douglass,
1998).
The answer to the question ‘What causes early child-
hood caries?’ is an important, if a complex one. It
concerns those in both developed (Holt et al., 1996;
Wendt et al., 1996) and developing countries (Matee et
al., 1994; Ye et al., 1999) where many children experience
this pattern of disease. Understanding the aetiology of
the disease has a direct influence on public policy. In the
United Kingdom, the British Society of Paediatric
Dentistry recommend a reduction in sugar intake by the
whole child population in the country. The policy recom-
mended by the equivalent professional society in America,
on the other hand is that sugar restrictions can be relaxed
in a society where fluoride is used frequently, particularly
for children who have low or no caries (although this is
not a universally held view amongst dentists in America),
(British Society of Paediatric Dentistry, 1992; American
Academy of Pediatric Dentistry, 1989). How aetiology is
interpreted also influences the design of interventional
programmes set up to prevent the disease.
Factors that may be implicated in giving rise to caries
in young children have been described in a number of
review papers (Federation Dentaire Internationale, 1988;
Horowitz, 1998; Moss, 1996; Reisine and Douglass, 1998;
Seow, 1998). However none of these have employed a
systematic methodology. The body of evidence in this
area is large, and without a systematic approach where
strategies for identifying and selecting information are