The Encyclopedia of Political Thought, First Edition. Edited by Michael T. Gibbons.
© 2015 John Wiley & Sons, Ltd. Published 2015 by John Wiley & Sons, Ltd.
DOI: 10.1002/9781118474396.wbept0607
Liberal Theory
Inder S. Marwah
Liberal theory is better characterized as a
family of concepts, ideals, and commitments
than as a single, readily identifiable doctrine.
Reflecting both the principle of toleration from
which they emerge and the Enlightenment
ideals of freedom and autonomy that run
through them, liberal theories are inescapably
diverse, mutable, and capacious, crystallizing
in myriad ways around a foundational set of
moral and political principles. It is thus mis-
leading to speak of liberal theory in singular
terms; liberal theory is best understood as
a shifting network of moral, political, and
philosophical concerns and commitments.
This does not suggest that we are unable to
probe central and recurring features of a liberal
world; liberalism is not, after all, a merely chi-
merical amalgam of entirely disparate ideas, but
rather a general view of human ends and of the
political structures best suited to pursuing them.
Liberal political theories coalesce around a few
seminal commitments and values that, though
understood and interpreted in often diverging
and occasionally contradictory ways, structure
given political views as distinctively liberal.
I proceed in three steps. I begin (1) by briefly
delving into the origins of liberal political theory
in order to clarify its central features, principles,
and values; I then (2) describe several variants or
“strains” of liberal theory, which result from dif-
fering interpretations, arrangements, and weight-
ings of those values, before (3) considering several
important lines of criticism that have been leveled
at the liberal tradition.
Liberal Origins, Values, and
Constellations
At its post-Reformation origin, liberal theory is
based on ideals of political toleration and
inclusiveness (despite, as critics have pointed
out, liberal theories’ and theorists’ frequent
failures to live up to them). Forged in reaction
to the sixteenth/seventeenth-century wars of
religion and to the catastrophic divisions of
medieval and premodern Europe, liberal
theory stems from a principle of inclusiveness,
a conscious attempt to ground moral and
political principles on universal rather than
sectarian foundations. It is thus a distinctively
modern political philosophy, based upon dis-
tinctively modern values and moral views.
Although Hobbes himself did not develop
any kind of liberal political doctrine, his social
contractarianism established the conceptual
framework for the liberal view of political
membership as based on individual choice,
authorization, and consent (in spite of the con-
siderable distance between Hobbes’s under-
standing of consent and our own). Locke’s
social contract theory, elaborated in the second
of his Two Treatises on Government, moves
considerably closer to what we would recog-
nize as a distinctively liberal political theory,
defending a view of government as legitimized
by the (ongoing and uncoerced) consent of the
governed. In stark contrast with Hobbes and
his absolutist (and authoritarian) conception
of sovereign power, Locke understood govern-
ment as a revocable fiduciary trust endowed
with the task of preserving individual natural
rights to life, liberty, and property. His consti-
tutionalism thus reflects seminal liberal values
and institutional commitments, recognizing
the moral primacy of individual rights and
liberties, the civic equality of all citizens, and
the limitation and division of the powers of
government – ideas that exerted a considerable
influence over both the French and the
American Revolution. While Rousseau did not
share in liberal commitments to natural rights
and individual liberties, his republican argu-
ments for self-government and the rule of
public law became incorporated into liberal