Colloid Filtration Theory and the Happel Sphere-in-Cell
Model Revisited with Direct Numerical Simulation of
Colloids
Kirk E. Nelson* and Timothy R. Ginn
Department of Civil and Environmental Engineering, University of California at Davis,
One Shields Avenue, Davis, California 95616
Received June 28, 2004. In Final Form: December 22, 2004
The transport of colloids and bacterial cells through saturated porous media is a complex phenomenon
involving many interrelated processes that are often treated via application of classical colloid filtration
theory (CFT). This paper presents a numerical investigation of CFT from the Lagrangian perspective, to
evaluate the role of some of the classical assumptions underlying the theory and to demonstrate a means
to include processes relevant to bacterial transport that were inadequately characterized or neglected in
the original formulation, including Brownian diffusion and potentially hysteretic potential functions. The
methodology is based on conducting a Lagrangian trajectory analysis within Happel’s sphere-in-cell porous
media model to obtain the collection efficiency (η), the frequency at which colloids or bacteria make contact
with the solid phase of the porous medium. The Lagrangian framework of our model lends itself to mechanistic
modeling of the biological processes that may be important in subsurface bacterial transport. The numerical
study presented here focuses on the size range of bacterial colloids and smaller (down to 10 nm). Results
of our model runs are in good agreement with the deterministic trajectory analysis of Rajagopalan and
Tien (when diffusion is neglected) and in excellent agreement with the analytical solution to the
Smoluchowski-Levich approximation of the convective-diffusion equation (when external forces and
interception are neglected). Simple addition of our result for the deterministic η to our result for the
Smoluchowski-Levich η matches the overall Rajagopalan and Tien η to within 5% error or less for all cases
studied. When we simulate diffusion and the deterministic forces together, our results diverge from the
Rajagopalan and Tien η as the particle size decreases, with discrepancies as large as 73%. These results
suggest that accurate prediction of η values for bacteria-sized (and all submicrometer) colloids requires
simultaneous consideration of the primary transport mechanisms.
I. Introduction
Understanding processes of colloidal (including biocol-
loidal) transport in saturated porous media is an important
goal relevant to the maintenance and restoration of clean
drinking water supplies. Colloidal particles are intricately
involved in the problems associated with speciation, fate,
and transport of chemical contaminants in aquatic
systems.
1
In natural soils and subsurface materials, as
well as in industrial and wastewater streams, and in
drinking water supplies, contaminants and other impor-
tant species dynamically transfer between colloidal and
other phases by weathering, erosion, coagulation, frag-
mentation, adsorption, and desorption. Biotic colloids such
as bacteria may operate as either harmful or beneficial
agents: the former when they are pathogens originating
from sources such as septic tanks or agricultural waste,
the latter when they are used for in situ bioremediation
of toxic chemicals in groundwater. In any case, it would
be very useful to have capable tools for predicting the
behavior of the colloidal particle and its filtration during
transport through porous media.
A. Colloid Filtration Theory (CFT). Understanding
and predicting the transport of colloids in the natural
subsurface is a challenging scientific problem, because
the controlling processes include physical and chemical
factors, acting at solid-aqueous interfaces. The complexity
increases for the case of biotic colloids such as bacteria.
One of the theoretical frameworks commonly used to
predict colloid transport through porous media is the CFT.
CFT has enjoyed widespread use since its inception in the
1970s for the modeling of colloidal particle deposition in
general and more recently (since the late 1980s) for the
modeling of subsurface microbial fate and transport. CFT
describes the deposition of suspended particles onto porous
media grains as a two-step process. The first step,
transport to the grain surface, is quantified by the
collection efficiency (η), the frequency at which particles
in the aqueous phase come into contact with the solid
phase (i.e., the “collector”). The second step, attachment
to the grain surface, is quantified by the sticking efficiency
(R), the frequency at which the particles coming into
contact with the collector actually attach to it. The
conventional approach for the application of CFT to
subsurface bacterial transport has been to calculate η a
priori from the properties of the bacteria, the flowing water,
and the porous media grains. Then R is calibrated with
the use of data from column transport experiments.
Researchers have also calibrated R on the basis of field
data.
2
There currently exists no complete theory for either
the transport step or the attachment step when the
particles in question are living cells. However, the
transport step of CFT is reasonably well understood for
nonliving colloidal particles. The physicochemical theory
underlying the calculation of η applies to bacterial cells
insofar as they share the general properties of all colloidal
particles. However, the transport of these living colloids
* To whom correspondence should be addressed at U.S. Bureau
of Reclamation, MP 740, 2800 Cottage Way, Sacramento, CA 95825.
Telephone: (916) 978-5066. Fax: (916) 978-5094. E-mail: knelson@
mp.usbr.gov.
(1) Gustafsson, O.; Gschwend, P. M. Limnol. Oceanogr. 1997, 42,
519-528.
(2) Harvey, R. W.; Garabedian, S. P. Environ. Sci. Technol. 1991, 25,
178-185.
2173 Langmuir 2005, 21, 2173-2184
10.1021/la048404i CCC: $30.25 © 2005 American Chemical Society
Published on Web 02/10/2005