Review
A primer on the use of cluster analysis or factor analysis to assess
co-occurrence of risk behaviors
Hedwig Hofstetter ⁎, Elise Dusseldorp, Pepijn van Empelen, Theo W.G.M. Paulussen
TNO (Netherlands Organization for Applied Scientific Research), Expertise Group Life Style, The Netherlands
abstract article info
Available online 15 July 2014
Keywords:
Health behaviors
Multiple risk behavior
Clusters
Factors
Objective: The aim of this paper is to provide a guideline to a universal understanding of the analysis of
co-occurrence of risk behaviors. The use of cluster analysis and factor analysis was clarified.
Method: A theoretical introduction to cluster analysis and factor analysis and examples from literature were
provided. A representative sample (N = 4395) of the Dutch population, aged 16–40 and participating from fall
2005 to spring 2006, was used to illustrate the use of both techniques in assessing the co-occurrence of risk
behaviors.
Results: Whereas cluster analysis techniques serve to focus on particular clusters of individuals showing the
same behavioral pattern, factor analysis techniques are used to assess possible groups of interrelated health-risk
behaviors that can be explained by an unknown common source. Choice between the techniques partly depends
on the research question and the aim of the research, and has different implications for inferences and policy.
Conclusion: By integrating theory and results from an illustrative example, a guideline has been provided that
contributes towards a systematic approach in the assessment of co-occurrence of risk behaviors. Following this
guideline, a better comparison between outcomes from various studies is expected, leading to improved effec-
tiveness of multiple behavior change interventions.
© 2014 Elsevier Inc. All rights reserved.
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141
Cluster analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142
Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142
Examples from literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
Factor analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
Theory. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
Examples from literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
Illustrative example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
A first setup to a guideline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145
Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145
Conflict of interest statement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
Introduction
Over the past decades, there has been growing interest in research
on associations of lifestyle-risk behaviors (see, for example, Bailey
et al., 2006; de Vries et al., 2008; Prochaska, 2008; Pronk et al., 2004).
Many studies have focused on four major lifestyle-risk factors, namely
physical inactivity, smoking, drinking and nutrition or diet (e.g., Bailey
et al., 2006; Conry et al., 2011; de Vries et al., 2008; Heroux et al.,
2012; Laska et al., 2009; Lippke et al., 2012; Poortinga, 2007; Schuit et
al., 2002; Van Nieuwenhuizen et al., 2009). Other factors have also
been examined, such as psychological stress (Dodd et al., 2010), delin-
quency behavior (Van Nieuwenhuizen et al., 2009), drug use (Faeh
Preventive Medicine 67 (2014) 141–146
⁎ Corresponding author at: TNO, Expertise Group Life Style, P.O. Box 3005, 2301 DA
Leiden, The Netherlands.
E-mail address: hedwig.hofstetter@tno.nl (H. Hofstetter).
http://dx.doi.org/10.1016/j.ypmed.2014.07.007
0091-7435/© 2014 Elsevier Inc. All rights reserved.
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Preventive Medicine
journal homepage: www.elsevier.com/locate/ypmed