371
Introduction
What is the nature of the relationship
between dyadic alliance formation and
conflict initiation? Answers to that question
in existing research about the alliance–
conflict relationship are complicated. One
possible reason for the variety among the
findings is misspecification of the relation-
ship between alliance formation and conflict,
and, in fact, most scholars agree that the
relationship is complex. The literature treats
alliances as a potential cause of conflict as if
alliances arise from a process largely divorced
from the process that leads to conflict. In
fact, it is almost certainly the case that the
decision to ally and the decision to fight arise
from many of the same causal factors. When
two states decide to ally, the very things that
made them ally also shape the chances they
fight, but probably diminish those chances
for the very reason that they committed to
an alliance. I develop an argument and
model linking alliances and conflict in this
fashion based on three claims: (1) alliance
formation decisions and conflict initiation
decisions are not independent of one
another, (2) alliance formation and conflict
initiation are caused by some of the same
© 2006 Journal of Peace Research,
vol. 43, no. 4, 2006, pp. 371–389
Sage Publications (London, Thousand Oaks, CA
and New Delhi) http://jpr.sagepub.com
DOI 10.1177/0022343306064816
Alliance Formation and Conflict Initiation:
The Missing Link*
ANESSA L. KIMBALL
Département de science politique, L’Université Laval
Existing research on the connection between alliance formation and conflict initiation has explicitly
focused on the direct effect of alliances on conflict by including some measure of alliance behavior as
an independent variable in models of conflict behavior. Existing research misspecifies the relationship
between alliances and conflict, because alliance formation and conflict initiation are shaped by many
of the same factors (in particular, regime type and capabilities), and alliance formation decisions are
endogenous to conflict initiation decisions. Thus, alliance formation and conflict initiation should be
modeled in a system of equations where a set of variables shapes alliance formation and conflict directly,
and indirectly affects conflict through the decision to ally. The author estimates a two-equation probit
model that accounts for the endogenous nature of alliance formation decisions and, thus, for the indi-
rect effects of variables like regime and power on conflict. Results suggest that the effect of regime on
alliance behavior differs across time periods. Finally, the model provides evidence that the total effects
of variables like power and regime on conflict are, in fact, mediated by how those variables influence
the decision to ally.
* Special thanks go to Dave Clark, Brett Ashley Leeds,
Will Moore, Sarah Croco, Jacques Hymans, Bill Reed, and
the anonymous reviewers for their helpful comments on
earlier versions of this manuscript. This project was pre-
sented at the 2003 Annual Meeting of the Midwest Politi-
cal Science Association, the 2004 Merriam Junior Master
Class in Formal Theory, and the World Politics Workshop
at Binghamton University. The data used here and a web
appendix are available at http://www.prio.no/jpr/datasets
and bingweb.binghamton.edu/~akimbal1. Correspondence:
Anessa.Kimball@pol.ulaval.ca.