Increasing representation of states by utilitarian as compared to environmental
bureaucracies in international forest and forest–environmental policy negotiations
Lukas Giessen
a,b,
⁎, Max Krott
b
, Torsten Möllmann
b
a
Forest and Nature Conservation Policy Group, Wageningen University, The Netherlands
b
Chair of Forest and Nature Conservation Policy, University of Göttingen, Germany
abstract article info
Article history:
Received 16 August 2012
Received in revised form 31 July 2013
Accepted 19 August 2013
Available online 8 September 2013
Keywords:
Bureaucratic politics
International forest regime complex
Global forest governance
UNFF
CBD
This article analyses the representation of selected countries (EU-27 and the five influential “forest states”) to in-
ternational forest-related negotiations by national utilitarian vis-à-vis conservation-oriented ministerial bureau-
cracies. It is hypothesised that due to the bureaucracies' informal goal of gaining and maintaining responsibility
over political issues, mainly ministries of agriculture including forestry and ministries of environment are com-
peting for the task of representing states in international forest and forest–environmental negotiations. A survey
design based on a semi-structured questionnaire was used to study the bureaucratic representation of the select-
ed states to the United Nations Forum on Forests (UNFF) and to the Convention on Biological Diversity (CBD) ne-
gotiations between 2000 and 2011. The results show that in the processes under study the representation of
states by utilitarian types of bureaucracies is rather increasing, while the role of conservationist bureaucracies
is declining. Likewise, the roles of ministries of foreign affairs and economic affairs are declining, while hybrid or-
ganisations on agriculture/environment were observed being on a strong increase. Under CBD negotiations the
vast majority of responding countries was represented by environmental bureaucracies, while agricultural
ones played a marginal role. In contrast, under UNFF negotiations countries were represented by agricultural, eco-
nomic and hybrid agricultural/environmental bureaucracies in approx. equal shares. Agricultural bureaucracies
especially gained influence under UNFF negotiations during the study period. The article concludes on these
trends also highlighting options for future research.
© 2013 Elsevier B.V. All rights reserved.
1. Forest and forest–environmental negotiations within an interna-
tional forest regime complex by states' bureaucracies
The behaviour of states' governments in international forest-related
negotiations is influenced by what is called a unitary and rational actor's
national interest (Werland, 2009; Arts, 2012, in general Walt, 2006). It
is, however, also influenced by the different preferences of the govern-
ments' bureaucracies, ministries, agencies and departments involved
(Krott, 1990, 2005; Krott and Hasanagas, 2006, in general Allison,
1971; Stern, 1998). The influence of such distinct state bureaucracies
even increases in cases of low economic and political relevance, the
so-called low politics (Willetts, 2001). Depending on its political and
economic implications, forest policy can be either of low (e.g. if talking
about forest biodiversity) or high such relevance (e.g. if talking about
the sovereignty of highly forested states in their utilisation of natural re-
sources or climate change implications, Humphreys, 2006; Lövbrand,
2009; Negi and Giessen, unpublished). This offers diverse venues for bu-
reaucratic influence on a country's preferences in international forest-
related negotiations by national ministries and departments responsi-
ble for e.g. agriculture, forestry, environment, foreign affairs or trade.
International forest-related negotiations continuously take place in
multiple processes resulting in a body of international forest-related
policy, which is referred to as an international forest regime-complex
(Giessen, 2012, 2013a, 2013b; Rayner et al., 2010; Arts and Babili,
2013).
1
According to Humphreys (2006) the main parts of this regime
complex are:
• Hard legal instruments, such as the United Nations Framework Con-
vention on Climate Change (UNFCCC), the Convention on Biological
Diversity (CBD), the General Agreement on Tariffs and Trade (GATT)
and the Convention on International Trade in Endangered Species
(CITES);
Forest Policy and Economics 38 (2014) 97–104
⁎ Corresponding author at: Chair of Forest and Nature Conservation Policy, University of
Göttingen, Germany. Tel.: +49 163 4878000; fax: +49 551 39 3415.
E-mail address: lgiesse@uni-goettingen.de (L. Giessen).
1
Previous literatures refer to an international forest regime, others to the broader no-
tion of global forest governance (see e.g. Arts and Babili, 2013; Giessen, 2013a, 2013b;
Humphreys, 2006; Smouts, 2008; Singer, 2008; Dimitrov, 2006 on the forest regime and
Brown, 2001; Pattberg, 2005; Glück et al., 2005; Chan and Pattberg, 2008; Sander and
Pattberg, 2008; Levin, McDermott and Cashore, 2008; Werland, 2009; Arts and Buizer,
2009; Giessen and Böcher, 2009; Humphreys, 2009; Hoogeveen and Verkooijen, 2011;
Visseren-Hamakers and Glasbergen, 2007; Garrelts and Flitner, 2011 on the broader no-
tion of global forest governance).
1389-9341/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.forpol.2013.08.008
Contents lists available at ScienceDirect
Forest Policy and Economics
journal homepage: www.elsevier.com/locate/forpol