[CANCER RESEARCH 61, 8194 – 8202, November 15, 2001]
Molecular Basis for the Synergistic Interaction of Adriamycin with the
Formaldehyde-releasing Prodrug Pivaloyloxymethyl Butyrate (AN-9)
1
Suzanne M. Cutts, Ada Rephaeli, Abraham Nudelman, Inesa Hmelnitsky, and Don R. Phillips
2
Department of Biochemistry, La Trobe University, Victoria 3086, Australia [S. M. C., D. R. P.]; Felsenstein Medical Research Center, Sackler School of Medicine, Tel Aviv
University, Beilinson Campus, Petach Tikva 49100, Israel [A. R.]; and Chemistry Department, Bar Ilan University, Ramat Gan 52900, Israel [A. N., I. H.]
ABSTRACT
The interaction of Adriamycin and pivaloyloxymethyl butyrate (AN-9)
was investigated in IMR-32 neuroblastoma and MCF-7 breast adenocar-
cinoma cells. Adriamycin is a widely used anticancer drug, whereas AN-9
is an anticancer agent presently undergoing Phase II clinical trials. The
anticancer activity of AN-9 has been attributed to its ability to act as a
butyric acid prodrug, although it also releases formaldehyde and pivalic
acid. Adriamycin and AN-9 in combination display synergy when exposed
simultaneously to cells or when AN-9 treatment is up to 18 h after
Adriamycin administration. However, the reverse order of addition re-
sults in antagonism. These interactions have been established using cell
viability assays and classical isobologram analysis. To understand the
molecular basis of this synergy, the relative levels of Adriamycin-DNA
adducts were determined using various treatment combinations. Levels of
Adriamycin-DNA adducts were enhanced when treatment combinations
known to be synergistic were used and were diminished using those
treatments known to be antagonistic. The relative timing of the addition of
Adriamycin and AN-9 was critical, with a 20-fold enhancement of Adria-
mycin-DNA adducts occurring when AN-9 was administered 2 h after the
exposure of cells to Adriamycin. The enhanced levels of these adducts and
the accompanying decreased cell viability were directly related to the
esterase-dependent release of formaldehyde from AN-9, providing evi-
dence for the formaldehyde-mediated activation of Adriamycin.
INTRODUCTION
Adriamycin is a widely used drug in current chemotherapy regimes
because it is effective against a broad range of neoplasms. It is used
as a single agent but is more commonly used in combinations with
other anticancer agents. The selection of these additional agents is not
usually based on known synergistic interactions between the drugs but
rather on complimenting mechanisms of action. The major drawbacks
associated with the use of Adriamycin are its dose-dependent cardio-
toxicity and the emergence of tumor resistance to the drug (1).
Although Adriamycin is a known topoisomerase II inhibitor, this
mechanism of action does not fully explain its broad-spectrum anti-
cancer activity (1, 2). In recent years, it has been shown that Adria-
mycin induces adducts with DNA, and these occur predominantly at
5'-GC sequences (3, 4). Chemical characterization of this structure
has revealed that the 3' aminosugar of Adriamycin is covalently
bound to the N2 of guanine via a formaldehyde-derived bridge (5, 6).
Two-dimensional NMR
3
analysis of the structure showed that adducts
at GC sequences are also virtual cross-links, because the Adriamycin
monoadduct is stabilized by the complementary strand of DNA by
intercalation and H-bonding (7). This structure of the virtual cross-
link explains why the apparent Adriamycin cross-links are unstable.
DNA cross-link formation by various anthracycline derivatives (in-
cluding Adriamycin) has been correlated with cytotoxicity in HeLa
cells (8), and more recently in MCF-7 cells, at sufficiently high levels
to account for the cytotoxic response (9).
A new drug, doxoform, has been designed recently to take advan-
tage of the fact that Adriamycin can be activated by formaldehyde
(10). This complex of Adriamycin with formaldehyde is dramatically
(200-fold) more cytotoxic than Adriamycin, and this appears to be
attributable to enhanced formation of DNA adducts.
