Use of Lean and Six Sigma Methodology to Improve
Operating Room Efficiency in a High-Volume
Tertiary-Care Academic Medical Center
Robert R Cima, MD, MA, FACS, Michael J Brown, MD, James R Hebl, MD, Robin Moore, MBA,
James C Rogers, PMP, Anantha Kollengode, PhD, MBA, Gwendolyn J Amstutz, MHA,
Cheryl A Weisbrod, RN, MS, Bradly J Narr, MD, Claude Deschamps, MD, FACS; on behalf of the Surgical
Process Improvement Team, Mayo Clinic, Rochester
BACKGROUND: Operating rooms (ORs) are resource-intense and costly hospital units. Maximizing OR effi-
ciency is essential to maintaining an economically viable institution. OR efficiency projects
often focus on a limited number of ORs or cases. Efforts across an entire OR suite have not been
reported. Lean and Six Sigma methodologies were developed in the manufacturing industry to
increase efficiency by eliminating non-value-added steps. We applied Lean and Six Sigma
methodologies across an entire surgical suite to improve efficiency.
STUDY DESIGN: A multidisciplinary surgical process improvement team constructed a value stream map of the
entire surgical process from the decision for surgery to discharge. Each process step was analyzed
in 3 domains, ie, personnel, information processed, and time. Multidisciplinary teams ad-
dressed 5 work streams to increase value at each step: minimizing volume variation; streamlin-
ing the preoperative process; reducing nonoperative time; eliminating redundant information;
and promoting employee engagement. Process improvements were implemented sequentially
in surgical specialties. Key performance metrics were collected before and after implementation.
RESULTS: Across 3 surgical specialties, process redesign resulted in substantial improvements in on-time starts
and reduction in number of cases past 5 PM. Substantial gains were achieved in nonoperative time,
staff overtime, and ORs saved. These changes resulted in substantial increases in margin/OR/day.
CONCLUSIONS: Use of Lean and Six Sigma methodologies increased OR efficiency and financial performance
across an entire operating suite. Process mapping, leadership support, staff engagement, and
sharing performance metrics are keys to enhancing OR efficiency. The performance gains were
substantial, sustainable, positive financially, and transferrable to other specialties. (J Am Coll
Surg 2011;213:83–94. © 2011 by the American College of Surgeons)
Operating rooms (ORs) are often the largest contributors
to a hospital’s financial success. However, ORs also repre-
sent one of the most costly units within a hospital. As the
health care economic environment becomes increasingly
more challenging, increasing OR productivity represents a
high priority. Efforts to increase OR productivity need to
be counterbalanced against the impact on patient and staff
satisfaction and, most importantly, patient and staff safety
and ultimately patient outcomes. OR efficiency efforts that
attempt to address many or all of these goals in a unified
approach have not been widely reported.
A number of authors have reported on factors and pro-
cesses that contribute to OR inefficiencies.
1-4
Numerous
factors constrain OR productivity and efficiency, including
infrastructure, human resource management issues, sched-
uling variation, process flow, technology issues, and infor-
Disclosure Information: Nothing to disclose.
Surgical Process Improvement Team, Mayo Clinic, Rochester: Timothy O
Wilson, MD, W Richard Marsh, MD, David R Danielson, MD, Mark B
Koch, MBA, Chad E Goetz, Sarah R Pool, RN, MS, Karen A Spaulding,
RN, MS.
Presented at the Western Surgical Association 118th Scientific Session, Chi-
cago, IL, November 2010.
Received January 3, 2011; Revised February 7, 2011; Accepted February 9,
2011.
From the Departments of Surgery (Cima, Amstutz, Deschamps), Anesthesia
(Brown, Hebl, Narr), and Nursing (Weisbrod), Mayo Clinic College of Med-
icine and Research Administration (Kollengode), Systems and Procedures
(Rogers), and Financial Analysis and Planning (Moore), Mayo Clinic, Roch-
ester, MN.
Correspondence address: Michael J Brown, MD, Department of Anesthesia,
Mayo Clinic College of Medicine, 200 First St SW, Rochester, MN 55905.
email: brown.michael3@mayo.edu
83
© 2011 by the American College of Surgeons ISSN 1072-7515/11/$36.00
Published by Elsevier Inc. doi:10.1016/j.jamcollsurg.2011.02.009