1372 JOURNAL OF MICROELECTROMECHANICAL SYSTEMS, VOL. 20, NO. 6, DECEMBER 2011
Q Control of an Atomic Force Microscope
Microcantilever: A Sensorless Approach
Matthew W. Fairbairn, Student Member, IEEE, S. O. Reza Moheimani, Fellow, IEEE, and
Andrew J. Fleming, Member, IEEE
Abstract—The scan rate and image resolution of the atomic
force microscope (AFM) operating in tapping-mode may be im-
proved by modifying the quality (Q) factor of the AFM micro-
cantilever according to the sample type and imaging environment.
Piezoelectric shunt control is a new method of controlling the Q
factor of a piezoelectric self-actuating AFM microcantilever. The
mechanical damping of the microcantilever is controlled by an
electrical impedance placed in series with the tip oscillation circuit.
A synthetic impedance was designed to allow easy modification of
the control parameters which may vary with environmental condi-
tions. The proposed techniques are experimentally demonstrated
to reduce the Q factor of an AFM microcantilever from 297.6 to
35.5. AFM images obtained using this method show significant
improvement in both scan rate and image quality. [2011-0123]
Index Terms—Atomic force microscope (AFM), AFM probe,
microcantilevers, microsensors, piezoelectric cantilever, piezoelec-
tric shunt control, synthetic impedance, tapping-mode AFM.
I. I NTRODUCTION
T
HE ATOMIC force microscope (AFM) [1] senses inter-
atomic forces occurring between a sharp probe tip and
a sample surface to produce images of sample surfaces such
as ceramic materials, biological membranes, metals, polymers,
and semiconductors with subnanometer resolution [2]–[6]. The
images produced are 3-D with resolution on the order of 0.1 to
1 nm.
The AFM uses a microcantilever, with a sharp probe tip
on its lower surface, which is scanned over a sample surface.
Deflection of the cantilever, due to interatomic forces between
the probe tip and the sample, at each scan point is representative
of the sample height. By plotting the sample height versus the
horizontal position of the probe, a 3-D image of the surface can
be obtained.
The high image resolution of the AFM is due to the size of the
probe tip, which may be only a few atoms wide. This gives the
AFM an advantage over optical microscopes, which are limited
by the wavelength of visible light, which is approximately
400–700 nm.
One of the main advantages of the AFM over other types
of nonoptical microscopy is that it can image samples under
Manuscript received April 25, 2011; revised August 9, 2011; accepted
August 29, 2011. Date of publication October 14, 2011; date of current version
December 2, 2011. Subject Editor C. Mastrangelo.
The authors are with the School of Electrical Engineering and Computer
Science, The University of Newcastle, Callaghan, NSW 2308, Australia
(e-mail: Reza.Moheimani@newcastle.edu.au).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/JMEMS.2011.2168809
Fig. 1. Schematic of the instrumentation of an AFM operating in tapping
mode.
natural conditions (e.g., in air or liquid). There is no need
to place the sample in vacuum, coat it with metal, or dry it,
which may cause damage to a living sample, making the AFM
particularly useful for biological investigations [7], [8]. One
drawback of the AFM compared to an optical microscope is
that it takes some time to obtain an image, whereas the optical
microscope can produce images in real time.
Most commonly, the probe tip is dragged across the sample in
constant contact, which is referred to as contact-mode imaging.
Continuous lateral force on the sample from the probe tip may
cause damage to soft fragile samples. Tapping mode [9], [10]
was developed to reduce lateral forces on such samples.
A schematic showing the typical instrumentation of an AFM
operating in tapping mode is shown in Fig. 1. When operating
in tapping mode, the cantilever probe is oscillated at one
of its resonance frequencies, tapping the sample once every
oscillation cycle while scanning. A piezoelectric stack actuator
located at the base of the cantilever is typically used to oscillate
the cantilever. New methods of actuation, such as electrostatic
actuation [11] and coating the cantilever with piezoelectric
material to act as a bimorph actuator, are being implemented
to reduce the size of the AFM.
The magnitude of the cantilever oscillations in free air (A
0
)
is determined by the driving signal amplitude, the cantilever
spring constant, and the quality (Q) factor of the cantilever’s
resonance. The magnitude of cantilever oscillations when tap-
ping the sample [A(t)] is typically measured using the optical
lever method which involves reflecting a laser beam off the can-
tilever onto a photodiode sensor. Any change in position of the
reflected laser spot on the sensor represents tip displacement.
The ac signal obtained is then converted to a dc value using
an rms-to-dc converter. This dc signal is sent to the Z -axis
feedback controller (refer to Fig. 2) which controls the vertical
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