LITERATURE REVIEW / REVUE DE LA LITTÉRATURE DOSSIER
Placebos in Clinical Practice: an Ethical Overview
Placebos dans la pratique clinique : un aperçu éthique
M. Annoni · F.G. Miller
Received: 13 June 2014; Accepted: 5 November 2014
© Lavoisier SAS 2014
Abstract The use of placebos in clinical settings raises a
host of important ethical issues. On the one hand, ethical
guidelines tend to categorically prohibit the clinical use of
placebos because they require deception. On the other hand,
a growing series of empirical studies has revealed that place-
bos can be clinically effective and are still widely used by
health professionals. In this article we provide a synthetic
overview of the ethical debate discussing: 1) the ethics of
deceptive placebos; 2) the ethics of placebos without decep-
tion, and 3) the ethics of eliciting placebo responses without
administering a traditional placebo.
Keywords Ethics · Clinical medicine · Placebo · Deception
· Open-label placebos
Résumé L ’utilisation de placebos dans les milieux cliniques
soulève plusieurs questions éthiques importantes. D’une
part, les lignes directrices éthiques ont tendance à interdire
catégoriquement l’utilisation clinique des placebos, car ils
nécessitent la tromperie. D’autre part, de plus en plus
d’études empiriques ont révélé que les placebos peuvent
être cliniquement efficaces et qu’ils sont encore largement
utilisés par les professionnels de la santé. Dans cet article,
nous proposons un aperçu synthétique du débat éthique en
abordant : 1) l’éthique de placebos avec tromperie ; 2) l’éthi-
que de placebos sans tromperie et 3) l’éthique de déclencher
des réponses placebo sans l’administration d’un placebo
traditionnel.
Mots clés Éthique · Médecine · Placebo · Tromperie · Étude
ouverte avec placebos
Introduction
A placebo is a medical intervention believed to be inactive
for the patient’ s condition but administered by a health pro-
fessional as if it was an active treatment [1]. Depending on
the circumstances and on the biomedical theory assumed, a
placebo can be a pill, an injection, a diagnostic or even a
surgical procedure [2]. Placebos are usually defined as
“pure” if they are believed to lack therapeutic properties in
general (e.g. lactose pills, saline injection, etc.), and
“impure” if they are known to be effective for other condi-
tions or under diverse modalities of administration (e.g. anti-
biotics for viral infections, over-the-counter analgesics, vita-
mins, etc.) (for a discussion of this distinction see [3,4]).
Pure placebos are often described as “inert,” but this is mis-
leading because lactose pills or saline injections contain
ingredients with biochemical properties and these “inactive”
interventions can be effective in promoting placebo
responses. The use of placebos in clinical settings raises a
host of important ethical questions, the most important of
which regards the use of “benevolent”, “paternalistic” or
“therapeutic” deception. Is it ever ethical to deceive patients
for their own good? In this article we provide a synthetic
overview of the ethical debate over the clinical use of place-
bos, focusing on their use as interventions in clinical practice
as distinct from their use as control interventions in random-
ized, placebo-controlled trials. What follows is divided in
four parts. First we reconstruct the historical debate over
the use of placebos. Then, in section two, we review the
main ethical arguments advanced to support or restrict the
clinical use of deceptive placebos. Finally, we introduce
the newer strands of the debate by discussing the ethics of
placebos without deception and the ethics of eliciting pla-
cebo effects without administering physical placebos.
The origins of the placebo debate
In contemporary medicine the practice of administering
inactive interventions has been relatively common until the
M. Annoni (*)
Dipartimento di Scienze della Salute, University of Milan &
Department of Experimental Oncology, IEO, Istituto Europeo di
Oncologia Via Adamello 16, 20139, Milan, Italy
e-mail : marco.annoni@ieo.eu
F.G. Miller
Department of Bioethics, National Institutes of Health, 10 Center
Drive, Building 10, Room 1C118 Bethesda, MD 20892-1156
Douleur analg.
DOI 10.1007/s11724-014-0400-1