NiTi thin films prepared by biased target ion beam deposition
co-sputtering from elemental Ni and Ti targets
Huilong Hou, Reginald F. Hamilton ⁎, Mark W. Horn, Yao Jin
Department of Engineering Science and Mechanics, The Pennsylvania State University, University Park, PA 16802, United States
abstract article info
Article history:
Received 21 March 2014
Received in revised form 29 August 2014
Accepted 3 September 2014
Available online 16 September 2014
Keywords:
Biased target ion beam deposition
NiTi ultrathin films
Film quality
Crystallization
B2 and B19′ crystal structures
NiTi thin films are fabricated using biased target ion beam deposition technique. By design, the technique
operates over a broad range of processing pressures; enables control of adatom energies; facilitates low energy
bombardment; and promotes uniformity and repeatability. Thus, the technique is advantageous for preparing
smooth and dense ultrathin films. Typically NiTi shape memory alloy thin films are deposited using the
magnetron-sputtering technique and alloy targets. In this work films are co-sputtered from pure Ti and pure
Ni targets and the technique is contrast with magnetron co-sputtering. Approximately 100 nm thick NiTi thin
films are prepared with Ni-rich (N 50.5 at.% Ni), near equiatomic, and Ti-rich (b 49.5 at.% Ni) compositions. Atomic
force microscopy reveals that films are consistently ultra-smooth over the broad range of compositions. The cur-
rent findings confirm that biased target ion beam deposition can facilitate the preparation of high quality
ultrathin NiTi films. After heat-treatment, the films deposited exhibit B2 and B19′ crystal structures and thus pos-
sess potential for martensitic phase transformation, which is the prerequisite for functional shape memory
behavior.
© 2014 Elsevier B.V. All rights reserved.
1. Introduction
NiTi based thin films have been primarily fabricated by vacuum
magnetron sputtering as the common form of physical vapor deposition
[1]. The films that exhibit shape memory behavior have found applica-
tions as micro-grippers, micropumps, stents, and endoscopes, among
other micro-scale applications [2–4]. Reports on conventional NiTi
thin films—used in practical application—recommend fabrication using
vacuum magnetron sputtering utilizing a NiTi alloy targets. There are in-
herent drawbacks: Ni sputters at a rate nearly three times than Ti; Ti can
be lost to residual oxygen; the target composition may not be absolutely
uniform [1]. Essential to fabrication of NiTi thin films with the shape
memory effect are controlling chemical composition, having uniformity
of composition over a large area and run to run, and ensuring quality [1,
2]. To date, NiTi films exhibit shape memory behavior when thickness
ranges from 0.5 to 2 μm [1]. Technological advancement for smaller
scale applications requires the exploration of thinner films.
In this work, NiTi alloy film with thicknesses on the order of 100 nm
are co-sputtered from separate Ni and Ti targets utilizing biased target
ion beam deposition (BTIBD) technique. BTIBD allows differential bias-
ing of each target BTIBD and combines ion beam deposition and
sputtering deposition, and offers low-pressure operation [5–8]. A sche-
matic of the BTIBD system is shown in Fig. 1. A low energy end-Hall (or
closed-drift Hall) type ion source, typically lower than 25 eV, is
introduced to the negative biased targets. A stable plasma must be
maintained in the hollow cathode. The hollow cathode (HC) generates
electrons and ejects electrons to the end-Hall ion source, rendering
the plasma at the end-Hall constantly stable. A “wave” of ions carries
the sputtered material to the substrate. Each target bias can be modulat-
ed differently by controlling the pulsed width and period. The capability
of individual modulation can facilitate precisely controlling composition
uniformity and stably maintaining deposition repeatability. Further-
more, bias target deposition allows control of medium energy Ar ions
from the ion gun to impinge on the growing film and enables low ion
energy bombardment with less impurities being sputtered. By design,
on the other hand, the BTIBD technique enables controlling adatom en-
ergy (for high and low adatom energy process capabilities); decoupling
adatom energy and deposition rate as well as target and substrate plas-
ma; and directing the flux while providing low energy ion bombard-
ment at low processing pressures 1 × 10
-4
to 5 × 10
-3
Torr [8]. Thus,
the technique is advantageous for the fabrication of ultra thin and
dense ultra smooth films.
Co-sputtering enabled the fabrication of NiTi thin films with Ni-rich
(N 50.5 at.% Ni); near equiatomic; and Ti-rich (b 49.5 at.% Ni) composi-
tions prepared using BTIBD. For preparing NiTi alloy thin films, the im-
portance of controlling the alloy composition is reflected in Fig. 2. The
ordinate axis is the temperature at with the thermal-induced martens-
itic transformation (TIMT) starts (referred to as M
s
); the TIMT being the
foundation of shape memory behavior for practical application. Near-
equiatomic ranges from 49.5 to 50.5 at.% Ni based on Ref. [1]. The Ni-
rich and Ti-rich regions are assigned outside that range. Note that,
Thin Solid Films 570 (2014) 1–6
⁎ Corresponding author.
http://dx.doi.org/10.1016/j.tsf.2014.09.004
0040-6090/© 2014 Elsevier B.V. All rights reserved.
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