BA is an agent that induces differentiation primarily because of its
ability to function as a histone deacetylase inhibitor (11). In human tumor
cells in vitro, it displays growth arrest, decreased clonogenicity, and
induction of morphological and biochemical changes resulting in antitu-
mor activity (12, 13). However, BA is not clinically effective because of
rapid metabolism and, to a lesser extent, excretion (14). To achieve a
reduction in the clearance rate of BA, a panel of BA-releasing prodrugs
were synthesized and screened for antitumor activity (15, 16). AN-9 is the
best studied prodrug, and it affects cancer cells at 10-fold lower
concentrations and at least 100-fold faster than BA. Moreover, it pene-
trates 100-fold faster than BA into cancer cells in vitro (17). Derivatiza-
tion of BA improves its permeability across cell membranes and enables
efficient intracellular delivery of BA.
AN-9 belongs to a well-established family of acyloxyalkyl ester
prodrugs of carboxylic acids (18 –20) whose expected esterase-depen-
dent intracellular hydrolytic degradation products are BA, pivalic
acid, and formaldehyde (Fig. 1). Whereas pivalic acid does not con-
tribute to the activity elicited by the prodrug, the role of the released
formaldehyde remains unclear, and it also cannot be excluded that the
intact AN-9 has some intrinsic activity. The pivaloyloxymethyl de-
rivatives of propionic, valeric, and pivalic acids (analogues of AN-9
that lack a BA fragment) were found to have significantly lower
antitumor activity in cancer cells (16). This suggests that the biolog-
ical activity of AN-9 stems mostly from the released BA moiety.
AN-9 was shown to inhibit the proliferation of a variety of cancer cell
lines and primary human tumors (15, 16, 21). AN-9 displayed low
toxicity in mice and was effective in prolonging survival of mice
bearing melanoma, lung carcinoma, and monocytic leukemia (15, 16,
22). It induced transient hyperacetylation of histones (23), leading to
relaxation of the chromatin structure, which allowed access of tran-
scription factors to the DNA (24). This activity is likely to be an
important mechanism by which AN-9 exerts its effect on gene mod-
ulation. AN-9 modulates the expression of the early regulatory genes
c-myc and c-jun and the tumor suppressor gene RB as well as the
antiapoptotic gene bcl-2 in WEHI and HL-60 cells (20, 25–27). AN-9
induces differentiation and/or apoptosis depending on the concentra-
tions and timing of the drug used (27). AN-9 formulated in lipid
emulsion (PIVANEX), displayed low toxicity in a Phase I clinical
study and was reported to have an estimated maximum tolerated dose
of 2.7 g/m
2
/day (28). It is presently in Phase II clinical trials with
non-small cell lung carcinoma and hepatoma patients.
Synergistic effects between AN-9 and DNA-disrupting agents have
been observed in murine monocytic leukemia cells. Furthermore, it
1
This work was carried out with the support of the Australian Research Council (to
S. M. C. and D. R. P.), Grant 542/0 from the Israel Science Foundation, a project grant
from the Israel Cancer Research Fund (to A. R. and A. N.), and the Marcus Center for
Pharmaceutical and Medicinal Chemistry and the Bronia and Samuel Hacker Fund for
Scientific Instrumentation at Bar Ilan University.
Received 2/22/01; accepted 9/19/01.
The costs of publication of this article were defrayed in part by the payment of page
charges. This article must therefore be hereby marked advertisement in accordance with
18 U.S.C. Section 1734 solely to indicate this fact.
2
To whom requests for reprints should be addressed, at Department of Biochemistry,
La Trobe University, Victoria 3086, Australia.
3
The abbreviations used are: NMR, nuclear magnetic resonance; BA, butyric acid;
AN-9, pivaloyloxymethyl butyrate; AN-158, 1-pivaloyloxyethyl butyrate; DHFR, dihy-
drofolate reductase; CI, combination index.
8194
Research.
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