Please cite this article in press as: Giuliani, E., et al., Who are the researchers that are collaborating with industry? An analysis of the wine sectors
in Chile, South Africa and Italy. Res. Policy (2010), doi:10.1016/j.respol.2010.03.007
ARTICLE IN PRESS
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RESPOL-2446; No. of Pages 14
Research Policy xxx (2010) xxx–xxx
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Research Policy
journal homepage: www.elsevier.com/locate/respol
Who are the researchers that are collaborating with industry? An analysis of the
wine sectors in Chile, South Africa and Italy
Elisa Giuliani
a,1
, Andrea Morrison
b,c,2
, Carlo Pietrobelli
d,e,3
, Roberta Rabellotti
f,∗
a
Dipartimento di Economia Aziendale, Università di Pisa, Via Ridolfi 10, 56124 Pisa (Italy) and SPRU, University of Sussex, Falmer, Brighton, UK
b
Section of Economic Geography - URU, Utrecht University, Heidelberglaan 2, 3508TC Utrecht, The Netherlands
c
Kites, Bocconi University, via Sarfatti 25, 20136 Milano, Italy
d
CREI, Università Roma Tre, Via S. D’Amico 77, 00154 Roma, Italy
e
Inter-American Development Bank, Washington, DC, United States
f
Dipartimento di Scienze Economiche e Metodi Quantitativi, Università del Piemonte Orientale, Via Perrone 18, 28100 Novara, Italy
article info
Article history:
Received 19 May 2008
Received in revised form 3 February 2010
Accepted 30 March 2010
Available online xxx
Keywords:
University–industry linkages
Academic researchers
Innovation system
Wine sector
abstract
Research on University–industry (U-I) linkages and their determinants has increased significantly in the
past few years. However, there is still controversy on the key factors explaining the formation of U-I link-
ages, and especially related to individual researcher characteristics. This paper provides new empirical
evidence and, in particular, looks at the importance of researchers’ individual characteristics and their
institutional environments in explaining the propensity to engage in different types of U-I linkages. Based
on an original dataset, we present new evidence on three wine producing areas – Piedmont, a region of
Italy, Chile and South Africa – that have successfully responded to recent structural changes in the indus-
try worldwide. Empirical findings reveal that researchers’ individual characteristics, such as centrality in
the academic system, age and sex, matter more than publishing records or formal degrees. Institutional
specificities at country level also play a role in shaping the propensity of researchers to engage with
industry.
© 2010 Elsevier B.V. All rights reserved.
1. Introduction
University–industry linkages (U-I) are not a new phenomenon,
although their number and importance have been increasing
(Etzkowitz, 1998). This may be due to the increased trans-
disciplinarity of the knowledge production process which is
requiring tight and continuous interaction between science and
technology (Faulkner, 1994), and to policies in the US and Europe
– and increasingly in developing countries – aimed at promoting
interaction between research organizations and industry (Geuna,
2001; Mowery et al., 2001; Velho and Saenz, 2002; van Looy et al.,
2003).
All this has promoted growing interest in U-I interactions, which
are usually investigated from the perspectives of the firm or the
university involved. In the past, studies have focused on patenting,
licensing and spin-offs, but these represent only a small fraction
∗
Corresponding author. Tel.: +39 0321 375317; fax: +39 0321 375305.
E-mail addresses: giulel@ec.unipi.it (E. Giuliani), a.morrison@geo.uu.nl
(A. Morrison), carlop@iadb.org (C. Pietrobelli), rabellotti@eco.unipmn.it
(R. Rabellotti).
1
Tel.: +39 050 2216280.
2
Tel.: +31 030 2531368; fax: +31 0 30 2532037.
3
Tel.: +39 065 7335750.
of possible U-I collaborations (Cohen et al., 2002). Several authors
(Bonaccorsi and Piccaluga, 1994; D’Este and Fontana, 2007; Mora
Valentin, 2002; Schartinger et al., 2002) highlight the many other
types of links between universities and firms, ranging from informal
meetings to researchers’ involvement in industry commissioned
consultancy, to joint research programmes, to the purchase of
industry prototypes.
Since the late 1990s, the literature on U-I linkages is focused
on the existence and drivers of U-I linkages and demonstrates that
a variety of factors needs to be taken into account to explain U-I
linkages, e.g. organizational characteristics, history and tradition
(e.g. Bercovitz et al., 2001; O’Shea et al., 2005; Boardman, 2009)
and researchers’ individual attributes (e.g. Blumenthal et al., 1996;
D’Este and Fontana, 2007; D’Este and Patel, 2007; Landry et al.,
2007; Bekkers and Freitas Bodas, 2008; Bercovitz and Feldman,
2008; Van Rijnsoever et al., 2008; Boardman and Ponomariov,
2009). However, there is little consensus so far on what factors
mediate the formation of U-I linkages.
This study aims to contribute by taking the researcher as the
unit of analysis and providing new original evidence to assess the
importance of two sets of factors on the propensity to engage in
U-I linkages: (a) researchers’ individual features such as: gender,
age, education and academic reputation; and (b) the characteris-
tics of the researchers’ organizational contexts such as the type of
0048-7333/$ – see front matter © 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.respol.2010.03.007