Optics and Photonics Journal, 2013, 3, 243-247
doi:10.4236/opj.2013.32B057 Published Online June 2013 (http://www.scirp.org/journal/opj)
A Theoretical Study of Light Absorption in Self
Assembled Quantum Dots
Tarek A. Ameen, Yasser M. El-Batawy, A. A. Abouelsaood
Department of Engineering Physics and Mathematics, Faculty of Engineering, Cairo University, Giza 12613, Egypt
Email: tarek.amin@aucegypt.edu
Received 2013
ABSTRACT
Self assembled quantum dots have shown a great promise as a leading candidate for infrared detection at room tem-
perature. In this paper, a theoretical model of the absorption coefficient of quantum dot devices is presented. Both of
bound to bound absorption and bound to continuum absorption are taken into consideration in this model. This model is
based on the effective mass theory and the Non Equilibrium Greens Function (NEGF) formalism. NEGF formalism is
used to calculate the bound to continuum absorption coefficient. The results of the model have been compared with a
published experimental work and a good agreement is obtained. Based on the presented model, the bound to bound ab-
sorption coefficient component is compared to the bound to continuum absorption coefficient component. In addition,
the effects of the dot dimensions and electron filling on the bound to continuum absorption coefficient are also investi-
gated. In general, increasing the dot filling increases the absorption and decreasing the dots dimensions will increase the
absorption and move the absorption peak towards longer wavelengths.
Keywords: Absorption Coefficients; Non Equilibrium Greens Function; Self Assembled Quantum Dots
1. Introduction
Self assembled quantum dots have attracted the attention
due to the promise to improve the performance of many
applications, like quantum dot infrared photodetectors
(QDIP) [1], [2], and intermediate band solar cells (IBSC)
[3]. For the QDIPs, it is reported that due to 3-dimen-
sional confinement of the electrons in the quantum dots,
QDIPs should have lower dark current than the conven-
tional photodetectors at the same operating temperature,
thus QDIPs can operate at higher temperature with the
same signal to noise ratio [1]. Also QDIPs are very sen-
sitive to the normal incidence unlike the QWIP [1].
While for the IBSC it should have higher efficiency than
the conventional solar cell [4]. The proposed model is
based on the non equilibrium Green’s function formula-
tion (NEGF). NEGF formalism provides an approach to
study the transport in quantum systems in the presence of
open boundary conditions via the concept of self energy
[5]. The NEGF formalism was used before for modeling
the quantum dot-in-a-well (DWELL) structure [6-8].
This model calculated the responsivity not the absorption
coefficient of DWELL structure and in arbitrary units.
For calculating the bound to bound absorption coefficient
of a self assembled quantum dot, a model was presented
for the InAS/GaAs QDIP [9]. This model has led to an
important result: for QDIP the in-plane polarized absorp-
tion is dominant as long as the dot height is not very
small compared to its base radius. This result was con-
firmed experimentally [10]. There are many models that
calculate the bound to bound absorption [9,11], but very
little work has been done for the bound to continuum
absorption. The intraband absorption coefficient α is an
important parameter for the design of different quantum
dot applications.
In our model, the effective mass theory is used to build
a hermitian Hamiltonian matrix for an isolated self as-
sembled quantum dot. Diagonalizing this matrix gives
the bound states and energies. Then, this Hamiltonian
matrix with a nonhermitian self energy matrix are used to
get the NEGF. Using the NEGF, the continuum states of
the system have been calculated. Then, the bound to
bound and bound to continuum absorption coefficients
are both calculated. A comparison of our model and ex-
perimental data of [12] has been done, showing a good
agreement.
2. Theoretical Model
A schematic of self assembled quantum dot islands is
shown in Figure 1. The following assumptions are made:
● The self assembled quantum dot islands are as-
sumed to have ideal conical shape with uniform
size.
● Both the effects of the wetting layer and the cou-
pling between neighboring dots are neglected.
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