IEEE MICROWAVE AND WIRELESS COMPONENTS LETTERS, VOL. 22, NO. 9, SEPTEMBER 2012 447
Mechanical Tuning of Substrate
Integrated Waveguide Resonators
Fermín Mira, Jordi Mateu, Senior Member, IEEE, and Carlos Collado, Senior Member, IEEE
Abstract—This letter presents a novel approach for providing
substrate-integrated waveguide tunable resonators by means of
placing an additional metalized via-hole on the waveguide cavity.
The via-hole contains an open-loop slot on the top metallic wall.
The dimensions, position and orientation of the open-loop slot
defines the tuning range. Fabrication of some designs reveals good
agreement between simulation and measurements. Additionally,
a preliminary prototype which sets the open-loop slot orientation
manually is also presented, achieving a continuous tuning range
of 8%.
Index Terms—Open-loop slot, resonator, substrate-integrated
waveguide (SIW), tuning.
I. INTRODUCTION
T
HE development of substrate-integrated waveguide (SIW)
technology has opened new perspectives for circuits and
systems in the microwave and millimeter-wave frequency
range. Based on a synthesized waveguide in a planar dielectric
substrate with two rows of metallic vias [1], SIW structures
exhibit a number of advantages, including easy fabrication,
compact size, low loss, complete shielding and easy integration
with active devices [2], [3]. Among the wide class of SIW
components proposed in the literature, SIW filters have received
particular attention, due to the possibility of achieving higher
quality-factor and better selectivity, compared to classical planar
filters in microstrip and coplanar-waveguide technology.
A considerable amount of research has been conducted on
the tuning of SIW resonators. Filters implemented in waveguide
technology are tuned by introducing screws. Although the de-
sign of SIW and waveguide filters is quite similar, this mechan-
ical and easy tuning method is not adequate for SIW technology,
due to their physical structure. In addition, mechanical toler-
ances are typically higher in SIW technology and also the tol-
erances in the dielectric permittivity of substrates introduce ad-
ditional perturbation in the electromagnetic response. For this
reason, tuning of SIW filters is crucial to compensate manufac-
turing and material tolerances. Moreover, this tuning could be
Manuscript received June 01, 2012; revised July 05, 2012; accepted July
09, 2012. Date of publication August 01, 2012; date of current version
August 30, 2012. This work was supported in part by the Spanish Ministry
of Science and Innovation under Grant TEC-2009-13897-C03-01/TCM
and MAT2011-29269-C03-02, ENIAC ARTEMOS European Project
(EUI2010-04252) and the COST Action IC0803 ‘RF/Microwave Com-
munication Subsystems for Emerging Wireless Technologies (RFCSET)’.
F. Mira and J. Mateu are with the Centre Tecnològic de Telecomunicacions
de Catalunya, Barcelona 08034, Spain (e-mail: fermin.mira@cttc).
C. Collado is with the Universitat Politècnica de Catalunya, Barcelona, Spain.
Color versions of one or more of the figures in this letter are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LMWC.2012.2208735
Fig. 1. SIW cavity with tuning element.
applied not only to compensate tolerances but also to change the
band in case the tuning range is wide enough.
Electrical tunable resonators have been proposed in [4] where
a SIW cavity resonator is combined with a surface mounted var-
actor with a measured continuous tuning range of 1.2%. In [5],
the authors propose the inclusion of PIN diodes to obtain discrete
electrical tuning. Discrete mechanical tuning is proposed in [6] by
opening or shortcircuiting a capacitive circular slot, with a tuning
range of 5%, or by using MEMS [7]. A more complex system is
presented in [8] by introducing a cylinder of plasma in the res-
onator, with only simulated results. In this letter, we propose a new
concept for developing tunable SIW resonators based on the in-
clusion of an additional metallized via-hole on the SIW cavity. In
Section III of the letter, as illustrative example, we implement this
method by means of a mechanical system, where tuning ranges
up to 8% have been measured.
II. TUNABLE SIW: CONCEPT AND FABRICATION
The proposed structure is shown in Fig. 1. It consists of a
conventional SIW resonator with an additional via hole inside of
the cavity. The via hole is rounded by a circular slot connected
to the top layer through a metallic contact placed at the angle
. The via hole is located in the middle along the cavity and
displaced from the center by . The existence of this via hole
deviates the electromagnetic field distribution from the one in
a uniform SIW resonator (see Fig. 2) and this variation gives
rise to a change on the resonant frequency. The position of the
via hole and its orientation define the path of the current
and field distribution. In absence of contact with only the slot,
the magnetic wall provides an electric field distribution similar
to that for an empty cavity [see Fig. 2(a)], whereas with only
the via hole in absence of slot, the electric field is compressed
and the resonant frequency is highly increased [see Fig. 2(c)].
The inclusion of the metallic contact with angle provides field
distributions and resonant frequencies between both the states
described previously. For the contact is far from the
maximum of the electric field and this case is more similar to
the cavity with only the slot (see Fig. 2(b)). On the other hand,
for the contact is close to the maximum of the electric
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