RAPID COMMUNICATIONS
PHYSICAL REVIEW B 83, 121201(R) (2011)
Characterization of Landau subbands in graphite: A tight-binding study
Y. H. Ho,
1
J. Wang,
2
Y. H. Chiu,
2,*
M. F. Lin,
2,†
and W. P. Su
3,‡
1
Department of Physics, National Sun Yat-Sen University, Kaohsiung 804, Taiwan
2
Department of Physics, National Cheng Kung University, Tainan 701, Taiwan
3
Department of Physics and Texas Center for Superconductivity, University of Houston, Houston, Texas 77204, USA
(Received 2 August 2010; revised manuscript received 1 February 2011; published 8 March 2011)
A tight-binding model is diagonalized to elucidate the magnetoelectronic properties of bulk graphite.
This method reveals far more significant results than previous treatments based on simplified effective-mass
approximation. The wave functions are explicitly presented and their spatial distributions appropriately
characterize the Landau subbands. The calculated density of states and optical absorption spectra agree well with
experiments. Our accurate results enable one to assess to what degree the bulk graphite resembles monolayer
and bilayer graphenes. The inclusion of all interlayer coupling leads to rich spectral features awaiting future
experimental verifications.
DOI: 10.1103/PhysRevB.83.121201 PACS number(s): 71.15.Ap, 71.70.Di, 78.20.Ls
Graphene, a single layer of carbon atoms packed in
honeycomb lattice, can be regarded as a component atomic
layer of ordinary bulk graphite. The fascinating electronic
properties of graphene make it a promising candidate for future
nanoelectronics applications, which has stimulated intensive
experimental and theoretical studies in the past few years.
1–3
The fabrication of graphene layers and subsequent discovery
of their physical properties have also led to renewed interests
in bulk graphite.
4–7
In this Rapid Communication, we mainly
focus on the Landau level structures of Bernal graphite when
subjected to a static magnetic field.
In three-dimensional (3D) bulk graphite, a perpendicular
magnetic field B
0
ˆ z localizes the planar electron motion
into the Landau orbitals, while the motion along the field
remains intact. The 3D electronic bands are converted into
one-dimensional (1D) ones, the so-called Landau subbands.
To evaluate those 1D subbands, previous works are primarily
based on the effective-mass approximation that has developed
from the Slonczewski Weiss McClure (SWMcC) model.
8–12
This is usually used for the description of Landau states near
the Fermi level E
F
. The accuracy of this simplified model is
principally limited to the lowest few Landau subbands.
12–16
Further approximation is made by some authors, Koshino
and Ando for example, who have kept only one interlayer
coupling γ
1
.
8
With that they were able to decompose the
energy spectrum of a multilayer graphene into subcomponents
effectively identical to the monolayer or bilayer graphene.
Such a decomposition is very appealing and has been fre-
quently used in the analysis of experimental data, especially
magneto-optical properties.
16,17
However, there is actually
little theoretical justification for ignoring other interlayer
hopping parameters as evidenced by our accurate results. In
addition, the comparison with experiments calls for further
improvement in theory.
The above considerations have led us to examine solutions
of a fairly complete model for graphite, the Peierls tight-
binding model, which retains all interlayer couplings.
18–21
The obtained wave functions permit detailed classification
and characterization of Landau subbands in terms of their
spatial distributions. The variation of the wave function along
the band edge K -H is particularly significant. It clarifies the
important issue of to what extent graphite behaves effectively
like a bilayer or monolayer. Our accurate results also yield
other important predictions that await further experimental
verification. Overall, we have demonstrated that a good tight-
binding model can go a long way toward understanding the
Landau subbands.
In bulk graphite, the planar hexagonal lattice is described
by inequivalent A and B atoms while the interlayer
stacking results in four sublattices (A
1
, A
2
, B
1
, B
2
). At
B
0
= 0, the tight-binding Hamiltonian is a 4×4 matrix.
Distinct from the SWMcC model, its wave function can
be directly expressed as a linear combination of the
atomic bases: = c
a
|A
1
〉+ c
a
′ |A
2
〉+ c
b
|B
1
〉+ c
b
′ |B
2
〉.
22
The associated hopping integrals γ
′
i
’s are converted
from the SWMcC parameters γ
i
’s,
9
including in-plane
hopping integral (〈A
1
|H |B
1
〉= γ
′
0
=−γ
0
=−3.12
eV), hoppings between the nearest neighboring layers
(〈A
1
|H |A
2
〉= γ
′
1
= γ
1
= 0.38 eV, 〈A
1
|H |B
2
〉= γ
′
3
=
γ
3
= 0.28 eV, 〈B
1
|H |B
2
〉= γ
′
4
= γ
4
= 0.12 eV), hoppings
between the next-nearest neighboring layers (〈B
1
|H |B
1
〉=
γ
′
2
= γ
2
/2 =−10.5 meV, 〈A
1
|H |A
1
〉= γ
′
5
= γ
5
/2 =
−1.5 meV), and the enhancement of site energy on A
1,2
atoms
(γ
′
6
= − γ
2
+ γ
5
= 16 meV).
In the presence of a magnetic field, the vector potential
induces the Peierls phases to accumulate in the Bloch wave
functions.
18–20
Those phases are due to path integrals of vector
potential, and introduce an extended periodic boundary condi-
tion depending on the magnetic flux φ. A flux quantum φ
0
over
a graphite hexagon corresponds to a magnetic field of the order
of 79,000 T. For a smaller φ, the unit cell has to contain 8φ
0
/φ
(=8R
B
) atoms and the Hamiltonian becomes an 8R
B
×8R
B
matrix. For the field reachable in experiments, it requires huge
computing time to solve the Hamiltonian. We convert this
square matrix to a bandlike one. In this way, computing time
can be enormously reduced; even down to 1 T the problem
is still tractable. In the case of B
0
= 0, wave function can be
expressed as the coefficients on four sublattices: A
1,i
, A
2,i
,
B
1,i
, B
2,i
(i = 1 ∼ 2R
B
). The treatment of bandlike matrices
and sublattices can be further applied to other layered systems,
other stacking orders, or other external field situations.
7,21,23
Figure 1(a) depicts the k
z
-dispersed Landau subbands at
60 T between zone boundary points K and H . A series of wave
functions distributed among the four constituent sublattices
121201-1 1098-0121/2011/83(12)/121201(4) ©2011 American Physical Society