SCIENCE CHINA
Earth Sciences
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*Corresponding author (email: panlei@ivpp.ac.cn)
†Corresponding author (email: wuxiujie@ivpp.ac.cn)
RESEARCH PAPER doi: 10.1007/s11430-014-4850-3
Latitudinal and climatic distributions of 3D craniofacial features
among Holocene populations
PAN Lei
1,2*
, WEI Dong
3
& WU XiuJie
1†
1
Key Laboratory of Evolutionary Systematics of Vertebrates, Institute of Vertebrate Paleontology and Paleoanthropology,
Chinese Academy of Sciences, Beijing 100044, China;
2
Université de Toulouse (Paul Sabatier), Toulouse 31400, France;
3
Research Center for Chinese Frontier Archaeology of Jilin University, Changchun 130012, China
Received April 9, 2013; accepted September 4, 2013
The geographical and climatic patterning in craniofacial morphology among recent hominids has been regarded as relatively
reliable evidence of environmental adaptation and natural selection, which is largely attributed to thermoregulation. However,
the relative influence of genetic and environmental factors on craniofacial features is unclear. Our study employed 3D laser
scanning techniques to evaluate the association between geographical (latitude), climatic (annual temperature) factors, and 3D
craniofacial measurements in 18 recent populations through bivariate correlation analysis. Significant correlations were found
among braincase surface area, zygomatic bone surface area, cranial-facial index (facial surface area relative to braincase sur-
face area) and local temperature, and a clear latitudinal gradient was also found in variation of braincase surface area. No sig-
nificant correlations were found between zygomatic bone surface area, cranial-facial index and latitude. Our analysis supports
the idea that the braincase functions as a radiator and is closely related to direct sunlight. We also suggest that absolute/relative
craniofacial surface area varies consistently with predictions derived from Bergmann’s Rule. The mosaic craniofacial traits of
American Indians may reflect retention of cold-derived, ancestral features, as well as a response to a slightly warmer climate.
Because different craniofacial regions preserve environmental/genetic signatures differentially, caution is suggested when cra-
niofacial anatomy is used for phylogenetic reconstruction and functional-morphological analysis.
Holocene population, craniofacial morphology, surface area, latitude, temperature
Citation: Pan L, Wei D, Wu X J. 2014. Latitudinal and climatic distributions of 3D craniofacial features among Holocene populations. Science China: Earth
Sciences, doi: 10.1007/s11430-014-4850-3
Certain biological (both phenotypical and genotypical) traits
in humans have been shown to reflect phylogenetic rela-
tionships. For example, the deep infraglabellar notch,
marked prognathism, and flat frontal bone are distinctive
Australian/Melanesian characters. Very flat faces in the
transverse plane are the most common condition in eastern
Asians. Some sub-Saharan Africans share similar character-
istics with Australians in terms of marked prognathism and
flat frontal bones in the sagittal plane on the one hand, and
with eastern Asians on the other hand for flat nasal and zy-
gomaxillary regions (Hanihara, 2000; Zhu, 2004). At the
same time, however, ecogeographic patterning of cranial
and postcranial features stands as one of the best examples
of human morphological adaptation to climate (Auerbach,
2007; Coon, 1962). Populations adapted to cold and/or dry
environments tend to present more protrusive, narrower
skeletal nasal apertures and more projecting turbinates in
the internal chamber, while populations adapted to hot/humid
climates, especially in equatorial areas, present just the op-
posite (Hanihara, 2000; Thomson, 1903). Body shape varies
systematically along latitudinal and climatic clines in modern