Journal of Accounting and Economics 7 (1985) 85-107. North-Holland
THE EFFECT OF BONUS SCHEMES ON ACCOUNTING
DECISIONS*
Paul M. HEALY
Massachusetts Institute of Technology, Cambridge, MA .02139, USA
Received October 1983, final version received September 1984
Studies examining managerial accounting decisions postulate that executives rewarded by
earnings-based bonuses select accounting procedures that increase their compensation. The em-
pirical results of these studies are conflicting. This paper analyzes the format of typical bonus
contracts, providing a more complete characterization of their accounting incentive effects than
earlier studies. The test results suggest that (1) accrual policies of managers are related to
income-reporting incentives of their bonus contracts, and (2) changes in accounting procedures by
managers are associated with adoption or modification of their bonus plan.
1. Introduction
Earnings-based bonus schemes are a popular means of rewarding corporate
executives. Fox (1980) reports that in 1980 ninety percent of the one thousand
largest U.S. manufacturing corporations used a bonus plan based on account-
ing earnings to remunerate managers. This paper tests the association between
managers' accrual and accounting procedure decisions and their income-
reporting incentives under these plans. Earlier studies testing this relation
postulate that executives rewarded by bonus schemes select income-increasing
accounting procedures to maximize their bonus compensation. 1 Their em-
pirical results are conflicting. These tests, however, have several problems.
First, they ignore the earnings' definitions of the plans; earnings are often
defined so that certain accounting decisions do not affect bonuses. For exam-
* I am indebted to Ross Watts for many valuable discussions and for his insightful remarks on
this paper. I also wish to thank the remaining members of my Ph.D. committee, Andrew Christie,
Cliff Smith and Jerry Zimmerman, for their helpful comments. The paper has benefited from the
comments of Bob Kaplan, Rick Antle, George Benston, Tom Dyckman, Bob Holthausen, Michael
Jensen, Rick Lambert, David Larcker, Richard Leftwich, Tom Lys, Terry Marsh, Ram Rama-
krishnan, and Rick Ruback. I am grateful to George Goddu and Peat Marwick for allowing me to
use their library and financing my preliminary data collection, and to Bob Holthausen and Richard
Rikert for letting me use their data bases of changes in accounting procedures. Financial support
for this paper was provided by the Ernst and Whinney Foundation and the American Accounting
Association.
:These studies include Watts and Zimmerman (1978), Hagerman and Zmijewski (1979),
Holthausen (1981), Zmijewski and Hagerman (1981), Collins, Rozeff and Dhaliwal (1981), and
Bowen, Noreen and Lacey (1981).
0165-4101/85/$3.30©1985, Elsevier Science Publishers B.V. (North-Holland)