Why is grammaticalization irreversible?
MARTIN HASPELMATH
Abstract
Grammaticalization, the change by which lexical categories become func-
tional categories, is overwhelmingly irreversible. Prototypical functional
categories never become prototypical lexical categories, and less radical
changes against the general directionality of grammaticalization are
extremely rare. Although the pervasiveness of grammaticalization has long
been known, the question of why this change is irreversible has not been
asked until fairly recently. However, no satisfactory explanation has been
proposed so far. Irreversibility cannot be attributed to the lack of predict-
ability, to the interplay of the motivating factors of economy and clarity,
or to a preference for simple structures in language acquisition.
I propose an explanation that follows the general structure of Keller’s
(1994) invisible-hand theory: language change is shown to result from the
cumulation of countless individual actions of speakers, which are not
intended to change language, but whose side effect is change in a particular
direction. Grammaticalization is a side effect of the maxim of extravagance,
that is, speakers’ use of unusually explicit formulations in order to attract
attention. As these are adopted more widely in the speech community,
they become more frequent and are reduced phonologically. I propose
that degrammaticalization is by and large impossible because there is no
counteracting maxim of ‘‘anti-extravagance,’’ and because speakers have
no conscious access to grammaticalized expressions and thus cannot use
them in place of less grammaticalized ones. This is thus a usage-based
explanation, in which the notion of imperfect language acquisition as the
locus of change plays no role.
1. Irreversibility
One of the most common types of morphosyntactic change affects syntac-
tic constructions in which a particular word (or set of words) turns into
Linguistics 37–6 (1999), 1043–1068 0024–3949/99/0037–1043
© Walter de Gruyter