Sleep Pathophysiology in Posttraumatic Stress Disorder
and Idiopathic Nightmare Sufferers
Anne Germain and Tore A. Nielsen
Background: Nightmares are common in posttraumatic
stress disorder (PTSD), but they also frequently occur in
idiopathic form. Findings associated with sleep distur-
bances in these two groups have been inconsistent, and
sparse for idiopathic nightmares. The aim of the present
study was to investigate whether sleep anomalies in PTSD
sufferers with frequent nightmares (P-NM) differ from
those observed in non-PTSD, idiopathic nightmare (I-NM)
sufferers and healthy individuals.
Methods: Sleep measures were obtained from nine P-NM
sufferers, 11 I-NM sufferers, and 13 healthy control
subjects. All participants slept in the laboratory for two
consecutive nights where electroencephalogram, electro-
oculogram, chin and leg electromyogram, electrocardio-
gram, and respiration were recorded continuously.
Results: Posttraumatic nightmare sufferers had signifi-
cantly more nocturnal awakenings than did I-NM sufferers
and control subjects. Elevated indices of periodic leg
movements (PLMs) during rapid eye movement (REM)
and non-REM sleep characterized both P-NM and I-NM
sufferers.
Conclusions: Posttraumatic nightmare sufferers exhibit
more nocturnal awakenings than do I-NM sufferers and
control subjects, which supports the hypothesis of hyper-
arousal in sleep in PTSD sufferers; however, elevated
PLM indices in both P-NM and I-NM sufferers suggest
that PLMs may not be a marker of hyperarousal in sleep
of PTSD sufferers. Rather, PLMs may be a correlate of
processes contributing to intense negative dreaming.
Biol Psychiatry 2003;54:1092–1098 © 2003 Society of
Biological Psychiatry
Key Words: Idiopathic and posttraumatic nightmares,
sleep disturbances, periodic leg movements in sleep
Introduction
R
apid eye movement (REM) sleep disturbances and
nightmares have been suggested to be the hallmark of
posttraumatic stress disorder (PTSD) (Ross et al 1989).
The presence of REM sleep disturbances remains equiv-
ocal, however, and no profile of sleep disturbances unique
to PTSD has yet been established (e.g., see Pillar et al
2000 for review). One study showed that the nature of
posttraumatic nightmares may shape sleep profiles in
PTSD inpatients (Woodward et al 2000). Nightmares are
part of the intrusion symptom cluster of PTSD (American
Psychiatric Association 1994) and are reported by as many
as 75% of PTSD patients (e.g., Kilpatrick et al 1994).
Although spontaneous awakenings following distressing
dreams are rarely observed when PTSD patients sleep in a
laboratory environment, chronic and frequent distressing
dreams (associated or not with a sudden awakening) may
nevertheless influence sleep profiles in PTSD patients in a
pervasive manner. In other words, we postulate that sleep
disturbances in PTSD may be in part due to nightmare
pathophysiology, rather than being exclusively attributable
to PTSD-specific processes.
Two studies conducted with individuals reporting fre-
quent nightmares but who do not suffer from PTSD
observed sleep disturbances comparable to those observed
in PTSD patients, including increased or unaltered phasic
REM sleep activity, decreased total sleep time, increased
number and duration of nocturnal awakenings, and de-
creased slow-wave sleep (Fisher et al 1970; Newell et al
1992). Another study (van der Kolk et al 1984) compared
sleep complaints in nightmare sufferers with PTSD (n =
15) and individuals with idiopathic nightmares (n = 10).
Posttraumatic stress disorder–related nightmares tended to
occur earlier in the night, were more frequent, and were
more often associated with gross body movements than
were idiopathic nightmares; however, a lack of objective
sleep measures obviates the possibility of determining
more specifically whether these two groups had different
types of sleep disturbances. Together, these observations
suggest that the relationship between chronic frequent
nightmares and sleep anomalies may not be exclusive to
PTSD. Rather, these findings further support the notion
From the Sleep Research Center (AG, TAN), Ho ˆpital du Sacre ´-Coeur de Montre ´al;
and the Departments of Psychology (AG) and Psychiatry (TAN), Universite ´ de
Montre ´al, Montre ´al, Que ´bec, Canada.
Address reprint requests to Anne Germain, Ph.D., University of Pittsburgh School
of Medicine, Department of Psychiatry, 3811 O’Hara Street, Suite E-1116,
Pittsburgh PA 15213.
Received January 17, 2002; revised July 10, 2002; revised November 27, 2002;
accepted January 6, 2003.
© 2003 Society of Biological Psychiatry 0006-3223/03/$30.00
doi:10.1016/S0006-3223(03)00071-4