Modeling constraints on the spread of agriculture to Southwest China
with thermal niche models
Jade D'Alpoim Guedes
a, *
, Ethan E. Butler
b
a
Department of Anthropology, Washington State University, 310 College Hall, Pullman, WA 99163, USA
b
Department of Earth and Planetary Science, Harvard University, 20 Oxford Street, Cambridge, MA 02138, USA
article info
Article history:
Available online xxx
Keywords:
Southwest China
Rice
Spread of agriculture
Modeling
Millet
Climate
abstract
Understanding how, why and by what mechanisms agricultural practices, technologies and products
spread out of their zones of original development is a central theme of archaeology. To date, very few
studies have combined agro-ecological modeling with detailed analyses of archaeobotanical remains to
outline the kinds of challenges that ancient humans faced as they moved crops into environments
different from their original homeland of domestication. This paper employs ecological niche modeling
to outline the constraints faced by ancient humans as they moved rice, millets and eventually wheat and
barley into the mountainous region of Southwest China. In particular, we propose that moving rice into
this region presented considerable challenges for its cultivators and we infer that its spread into this area
was facilitated by breeding cold adapted varieties of rice or by combining its cultivation with that of
millet. High altitude areas did not take up full-scale agriculture until the introduction of cold adapted
western Eurasian domesticates such as wheat and barley. The temperature niche models reinforce the
adoption of these regionally varied agricultural strategies and support the significance of domesticates
other than rice for the spread of agriculture into Southwest China.
© 2014 Elsevier Ltd and INQUA. All rights reserved.
1. Introduction
Understanding how the planet moved from one that was
populated by hunter-gatherers to one populated by farmers has
been a central question in archaeology (Bellwood and Renfrew,
2002; Diamond, 2002; Diamond and Bellwood, 2003; Bellwood,
2005). Examining how agriculture spread out of its original cen-
ters of domestication has been the focus of many years of research
in both Europe and North America. In these regions a number of
models exist for explaining how this spread occurred and why it
took the form it did (Zvelebil and Zvelebil, 1988; van Andel and
Runnels, 1995; Bogucki, 1996a, b; Zvelebil and Lillie, 2000;
Bocquet-Appel, 2002; Rowley-Conwy, 2011). Around the world,
certain regions (such as Northern Europe and the British Isles)
experienced a long delay in the spread of agriculture and some-
times even a return to a hunter-gatherer lifestyle. Many hypotheses
have been offered to explain these delays including: climate change
(Bonsall et al., 2002; Fuller and Stevens, 2012), challenges
presented by the local ecology (Bogucki, 1996b), and the presence
of hostile hunter-gatherers (Hodder, 1990). Despite their potential
for informing how these processes took place, agro-ecological
models examining the constraints on moving domesticates
outside their original homelands have, to date, only had limited
applications in archaeology.
In China, recent research efforts have been put into under-
standing how agriculture arose in two different centers of domes-
tication: that of rice (Oryza sativa japonica) in the middle and lower
Yangzi river valley (Fuller et al., 2007, 2008a; Liu et al., 2007), and
that of foxtail millet (Setaria italica) and broomcorn millet (Panicum
miliaceum) in Northern China (Bettinger et al., 2007; Lu et al., 2009).
However, little effort has been put into examining how an agri-
cultural lifestyle spread out of these two potential centers of
domestication to become the dominant lifestyle in East Asia.
The Sichuan Basin of Southwest China was an important center
for the development of complex societies in Bronze Age China
(d'Alpoim Guedes, 2011; Sichuan Sheng Wenwu Guanli
Xieyuanhui, 1987; Sun, 2013). Indeed, China's first emperor
exploited the abundant rice agriculture produced by societies in
this area in his unification efforts during the second century BC
(Sage, 1992). However, despite the importance this region eventu-
ally came to play in agricultural production, recent evidence has
* Corresponding author.
E-mail addresses: jade.dalpoimguedes@wsu.edu, jadeguedes@gmail.com
(J. D'Alpoim Guedes), eebutler@fas.harvard.edu (E.E. Butler).
Contents lists available at ScienceDirect
Quaternary International
journal homepage: www.elsevier.com/locate/quaint
http://dx.doi.org/10.1016/j.quaint.2014.08.003
1040-6182/© 2014 Elsevier Ltd and INQUA. All rights reserved.
Quaternary International xxx (2014) 1e13
Please cite this article in press as: D'Alpoim Guedes, J., Butler, E.E., Modeling constraints on the spread of agriculture to Southwest China with
thermal niche models, Quaternary International (2014), http://dx.doi.org/10.1016/j.quaint.2014.08.003