PHYSICAL REVIEW B 87, 115204 (2013)
Lattice contribution to the high dielectric constant of PbTe
H. W. Leite Alves and A. R. R. Neto
Departamento de Ciˆ encias Naturais, Universidade Federal de S˜ ao Jo˜ ao Del Rei, Caixa Postal 110, 36301-160 S˜ ao Jo˜ ao Del Rei, MG, Brazil
L. M. R. Scolfaro
*
and T. H. Myers
Department of Physics, Texas State University, San Marcos, Texas 78666, USA
P. D. Borges
Instituto de Ciˆ encias Exatas e Tecnologia, Universidade Federal de Vic ¸osa, 38810-000 Rio Paranaiba, MG, Brazil
(Received 19 October 2012; published 12 March 2013)
The phonon dispersion and the lattice contribution to the dielectric function of PbTe in the NaCl structure are
calculated ab initio. The results obtained are in agreement with the available experimental data and reproduce the
main features observed in this material, such as an anharmonic LA-TO phonon coupling in the Ŵ-X direction, as
well as high values for the dielectric constants ǫ
1
(0) and ǫ
1
(∞). Calculations include the pressure dependence
and indicate that the anharmonic phonon coupling is very sensitive to applied pressure. The calculations indicate
that the higher values for the dielectric constant together with the anharmonic LA-TO coupling reduce the lattice
thermal conductivity and increase the internal electric field, thereby enhancing the electronic conductivity in
PbTe, key conditions to increase the thermoelectric figure of merit.
DOI: 10.1103/PhysRevB.87.115204 PACS number(s): 72.15.Jf, 63.20.dk, 73.50.Lw, 77.22.Ch
Thermoelectric (TE) materials that convert heat flux
directly into electrical power are a promising approach to
dealing with the challenges of the growing demand for
alternative clean energy and are a subject of great scientific
interest. The key issue in this area is to develop materials with
a significantly increased TE figure of merit,
ZT = σS
2
T /κ,
where σ is the electrical conductivity, S is the Seebeck
coefficient, and
κ = κ
el
+ κ
latt
is the thermal conductivity, composed of the electronic and
lattice contributions to thermal conductivity. For practical
applications, it is required that ZT ≫ 1. So, a high-quality
TE material must have a high electric conductivity, a high
thermopower, and a low thermal conductivity.
1
However, in
practice, this is hard to achieve for high-conductivity material,
as the thermal and electrical conductivity are related by the
Wiedemann-Franz law, which states that the Lorenz number
L = κ
el
/σ T is constant.
2
Metals are highly conductive electrically but also have
a high thermal conductivity and a low thermopower. For
semiconductors, the electronic contribution to the thermal
conductivity is much smaller than the lattice contribution
and heavily doped semiconductors or semimetals (and their
alloys)
3
are the best candidates for TE materials. In this
case, understanding the lattice contribution to the thermal
conductivity is important to understanding the route to the
best TE material.
Te-based materials (i.e., PbTe, SnTe, and GeTe) are
well-known candidates for medium-temperature TE devices.
4
Besides TE applications, PbTe has also been studied for
infrared diodes,
5
spintronics,
6
and optoelectronics,
7
among
others. As such, it is a reasonably well-studied material. It is
well known that, under ambient conditions, PbTe crystallizes
in the B1 (NaCl) structure. Upon the application of a pressure
of around 6 GPa, it transforms to an intermediate structure of
orthorhombic symmetry (Pnma structure). This intermediate
structure then transforms to the B2 (CsCl) modification at
13 GPa.
8,9
From the electronic structure point of view, PbTe is
characterized by a small direct semiconducting gap occurring
at the L point of the Brillouin zone (BZ). In contrast to most
other semiconductors, the band gap of PbTe increases with
temperature and decreases under pressure. At the point of gap
closure the band dispersions become linear (Dirac type) in
the vicinity of the L point.
10–13
Other electronic properties
such as effective masses,
10,12
dielectric functions,
11,13
and TE
transport properties,
14,15
were also determined.
Calculations of lattice dynamics for PbTe have also been
well studied by using both semiempirical and first-principles
methods,
15–23
resulting in predictions for phonon frequency
dispersions, Born effective charges, Gr¨ uneisen parameters,
and thermodynamic properties such as heat capacities and
Debye temperatures. It is interesting to remark that most results
are in good agreement among themselves, as well as with
early inelastic neutron scattering (INS) experiments
16
made
on PbTe. For example, all calculated phonon dispersions show
an LA-TO crossing in the Ŵ-X direction of the BZ. Notable
exceptions are the theoretical results of Tian et al.,
19
Kong
et al.,
20
and Bencherif et al.
23
A more recent set of INS
experiments
24
suggests that the apparent LA-TO crossing may
have been a resolution artifact. In this new experiment (which
was done at room and higher temperatures), the development
of time-of-flight spectrometers at spallation sources provides
the ability to measure the entire four-dimensional scattering
function. Using this, Delaire et al. show a signature of a
very strong and extended anharmonic LA-TO coupling in their
results, which was not observed clearly in the previous lower
resolution INS experiments. This LA-TO coupling leads to
an avoided-crossing behavior in the dispersions, as well as an
115204-1 1098-0121/2013/87(11)/115204(5) ©2013 American Physical Society