From large to small: Reorienting rural development policies in response to climate
change, food security and poverty
☆
Benno Pokorny
a,
⁎, Wil de Jong
b, 1
, Javier Godar
c, 2
, Pablo Pacheco
d, 3
, James Johnson
e
a
Faculty of Environment and Natural Resources, University of Freiburg, Tennenbacherstrasse 4, 79106 Freiburg, Germany
b
Centre for Integrated Area Studies, Kyoto University, 46 Shimoadachi-cho, Yoshida, Sakyo-ku, Kyoto, 606-8501, Japan
c
Stockholm Environment Institute (SEI), Kräftriket 2B, 106 91 Stockholm, Sweden
d
Centre for International Forestry Research, P.O. Box 0113 BOCBD, Bogor 16000, Indonesia
e
Casilla 2422, Santa Cruz de la Sierra, Bolivia
abstract article info
Article history:
Received 16 November 2011
Received in revised form 18 February 2013
Accepted 24 February 2013
Available online xxxx
Keywords:
Rural development policies
Amazon
Smallholders
Economic growth
Poverty alleviation
Environmental costs
Discourses regarding the development of the Amazon region highlight the importance of the local cultures,
local knowledge and participation of smallholders, such as indigenous people, traditional communities and
small-scale colonists. Current policies, however, still pursue a development model that is oriented towards
global commodity markets and the capacity of well-qualified entrepreneurs with the capital required for
large-scale investments, despite a growing consensus on its ecological incompatibilities, social limitations
and economic risks. Decision makers from both governmental and non-governmental organisations widely
disregard the possibility that smallholders could more actively contribute to rural development. Instead,
the production practices of smallholders and their modes of social organisation are perceived as obsolete
and inefficient. By presenting examples from the region, this paper argues that smallholders have the potential
to manage production systems that maintain environmental stability while effectively contributing to local
well-being. Therefore, the paper advocates to more effectively using local capacities for the development of
rural Amazon through the promotion of small-scale production systems.
© 2013 Elsevier B.V. All rights reserved.
1. Introduction
The traditional development models placed on economic growth
have been recognised as reaching key global biophysical thresholds
that jeopardise global environmental stability with severe local and
global consequences (Rockström et al., 2009). In addition to the over-
arching goal of poverty alleviation (UN, 2000), in particular climate
change concerns have pushed forward low-carbon development objec-
tives (UNFCCC, 2011, 2007, 2001), while the increasing global demand
for food (Schmidhuber and Tubiello, 2007) has made food security an
additional priority concern.
The shift from a purely economic-growth perspective to multi-
sectoral sustainable development and natural resource conservation
(Arts and Buizer, 2009) has provoked an intense debate among policy
makers, environmentalists, development and climate experts regarding
the policy options that more effectively deal with the synergies and
trade-offs among the economic, social and environmental effects (de
Jong et al., 2010; Pacheco, 2012; Pokorny, 2013). In practice, however,
it often remains unclear how economic growth and poverty alleviation
can be achieved at lower environmental costs, particularly in regions
where millions live under precarious conditions.
This challenge is particularly relevant for the Amazon basin, the
largest remaining contiguous tropical forest and home of more than
50 million people. Between the 1960s and 1980s, most countries in the
region started to progressively integrate their Amazonian territories
into the national economy (Hecht and Cockburn, 1989). The government
provided fiscal and financial incentives to stimulate private and corpo-
rate investments (Binswanger, 1991; Schneider, 1995) in large-scale cat-
tle ranching (Barclay et al., 1991; Hecht, 1985; Hecht and Cockburn,
1989), the expansion of sugarcane, cotton and rice (Pacheco, 2006)
and, more recently, soybean production (Nepstad et al., 2006). Support-
ed by structural adjustment programmes (Schlesinger, 2011), the sys-
tematic expansion of infrastructure (Killeen, 2007; BID, 2006), and the
generous granting of concession rights (Bunker, 1985; Finer et al.,
2008; Merry et al., 2003), the private sector started to make significant
investments to access resources of strategic interest, including land for
the production of soybeans, palm oil and other agricultural crops, as
well as timber, minerals, oil and gas and the building of hydroelectric
dams (America Economia, 2012; Robinson, 2008).
Forest Policy and Economics xxx (2013) xxx–xxx
☆ This article belongs to the Special Issue: Forest and conservation policy in a changing
climate.
⁎ Corresponding author. Tel.: +49 761 203 3680; fax: +49 761 203 3781.
E-mail addresses: benno.pokorny@waldbau.uni-freiburg.de (B. Pokorny),
wdejong@cias.kyoto-u.ac.jp (W. de Jong), javier.godar@sei-international.org (J. Godar),
p.pacheco@cgiar.org (P. Pacheco), johnson_james80@hotmail.com (J. Johnson).
1
Tel.: +81 75 753 9605/9603; fax: +81 75 753 9602.
2
Tel.: +46 86 74 73 71.
3
Tel.: +62 251 8622 622; fax: +62 251 8622 100.
FORPOL-01021; No of Pages 8
1389-9341/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.forpol.2013.02.009
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Please cite this article as: Pokorny, B., et al., From large to small: Reorienting rural development policies in response to climate change, food
security and poverty, Forest Policy and Economics (2013), http://dx.doi.org/10.1016/j.forpol.2013.02.009