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Social Forces 00(00) 1–34, Month 2014
doi: 10.1093/sf/sou104
The author benefited from the comments of Daniel Aldrich, Lori Peek, Shu-Ling Tsai, Michael Hsiao,
Xiaogang Wu, Yu Xie, Yandong Zhao, Mingsho Ho, Hsiang-Chieh Lee, Yoshimichi Sato, and Shin
Arita, as well as the participants of the 2012 Annual Meeting of the Japanese Sociological Society and
the participants of the 2014 International Sociological Association World Congress of the Research
Committee 39. He would like to thank the anonymous reviewers for their excellent suggestions. Rico
Yang provided valuable research assistance. Supplementary information and replication data for this
article are available at http://www.ios.sinica.edu.tw/fellow/thunghonglin/. The study is supported by
the Taiwanese Ministry of Science and Technology, project No. 100–2628-H-001–007-MY4. Please
direct correspondence to Thung-Hong Lin, 128 Sec. 2, Academia Rd., Nankang, Taipei 11529,
Taiwan; E-mail: zoo42@gate.sinica.edu.tw.
Governing Natural Disasters
Governing Natural Disasters: State Capacity,
Democracy, and Human Vulnerability
Thung-Hong Lin, Institute of Sociology, Academia Sinica
F
rom the perspective of historical institutionalism, I argue that state capacity,
democracy, and their interaction shape the distribution of human vulnerability in
natural disasters. The ruling elite, irrespective of whether it is democratic, has the
incentive to develop state capacity to prevent damage caused by natural disasters,
which is considered a threat to its rule and revenue. To win elections in a democ-
racy, the elite may increase public spending for disaster mitigation in favor of voters’
demands. Democracy also empowers civil society and stimulates social spending,
which benefits vulnerable citizens. Thus, a strong state capacity effectively reduces
human vulnerability, especially in a democracy. I used panel data from 150 countries
between 1995 and 2009 to demonstrate the relationship among state capacity, democ-
racy, and the impact of disasters. After controlling for the density and magnitude con-
tinuity of natural-disaster hazards, the empirical results I obtained from the multilevel
models indicate that democracy reduces the disaster mortality rate, and a strong state
capacity mitigates the effect of a disaster on a population, especially in a democ-
racy. I also found that state capacity and democracy are more effective in preventing
human losses caused by predictable disasters such as floods and storms, rather than
earthquakes.
Introduction
In the new millennium, catastrophic natural disasters have served as a reminder
of the connection between fragile governments and human losses. For exam-
ple, the Indian Ocean tsunami (2004) claimed 227,898 lives, primarily in three
politically fragmented countries: Indonesia, Sri Lanka, and India (Jayasuriya
Governing Natural Disasters 1
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