REGULAR ARTICLES
Subprime catalyst: Financial regulatory
reform and the strengthening of US carbon
market governance
Eric Helleiner and Jason Thistlethwaite
Department of Political Science and Balsillie School of International Affairs, University of Waterloo, Ontario,
Canada
Abstract
The 2008 financial crisis has had an important, but neglected, impact on carbon market governance
in the United States. It acted as a catalyst for the emergence of a domestic coalition that drew upon
the crisis experience to demand stronger regulation over carbon markets. The influence of this
coalition was seen first in the changing content of draft climate change bills between 2008 and 2010.
But the coalition’s more lasting legacy was its role in shaping the content of, and supporting, the
passage of the Wall Street Reform and Consumer Protection Act (the Dodd–Frank bill) in July 2010.
Although that bill was aimed primarily at bolstering financial stability, its derivatives provisions
strengthened carbon market regulation in significant ways. This policy episode demonstrates new
patterns of coalition building in carbon market politics as well as the growing links between climate
governance and financial regulatory politics. At the same time, the significance of these develop-
ments should not be overstated because of various limitations in the content and implementation
of the Dodd–Frank bill, as well as the waning support for carbon markets more generally within the
US since the bill’s passage.
Keywords: carbon markets, climate change, derivatives, financial crisis, financial regulation.
1. Introduction
From the perspective of many environmentalists, weak regulation over carbon markets
has undermined the markets’ ability to play a significant role in reducing the greenhouse
gas (GHG) emissions that fuel climate change. What are the prospects for stronger
regulation that might provide more environmental integrity to the markets? At the end of
their recent comprehensive analysis of the politics of carbon markets, Newell and Pater-
son (2010, p. 179) speculate very briefly about whether the 2008 global financial crisis
might provide an important political opening to allow carbon markets to be reformed.
This potential implication of the financial crisis for climate governance has received very
little subsequent attention from scholars.
In this paper, we begin to fill this gap in academic literature with a special focus on the
US experience. We demonstrate that the financial crisis has indeed had an important
impact on carbon market governance in the United States. The crisis generated a domestic
Correspondence: Eric Helleiner, Department of Political Science, University of Waterloo, 200
University Ave. West Hagey Hall, Rm. 315 Waterloo, Ontario N2L 3G1, Canada. Email: ehellein@
uwaterloo.ca
Accepted for publication 16 February 2012.
Regulation & Governance (2013) 7, 496–511 doi:10.1111/j.1748-5991.2012.01136.x
© 2012 Wiley Publishing Asia Pty Ltd