A Simulator for SAR Sea Surface Waves Imaging
Ferdinando Nunziata, Attilio Gambardella and Maurizio Migliaccio
Università degli Studi di Napoli Parthenope
Dipartimento per le Tecnologie
Via Medina, 40 - 80037 Napoli
Email: {ferdinando.nunziata, attilio.gambardella, maurizio.migliaccio} at uniparthenope.it
Abstract—This paper describes a Synthetic Aperture Radar
(SAR) sea surface waves simulator. The simulator, based on
the velocity bunching (VB) theory, has been developed and
impemented modularly and its use can also assist microwave
remote sensing courses. The present version of the software is
run in classes at National Oceanographic Centre of Southampton
(NOCS), UK and at the Università di Napoli Parthenope, Italy.
I. I NTRODUCTION
Microwave remote sensing sensors are widely used in sea
monitoring due to their all-weather day and night capability.
Among these sensors the Synthetic Aperture Radar (SAR)
has succesfully demonstrated its capacity to uniquely provide
valuable high resolution information for marine applications
[1]. However, SAR imaging of the sea surface is considerably
more complex than the imaging of a stationary scene. In
particular, though wave-like patterns are often discernible on
sea surface SAR images obtained both from aircraft and space
missions, the relationship between such patterns and the actual
sea surface wave field is an intriguing and non-trivial issue
[2]. Hence, simulation procedures can be very helpful to
shed light in physical aspects governing the SAR sea suface
waves imaging. Two main theories have been proposed: the
distributed surface (DS) theory [3] and the velocity bunching
(VB) one [4]. Most of the available SAR surface waves
simulators [2], [5], [6], [7], are developed in programming
language not user-friendly, they are time consuming and thus
they are not able, for example, to be run in classes at University
for educational purposes.
In this paper a SAR sea surface waves simulator, based on
VB theory, is presented and discussed. It is entirely developed
in Matlab environment, which is probably the most popular
programming environment at educational and research centres.
The simulator can run on Windows, Mac OS and Linux PC
systems and only a student version of Matlab is required.
To facilitate users a Graphic User Interface (GUI) has been
developed.
The present version of the software is run in classes at National
Oceanographic Centre of Southampton (NOCS), UK and at the
Università di Napoli Parthenope, Italy.
The paper is organized as follows. In section II the back-
ground scattering theory governing the SAR sea surface waves
imaging is reviewed. In section III the simulation approach
is described and in section IV some meaningful experiments
are presented and discussed. In section V the conclusions are
drawn.
II. THEORETICAL FACTS
The scattering machanism governing the formation of a
conventional SAR sea surface waves image can be modelled
by a two-scale scattering model which includes the sea dy-
namics. Since satellite and airborne SAR generally operates
at incidence angles ranging between 20
◦
and 70
◦
, for low to
moderate sea state, it is normally assumed that the small scale
backscattering mechanism is the Bragg one [2], [4]. According
to Bragg theory only sea waves whose wavelengths are the
same order of the incidence electromagnetic one are ‘seen‘ by
the SAR. Thus longer waves are imaged indirectly because of
Real Apertur Radar (RAR) modulation mechanism and motion
induced effects (MI).
The RAR mechanism can be described by a linear function,
the RAR Modulation Transfer Function (MTF), which relates
the Normalized Radar Cross-Section (NRCS) to the long sea
wave field. Under the hypothesis of linear modulation the
RAR MTF does not depend on the long wave field an can be
decomposed in three terms: tilt, R
t
(·), range bunching, R
rb
(·),
and hydrodynamic modulation, R
h
(·) [4], [8]. Thus, according
to this theory, the dynamic NRCS, σ
o
(·), can be written as [8]:
σ
o
(x
o
)= σ
o
1+
M
m=1
R
RAR
(K
m
)
z
m
(K
m
)
· cos(K
m
x
o
+ ϕ
m
+ ψ
m
)
.
(1)
Here x
o
=(x
o
,y
o
) and x =(x,y) are the ocean surface
and the corresponding SAR plane, respectively. In particular
x denotes the coordinate in flight (azimuthal) direction, y
denotes the one in cross-track or ground range direction.
The amplitudes z(K) are related to the two-dimensional
ocean wave spectrum sampled by M long wave wavenumbers
K. ϕ
m
is an uniformly distributed random variable, σ
o
is
the NRCS evaluated according to Small Perturbation Model
(SPM), R
RAR
(K
m
) and ψ
m
denote modulus and phase of the
RAR MTF, respectively [8].
The MI effects are SAR inherent artefacts. In fact, since
SAR is a coherent system, in order to form an image, it relies
on the signal phase structure derived from each elemental
scatter in the observed scene. In the case of ocean surface,
in presence of a longer gravity which across the scene,
all the particles, including the short Bragg resonant waves,
are advected giving rise their orbital velocity. Thus, a SAR
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