Cellular origins of atherosclerosis:
towards ontogenetic endgame?
TERENCE M. DOHERTY, PREDIMAN K. SHAH, AND TRIPATHI B. RAJAVASHISTH
1
Atherosclerosis Research Center, Division of Cardiology, Department of Medicine and the Burns
and Allen Research Institute, Cedars-Sinai Medical Center and David Geffen School of Medicine
at UCLA, Los Angeles, California, USA
Conventional wisdom has successfully chronicled
in exquisite detail the complex interplay of patho-
logic processes leading to the formation of athero-
sclerotic plaque and neointimal proliferation after
arterial injury. Conventional therapy spawned from
conventional wisdom has, unhappily, achieved con-
siderably less notable success affecting outcomes of
both. Atherosclerosis-based diseases exact a tremen-
dous human and fiscal toll, and the road ahead looks
grim: as antibiotic usage in underdeveloped areas of
the world accelerates, cardiovascular disease will
soon overtake infection as the leading cause of death
and disability in the entire world (1, 2). To be sure,
there have been some clear wins, such as in the case
of the efficacy of statin therapy in improving cardio-
vascular outcomes. But why the mismatch between
our understanding of the pathology and our ability to
measurably affect its long-term impact? It may now be
time to rethink fundamental conceptions regarding
the nature of atherosclerosis.
THE CONVENTIONAL MODEL
OF VASCULAR DISEASE
From within the box, atherosclerosis is a chronic
fibroproliferative inflammation of the arterial wall
brought about and exacerbated by the dynamic
interaction of disordered lipid metabolism and other
insults and risk factors with homeostatic mechanisms
designed to protect against such injury (3–5). De-
cades of research have illuminated pathophysiologic
details and provided a mechanistic and conceptual
framework. Serum lipoproteins diffusing through
extracellular space become entangled in the suben-
dothelium and begin to undergo oxidative and cova-
lent modifications that render them proinflamma-
tory. Overlying endothelial cells (ECs) become
affected, and the alert goes out. The troops of the
immune and mononuclear phagocytic systems con-
verge on the scene, guided by adhesive homing
signals expressed by ECs. The ensuing maelstrom of
cytokines, growth factors, mitogens, and morphogens
instigates smooth muscle cells (SMCs) to migrate
from the medial layer into the intima, differentiate
toward a synthetic phenotype, and proliferate. But
many of the cells recruited to resolve the problem
become part of the problem when they find themselves
unable (or unwilling) to escape, and in cytotoxic
microenvironments they undergo apoptosis and re-
lease their proinflammatory contents into the nas-
cent plaque. Some of the SMCs are caught in the
cytokine crossfire and succumb (6), further exacer-
bating the inflammatory nidus. Additional signals are
sent calling for more help, and a vicious spiral of
inflammation can then occur. The homeostatic bal-
ance between normal proteolytic remodeling and
inhibition of extracellular proteolytic activity may be
tipped toward excessive tissue destruction (7). Struc-
tural deterioration can result in erosion or rupture of
the plaque cap, which directly precipitates arterial
thrombosis with frequently disastrous consequences
(8 –10).
In arterial plaque, there are a number of cell types
(among them mononuclear phagocytes, T cells, B cells,
natural killer cells, and mast cells), all thought to
originate from circulating hematopoietic and immune
precursors. But two key cell types—ECs and SMCs—are
presumed to be resident arterial cells. Almost three
decades ago Benditt and Benditt found that plaques
contain a monoclonal population of cells (11). Work
from the Schwartz laboratory and elsewhere confirmed
and extended these observations to formulate the
monoclonal hypothesis. According to this model, pro-
liferating arterial cells are derived from specific SMC
clones (12) or clonal expansion of rare resident arterial
progenitor cells in response to specific stimuli (13).
Monoclonal expansion is a frequent feature even of
normal arteries (14), and mutations and derangements
of chromosomal architecture are often found in mono-
clonal cells of a lesion (15, 16). These findings even led
to the more extreme model that views plaque as a
benign SMC tumor in the arterial wall (17). But all
models of atherosclerosis share a heavy reliance upon
two pivotal features: increased adhesiveness of ECs, and
migration and proliferation of SMCs— both presumed
to be resident arterial cells.
1
Correspondence: Atherosclerosis Research Center, Divi-
sion of Cardiology, Department of Medicine, Cedars-Sinai
Medical Center, Davis Research Bldg., Room 1062, 8700
Beverly Blvd., Los Angeles, CA 90048-1865, USA. E-mail:
rajavashisth@cshs.org
592 0892-6638/03/0017-0592 © FASEB